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Enforcement Actions - Mortgage Banking

Settlement Agreements

Mortgage Banking Enforcement Actions

August 22, 2014 MLO Adam DeMario - Settlement Agreement
August 22, 2014 Total Group In Lieu of Its True Corporate Name Total Mortgage Services, LLC - Settlement Agreement
June 30, 2014 Semper Home Loans, Inc. - Settlement Agreement
May 28,2014 Canyon Mortgage Corp - Settlement Agreement
May 12, 2014 Northeast Processing, LLC - Settlement Agreement
May 1, 2014 MLO Jason A. Berg - Settlement Agreement
April 15, 2014 Ohgeun Kwon D/B/A Union Mortgage Co. - Settlement Agreement
March 28, 2014 J.M. Capital Group LLC - Settlement Agreement
February 27, 2014 MLO Ramchandra J. Mishra - Settlement Agreement
February 19, 2014 United Northern Mortgage Bankers Limited D/B/A Senior Security Home Advantage - Settlement Agreement
February 19, 2014 Marine Funding, Inc. - Settlement Agreement
February 14, 2014 Sistar Mortgage Company - Settlement Agreement
February 14, 2014 Servis One, Inc dba BSI Financial Services - Settlement Agreement
February 13, 2014 Reverse Mortgage Solutions, Inc. - Settlement Agreement
January 28, 2014 LMB Mortgage Services, Inc. - Settlement Agreement
January 8, 2014 Citizens Mortgage Corporation - Settlement Agreement
November 26, 2013 Allnet Group, Inc. - Settlement Agreement
November 7, 2013 Adchemy, Inc. d/b/a RateMarketplace - Settlement Agreement
November 7, 2013 Mortgage Master, Inc. - Settlement Agreement
October 30, 2013 Resurgent Capital Services LP - Settlement Agreement
October 04, 2013 Todd Christopher McAdams - Settlement Agreement
September 24, 2013 Franklin First Financial Ltd. - Settlement Agreement
September 13, 2013 Statewide Capital Mortgage Corp. - Settlement Agreement
September 10, 2013 PFS, Inc. - Settlement Agreement
September 10, 2013 L.B.A. Mortgage Services, Inc - Settlement Agreement
August 27, 2013 Contour Mortgage - Settlement Agreement
August 27, 2013 Michael J. Rakeman - Settlement Agreement
August 27, 2013 Brian G. Schiele - Settlement Agreement
June 11, 2013 Payless Mortgage Corporation - Settlement Agreement
April 18, 2013 RFC Mortgage in Lieu of Residential Finance Corporation - Settlement Agreement
April 17, 2013 Omni Mortgage Corp - Settlement Agreement
February 1, 2013 Homequest Mortgage & Financial Services Corp. - Settlement Agreement
February 1, 2013 Atlantic Home Loans, Inc. - Settlement Agreement
October 24, 2012 Patriot Financial Inc. - Settlement Agreement
October 15, 2012 Global Reach Realty Corp. - Settlement Agreement
August 27, 2012 Guaranteed Rate, Inc. - Settlement Agreement
August 1, 2012 Associated Mortgage Bankers, Inc. - Settlement Agreement
June 12, 2012 WC Financial in Lieu of True Name Warshaw Capital, LLC- Settlement Agreement
May 24, 2012 Channel Mortgage LLC - Settlement Agreement
May 24, 2012 United Funding Group Corp. - Settlement Agreement
May 24, 2012 Forte Mortgage, in Lieu of National Future Mortgage, Inc.- Settlement Agreement
May 4, 2012 Premium Mortgage Corp D/B/A Icon Funding Group - Settlement Agreement
April 26, 2012 Voyage Financial Group, Inc. - Settlement Agreement
April 25, 2012 Downs Financial Inc. - Settlement Agreement
March 30, 2012 R.B.I. Associates, LTD - Settlement Agreement
March 20, 2012 American Financial Resources, Inc. - Settlement Agreement
February 24, 2012 Seymour O. Williams and Accountable Financial Management Corporation. - Settlement Agreement
February 22, 2012 New Deal Mortgage Group, LLC. - Settlement Agreement
October 18, 2011 Guaranteed Home Mortgage Company Inc.- Settlement Agreement
October 17, 2011 CS Financial Inc. - Settlement Agreement
September 8, 2011 MLO Bruce G. Maasbach - Settlement Agreement
August 8, 2011 Luxury Mortgage Corp. D/B/A Luxurymae - Settlement Agreement
July 15, 2011Equity Source in Lieu of its True Corporate Name Equity Source Home Loans, LLC - Settlement Agreement
July 11, 2011Flaherty Funding Corporation - Settlement Agreement
June 21, 2011Associated Mortgage Bankers, Inc. - Settlement Agreement
June 17, 2011Citiline Capital Corp. - Settlement Agreement
June 13, 2011U.M. Services in lieu of United Mortgage Services, LLC - Settlement Agreement
May 26, 2011Mortgage Security, Inc. - Settlement Agreement
May 26, 2011Village Home Funding Corp. - Settlement Agreement
May 16, 2011The Funding Store LLC - Settlement Agreement
May 16, 2011 Gardner G. Cummings - Settlement Agreement
May 16, 2011Shadowood Mortgage Corp. - Settlement Agreement
May 10, 2011 Midas Financial Services Inc. - Settlement Agreement
April 14, 2011M.T.G. Capital - Settlement Agreement
April 11, 2011NFM, Consultants in Lieu of True Corporate Name NFM, Inc. - Settlement Agreement
April 6, 2011 Ace Mortgage Inc. - Settlement Agreement
March 29, 2011GG Mortgage Services, Inc. - Settlement Agreement
March 9, 2011 North Capital Mortgage Corp. - Settlement Agreement
February 25, 2011The Murphy Agency LLC D/B/A - Settlement Agreement
February 24, 2011 Euro Mortgage Bankers, Inc. - Settlement Agreement
February 4, 2011Geoffrey O. Ukekweh D/B/A New World Holdings - Settlement Agreement
January 20, 2011NY Mutual LLC D/B/A Amerimutual Mortgage - Settlement Agreement
January 3, 2011American Success Company, Inc. DBA American Success Mortgage - Settlement Agreement
January 3, 2011

Wall Street Mortgage Bankers Ltd. DBA Power Express - Settlement Agreement

December 6, 2010Mortgage Security, Inc - Settlement Agreement
December 6, 2010Young Ok Uhm DBA Livingston Mortgage Co. - Settlement Agreement
December 6, 2010DFC Consultants, Inc. D/B/A All Credit Funding - Settlement Agreement
December 2, 2010First Rochester Mortgage Corp. D/B/A Eastcap Mortgage - Settlement Agreement
December 2, 2010McAlllewis LLC - Settlement Agreement
November 15, 2010Chateau Equity, Inc - Settlement Agreement
November 15, 2010John Manning D/B/A John Manning Company - Settlement Agreement
November 5, 2010Oliver G. Zhou - Settlement Agreement
November 4, 2010Your Home Funding, Inc. - Settlement Agreement
November 4, 2010Dalco Financial Services, Inc. - Settlement Agreement
October 26, 2010Chung Neu Chen D/B/A Superior Capital - Settlement Agreement
October 19, 2010People Finance LLC - Settlement Agreement
October 19, 2010Skyline West Capital Group Inc. D/B/A Skyline Capital - Settlement Agreement
September 17, 2010 Edward Delli Paoli - Settlement Agreement
September 15, 2010 Syamni Funding Inc .- Settlement Agreement
August 4, 2010 Lend-Mor Mortgage Bankers Corp.d/b/a Lend-Mor Funding - Settlement Agreement
July 16, 2010 Union Federal Mortgage Corporation DBA Union Federal Wholesale Lending - Settlement Agreement
April 22, 2010 AMG Mortgage in Lieu of Advisors Mortgage Group, LLC - Settlement Agreement
April 22, 2010 Upstate Capital Inc. - Settlement Agreement
January 20, 2010 Wall Street Mortgage Bankers Ltd. DBA Power Express - Settlement Agreement
January 7, 2010 Setauket Financial Center - Settlement Agreement
January 7, 2010 Ace Mortgage Inc - Settlement Agreement
November 13, 2009 Newlife Financial Company, Inc. - Settlement Agreement
November 4, 2009 Ambassador Funding LLC - Settlement Agreement
November 4, 2009 Intercontinental Capital Group, Inc.- Settlement Agreement
November 3, 2009 Resource One, Inc.- Settlement Agreement
October 30, 2009 Trinity Funding, Inc dba Susan J. Hayden - Settlement Agreement
October 21, 2009 New B Inc d/b/a New Beginnings Enterprises - Settlement Agreement
October 21, 2009 First Laridian Mortgage Company - Settlement Agreement
October 21, 2009 Win Financial Corp.- Settlement Agreement
October 19, 2009 Own-A-Home Mortgage Corp.- Settlement Agreement
October 7, 2009 Ameritrust Mortgage Bankers Inc - Settlement Agreement
October 6, 2009 LT Technologies In Lieu of LendingTree, LLC.- Settlement Agreement
September 23, 2009 Sekure Funding Consulting Corp. - Settlement Agreement
September 23, 2009 Allied Home Mortgage Capital Corporation - Settlement Agreement
September 9, 2009 MLD Mortgage Inc. D/B/A The Money Store - Settlement Agreement
June 25, 2009 Gilman Ciocia Inc. - Settlement Agreement
June 18, 2009 Consumer One Corp. d/b/a Consumer One Mortgage - Settlement Agreement
June 4, 2009 TBI Mortgage Company - Settlement Agreement
June 3, 2009 Mortgage Links Inc.- Statement of Agreement and Order
May 28, 2009 First Platinum Capital Corp.- Settlement Agreement
May 20, 2009

Somerset Investors Corp. d/b/a Somerset Mortgage Bankers - Settlement Agreement

May 15, 2009 Ace Mortgage Inc.- Settlement Agreement
May 13, 2009 Flaherty Funding Corporation - Settlement Agreement
April 30, 2009 Par-Rate Mortgage Services, Inc. - Settlement Agreement
April 6, 2009 Destiny Funding Corp. - Settlement Agreement
March 10, 2009

Nicholas Palumbo, d/b/a The Money Express - Settlement Agreement

December 10, 2008 D & L Brokerage Inc. D/B/A First Option Equities - Settlement Agreement
December 10, 2008 Vanguard Funding LLC., Old name: Fidelity Borrowing Mortgage Bankers - Settlement Agreement
November 12, 2008 AHL Home Funding in lieu of True Corporate Name Atlantic Home Loans, Inc. - Settlement Agreement
August 4, 2008 Samuel V. Cino Jr. d/b/a PMG Mortgage - Settlement Agreement
July 22, 2008 Fidelity First Mortgage Corp. - Settlement Agreement
June 27, 2008 Sage Credit Company, Inc. - Settlement Agreement
May 14, 2008 The Mortgage Mall, Inc. - Settlement Agreement
April 3, 2008 Destiny Funding Corp. - Settlement Agreement
December 20, 2007 United Mortgage Brokerage, Inc - Settlement Agreement
June 5, 2007 The Mortgage Zone, Inc. - Settlement Agreement
April 12 , 2007 Island Equity Mortgage Inc. - Settlement Agreement
March 27, 2007 Dynamic Mortgage Bankers, LTD - Settlement Agreement
February 21, 2007 Eastern American Mortgage Co., Inc. - Settlement Agreement
January 4. 2007 Fidelity Guaranty Mortgage in lieu of true name First Fidelity Financial Corp. - Order of Fine
December 15, 2006 Moots Mortgage in lieu of true name Northstar Enterprises, LLC - Settlement Agreement
December 15, 2006 Vintage Funding Incorporated - Settlement Agreement
November 14, 2006 Destiny Funding Corp. - Settlement Agreement
October 17, 2006 Steven Woods DBA ATM - Plus - Settlement Agreement
October 17, 2006 Dionito R. Tanion D/B/A Accurate Mortgage Company - Settlement Agreement
October 13, 2006 Security American Mortgage Company in lieu of true corporate name Security Atlantic Mortgage Co., Inc. - Settlement Agreement
September 27, 2006 Marita Valenti, Inc. DBA MVI Mortgage - Settlement Agreement
June 8, 2006 Southern Star Mortgage Corp. - Settlement Agreement
June 7, 2006 First New York Capital Holding Corporation DBA 1st New York Mortgage - Settlement Agreement
February 2, 2006 The Money Place, LLC - Settlement Agreement
January, 2006 Settlement Agreement between the NYSBD and ACCCH and the Ameriquest Parties
January 30, 2006 Mega Home Equities, Inc. - Settlement Agreement
August 4, 2003 Household Settlement
December 16, 2002 $484 Million Nationwide Settlement with Household International, Inc
October 11, 2002 Governor Pataki, Attorney General Spitzer Announce Historic $484 Million Agreement with Household International, Inc
January 28, 2002 Trans Global Mortgage Corporation Fined $50,000, Ordered to Pay over $100,000 in Consumer Restitution