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Adopted Regulations
Supervisory Procedure G1
Schedule of Addresses and Fees


§ 1.1 Addresses of the New York State Banking Department 

[The headquarters of the New York State Banking Department is:] 

[One State Street
New York, NY 10004-1417
(212) 709-5470] 

The website for the New York State Banking Department is: 

www.banking.state.ny.us

 [The New York State Banking Department maintains regional offices as listed below:] 

The offices of the New York State Banking Department are located at: 

New York State Banking Department
One State Street
New York, NY 10004-1417
(212) 709-5470

 New York State Banking Department
5 Empire State Plaza
Suite 2310
Albany, NY 12223
(518) 473-6160 

New York State Banking Department
333 East Washington Street
Syracuse, NY 13202
(315) 428-4049 

New York State Banking Department
Sardinia House
52 Lincoln's Inn Fields
London, England WC2A 3LZ
011 44-207-405-5474

New York State Banking Department
ARK Mori Building
P.O. Box 510
1-12-32 Akasaka 1-CHOME, Minato-Ku
Tokyo, 107-6090, Japan
011 81-3-5570-8350 

§ 1.2 Schedule of Fees 

GRBB – General Regulations of Banking Board
SR – Superintendent’s Regulations
SP – Supervisory Procedures

Investigation Fees - New Organizations

Description of Fee  Amount Charged Banking Law Authorization NYCRR Authorization
Banks $2,500 §23
Trust Companies  $2,500 §23
Private Bankers $2,500  §23
Savings Banks (Stock form) $5,000  §14-e(2) 
Savings Banks $2,500 §23  
Savings & Loans (Stock form)  $5,000 §14-e(2) 
Savings & Loans $2,500 §23
Safe Deposit Companies $2,500 §23
Investment Companies  $2,500  §23  
Bank Holding Companies $2,500  §143.a   SP—CB 105 
Bank Holding Companies $5,000 §142  SP—CB 105
Budget Planners  $100 §580.3  
Check Cashers - Regular $250 §367.3 SR—Part 400 
Check Cashers - Mobile $250 §367.3 SR—Part 400
Check Cashers - Limited  $10 §370.2 SR—Part 400
Premium Finance - Regular  $150/450 max §555.4 (b) SR—Part 405
Premium Finance - Limited  $0 §566.1  SR—Part 405
Sales Finance Companies $150/450 max §492.4 (c) SR—Part 403 
Foreign Agencies and Branches  $2,000  §201.4 SP—FB 101
Foreign Representative Offices $250  §221-c   
Licensed Lenders $1000/500  §341  SR—Part 401
Transmitters of Money $1,000 §641.3  SR—Part 406
Licensed Mortgage Bankers    $1000/500 §591.2 SR—Part 410
Mortgage Brokers  $500/250  §591-a  SR—Part 410 

Investigation Fees - Change of Location

Description of Fee  Amount Charged Banking Law Authorization NYCRR Authorization
Banks $150/450 §28.a & §113  
Trust Companies $150/450 §28.a & §113  
Savings Banks $150/450  §28.a & §241.1   
Savings & Loans $150/450 §28.a & §396.1   
Investment Companies $150/450  §28.a & §511  
Foreign Agencies $150/450 §28.a & §203.2   
Foreign Branches $150/450 §28.a & §203.2    
Licensed Lenders  $150 §343.3(a) SR—Part 401 
Check Cashers $100 §367.3  SR—Part 400 

Investigation Fees - Mergers, Conversions, etc.

Description of Fee  Amount Charged Banking Law Authorization NYCRR Authorization
Conversion, Nat'l Org to State Org $250 §136.5 SP—CB 101
Merger, Nat'l Org to State Org $3,000 §136.5 SP—CB 105

Purchase of Assets-by State Org from Nat'l Org

$3,000 §136.a SP—CB 105

Merger/Acquisition-Stock Form Savings Banks/Savings & Loans

$5,000 §14-e(2) SP—SB 110
SP—SL 110 
Merger-Fee not required for Credit Union  $3,000 §601.1 SP—CB 105
Purchase of Assets $3,000 §601.a SP—CB 105
Sale of Assets (more than 50% of assets) $250 §605.8  
Acquisition of Business-Licensed Lenders   §344.1  
     (by unlicensed person or entity) $1000     
     (by person or entity already licensed) $250    
Acquisition of Control of Licensed Lenders by Purchase of Stock   §345.1  
     (by unlicensed person or entity) $1000     
     (by person or entity already licensed) $250    
Acquisition by Companies of control of Banking Institutions  $5000 §143.b.2 SP—CB 117
     (capital less than $15 million) $1000    
Acquisition of control of Investment Companies $1,000 §519  
Conversion-From Mutual to Stock Form Ownership $5,000 §14-e(2)  
Change of Control-Mortgage Bankers/Brokers  $1,000  §594.b SP—MB 104
                          

Investigation Fees - Branch

Description of Fee  Amount Charged Banking Law Authorization NYCRR Authorization
Banking Organizations $650  §29 SP—CB 103  
Public Accommodation Offices $650   §29(191)  

License Fees *

Description of Fee  Amount Charged Banking Law Authorization NYCRR Authorization

Check Cashers-Regular 
Mobile
Limited

$350/175
$400/200
$20 
§367.3
§367.3
§370.2
SR—Part 400
SR—Part 400
SR—Part 400 
Premium Finance-Regular $300/150 §555.4 (a)  SR—Part 405 
Premium Finance-Limited
(insurance agent or broker holding less than $15,000 of  premium finance agreements)
$20   §566.1 SR—Part 405 
Sales Finance Companies $300/150 §492.4 (b) SR—Part 403
Licensed Lenders $1000/500 §341 SR—Part 401
Transmitters of Money  $500 §641.3  SR—Part 401
Licensed Mortgage Bankers  $1000/500 §594-a SP—MB 101  
Mortgage Brokers (Registration Fee) $500/250 §594-a   SP—MB 102 

*  New license fees collected by occurrence, renewal license fees collected annually.  

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