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Recent Developments

DescriptionDate PostedLinks

Emergency Insurance Regulations:

  • Consolidated Emergency Adoption for Regulations 9, 18 and Fifth Amendment of 29 (11 NYCRR 20); Fifth Amendment of Regulation 87 (11 NYCRR 29); First Amendment of Regulation 194 (11 NYCRR 30); and Third Amendment of Regulation 125 (11 NYCRR 24) New Regulation 206 (11 NYCRR 35)
    Title Insurance: Title Insurance Agents, Affiliated Relationships, And Required Disclosures, and
    Brokers And Agents – General
    Special Prohibitions
    Producer Compensation Transparency
    Requirements Pertaining To The Location Of An Insurance Agent Or Broker At Each Place Of Insurance Business: Reporting Requirements
  • 09/29/2014

    Emergency Insurance Regulations

    2013 Holocaust Claims Processing Office Annual Report 09/19/2014 Annual Reports

    Emergency Banking Regulations:

    • Emergency Adoption of Part 42 of the General Regulations of the Superintendent (Subprime Home Loans - Thresholds)
    09/18/2014 Emergency Banking Regulations

    A&H Product Checklists: Comprehensive Health Insurance Large Group Commercial Insurers Checklist

    09/18/2014 Accident and Health Product Checklists and Outlines

    Health Insurance Checklists, Model Language, Model Notices & Guidance

    • New and updated information
    09/16/2014 Information for Health Insurers

    Instructions for Drafting Fraud Prevention Plans

    09/12/2014 Fraud Reporting and Information for Insurers
    Disciplinary Actions Against Insurance Companies, Agents, Brokers & Adjusters 09/12/2014 Disciplinary Actions

    Filed Insurance Examination Reports (16 Health Reports, 19 Life Reports, 34 Property Reports)



    Health Reports

    Life Reports

    Property Reports

    Proposed Insurance Regulations:

    • Proposed Fifth Amendment to Regulation 79 (11 NYCRR 67) Mandatory Underwriting Inspection [Requirements] Requirement for Private Passenger Automobiles
    09/10/2014 Proposed Insurance Regulations

    Final Adoptions of Insurance Regulations:

    1. Final Adoption of the Sixth Amendment to Regulation 126 ( 11 NYCRR 95) Regulations Governing an Actuarial Opinion and Memorandum;
    2. Final Adoption of the Third Amendment to Regulation 151 ( 11 NYCRR 99) Valuation of Annuity, Single Premium Life Insurance, Guaranteed Interest Contract and Other Deposit Reserves

    Final Insurance Regulations

    Medicare Supplement Insurance Premium Rates for September 2014

    09/01/2014 Medicare Supplement Insurance

    Public Hearings: SBLI Demutualization - August 21, 2014

    • Transcript, Supplemental Statements, and Public Comments
    08/29/2014 Public Hearing - SBLI

    2014 New York State Consumer Guide to Health Insurers


    Consumer Publications

    Health Insurance Resource Center

    Public Hearings: SBLI Demutualization - August 21, 2014 08/22/2014 Public Hearing - SBLI
    Maximum Reserve Valuation and Maximum Life Policy Nonforfeiture Interest Rates 08/18/2014 Life Reserves and Solvency
    Group Fixed and/or Variable Annuity Contracts Subject to Individual Standards (update) 07/25/2014 Life Product Outlines and Checklists

    Proposed Banking Regulations:

    Proposed Revised Part 420 of the Superintendent's Regulations and Supervisory Procedure MB 107 and the Repeal of Supervisory Procedure MB 108 (Mortgage Loan Originators).

    07/23/2014 Proposed Banking Regulations

    Health Insurance Checklists, Model Language, Model Notices & Guidance:

    • New - Model Notices
    07/22/2014 Health Insurers information

    Health Insurance Checklists, Model Language & Guidance:

    • New - Uniform Modification Policy Changes Guidance
    07/17/2014 Health Insurers information

    Final Adoptions of Banking Regulation: Adoption of New Part 83 of the General Regulations of the Superintendent (Shared Appreciation Modification Mortgages)


    Final Adoptions

    2013 Department of Financial Services Annual Report to the Governor and Legislature 07/03/2014 Annual Reports
    PreLicensing Education Provider Program: Updated Insurance Exam Content Topic Locator documents 07/02/2014 PreLicensing Education Provider Program

    Department of Financial Services Regulatory Agenda - June 10, 2014

    06/16/2014 Regulatory Agenda
    Insurance Circular Letter No. 5: "Impact of Mental Health Parity and Addiction Equity Act of 2008 (“MHPAEA”), Affordable Care Act (“ACA”), and the MHPAEA Final Rule on Mental Health and Substance Use Disorder Benefits in New York’s Health Insurance Market." 06/04/2014 Insurance Circular Letters - 2014