Fraud Reporting and Information for Insurers
Reporting Fraud Referrals
- About the Frauds Case Management System (FCMS)
- FCMS Registration Form
- Print and Fax or Mail via the IFB-1 Form (PDF)
Filing Fraud Prevention Plans and Annual SIU Reports
Data required in the current reporting forms must be submitted electronically through the DFS Portal. Hard copies of the Annual SIU Report will not be accepted. Each filing company must establish a minimum of two Portal accounts (for its Trusted Source and two Approvers - an approver may also be the Trusted Source) and sign up for the Frauds SIU application.
- Instructions for Completing and Filing Annual SIU Report
- Instructions for submitting Fraud Prevention Plans (PDF)
- Portal Access (opens in new window, login required)
Annual SIU Report for Life Settlement Providers
Pursuant to New York Insurance Law Section 411(e), life settlement providers are required to file an Annual Report with the Criminal Investigations Unit describing experience, performance, and cost effectiveness in implementing Life Settlements Fraud Prevention Plan. The Report also requires information pertaining to your company’s public awareness program required by Section 411(b)(5). The Report must be completed and filed no later than March 15th of each year.
- Annual SIU Report Form for Life Settlement Providers
- Annual Public Awareness Questionnaire for Life Settlement Providers With In-House Public Awareness Programs
Please send all completed and signed Reports, along with the public awareness questionnaire and supporting public awareness attachments (if applicable), to:
-
Roy Zabala, Senior Insurance Examiner
Department of Financial Services
Financial Fraud & Consumer Protection Division
25 Beaver Street
New York, NY 10004
Data Calls
Insurers Writing Private Passenger Auto With 3,000 or More Policies in Effect:
Misrepresentations of the Location Where Vehicles are Garaged or Driven
Outside Industry Resources:
