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DFS-Applications: Banks & Trusts

Commercial Banks & Trust Companies

Information and procedure for the organization of a commercial bank under New York Banking Law

Information and Procedure for the organization of a trust company for the limited purpose of exercising fiduciary powers.

Provisions relating to the formation of Limited Liability Trust Companies

Credit Unions

Information and procedure for the organization of a State-Chartered Credit Union

Associated Applications and Forms for Credit Unions

Foreign Banking Corporations

Information concerning the licensing of a foreign banking corporation to establish and maintain a branch or agency in New York.

Application for a change of location - Foreign Branch/Foreign Agency

Application to Establish, Maintain, or Use a Representative Office

Notification of a change of location - Foreign Representative Office

Asset Pledge Resources

Other Applications and Resources

Investment Companies (under Article XII of the Banking Law)

Information and procedure for the organization of an Investment Company (under Article XII of the Banking Law)

Provisions relating to the formation of limited liability investment companies

Private Bankers

Safe Deposit Company

Scope of subjects to be considered in evaluating the merits of a proposal to charter a safe deposit company

Additional Safe Deposit Company Applications

Savings Bank and Savings & Loan Association (Stock-Form)

Information and procedures for the organization of a Stock-Form Savings Bank or Stock-Form Savings and Loan Association

Shelf Charter

Information and Procedure for the Organization of a Shelf Charter under New York Banking Law.

Other Applications and Forms

  1. Merger/Acquisition/Holding Company Application
  2. Change of Control Application (bank/trust company/stock-form savings bank/stock-form savings and loan association)
  3. Permission to Open and Occupy a Branch Office (PDF) (bank/trust company/savings bank/savings and loan association)
  4. Application for a Change of Location; Application for a Change of Designation of Principal Office (PDF)
  5. Change of Location (Temporary)
  6. Public Accommodation Office (PDF)
  7. Branch Closing Report
  8. Notice of Intent to Establish or Share an Electronic Facility
  9. Application for Trust Powers (Savings Banks/Savings & Loan Associations)
  10. Issuance of Subordinated Securities (Savings Banks/Savings & Loan Associations)
  11. Conversion of Savings Bank from Mutual to Stock Form (PDF)
  12. Formation of a Mutual Holding Company by a Mutual Savings Bank
  13. Conversion of Savings & Loan Association into Savings Bank
  14. Application to Convert from Federal to State Charter (Savings & Loan Association)
  15. Merger of a Savings Bank or Savings & Loan Association into a Savings Bank
  16. Merger of a Savings Bank or Savings & Loan Association into a Savings and Loan Association
  17. Change in By-Laws (Savings & Loan Association)
  18. Domestic Representative Office Registration
  19. Investment in Subsidiary
  20. Application to Convert from Federal to State Charter (Bank/Trust Company)
  21. Amended/Restated Organization Certificate
  22. Approval of Stock Option Plan
  23. Permission for Interlocking Directors and Officers
  24. Capital Notes and Debentures Approval
  25. Alternative to Basic Banking Account Application
  26. Excess Deposits Permission (Bank/Trust Company)
  27. Real Estate Equity Investments in Community Development Projects
  28. Restricted Word in a Corporate Name or Title
  29. Trust activities in New York State (Out-of-State Trust Company)
  30. Notice of Intent to Establish and Maintain a Trust Office (PDF) (New York Bank/Trust Company)
  31. Notice of Intent to Establish and Maintain a Trust Office in New York (Out-of-State Bank/Trust Company)
  32. Wild Card Authorization Request
  33. Community Bank Deposit Program

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