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Information and Resources for the Budget Planner Industry


Application Type Application & Instructions Individual Forms
Note: all references below to Banking Law and Superintendent's Regulations refer to New York State Laws and Regulations

Budget Planner
Only type B not-for-profit corporations as defined in section 201 of the not-for-profit corporation law of New York, or an entity incorporated in another state having a similar not-for-profit status, shall engage in the business of budget planning.

For licensing requirements see Article 12-C of the Banking Law, sections 579 to 587, Superintendent's Regulations Parts 402, 404 and 300 and General Business Law Article 28-B.

Authority to Release Information
Background Report Certification
Bond-New York Instruments
Corporate Financial Statement
Deposit Agreement
Litigation Affidavit-Individual
Litigation Affidavit-Licensee/Applicant
Personal Financial Statement
Privacy Affidavit
Taxpayer ID
Zoning Affidavit

Examination and Annual Assessment Information

Institutions We Supervise

The Department of Financial Services supervises many different types of institutions. Supervision by DFS may entail chartering, licensing, registration requirements, examination, etc. The Who We Supervise search application can help you find out whether an institution is regulated and/or licensed by DFS, and what additional locations or branches they may have.


Link to DFS Portal

About DFS

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Reports & Publications


Laws and Regs

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