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Disciplinary Actions

To search for Disciplinary Actions taken by the Department of Financial Services please use the Disciplinary Actions Search.

For information on our Investigation into Broker and Insurer Compensation Practices, Finite Reinsurance Practices and Title Insurer Practices, please select this link.

2013 | 2012 | 2011

YearRelease Date



October 3, 2011 - December 31, 2011

Updated 04/22/2013