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Adopted Regulations

This information is not the official version of the New York Codes, Rules and Regulations (NYCRR). No representation is made as to its accuracy, nor may it be read into evidence in New York State courts. To ensure accuracy and for evidentiary purposes, reference should be made to the official NYCRR. The official NYCRR is available from West Publishing: 1-800-344-5009. Westlaw's unofficial unannotated version of the NYCRR is available free to the public online at http://www.dos.state.ny.us/info/nycrr.html

October 1, 2014

Adoption of Revised Part 420 of the Superintendent's Regulations and Supervisory Procedures MB 107 and the Repeal of Supervisory Procedure MB 108 (Mortgage Loan Originators)

October 01, 2014

Adoption of New Part 117 of the Superintendent's Regulations (Credit Exposure Arising from Derivative Transactions)

July 09, 2014

Adoption of New Part 83 of the General Regulations of the Superintendent (Shared Appreciation Modification Mortgages)

March 19, 2014

Adoption of New Part 43 of the General Regulations of the Superintendent (Subprime Home Loans - Meaning of Terms)

June 1, 2013

Consolidated Adoption Amending Multiple Parts of Titles 3 and 11 of NYCRR

January 18, 2012

Amendments to Part 23 of the General Regulations of the Banking Board and new Part 342 of the Superintendent's Regulations (Call Reports)

January 4, 2012

Adoption of amendments to Part 39 of the General Regulations of the Banking Board (Exempt Organizations; Subsidiaries of Exempt Organizations)

June 10, 2011

Repeal of Part 20 of the General Regulations of the Banking Board (Payment of Interest on Commercial Bank Deposits)

January 26, 2011

Amendments to Part 301 of the Superintendent's Regulations (Security at Automated Teller Facilities)

December 23, 2009

Amendments to Part 38 of the General Regulations of the Banking Board, Parts 410 and 413 of the Superintendent's Regulations and Supervisory Procedure MB 106

April 2, 2009

Amendments to Supervisory Policy G 8 (Registration of Domestic Representative Offices)

November 5, 2008

Adoption of New Supervisory Procedure MB 108 (Approval as Provider of Education Courses for Mortgage Loan Originators; Approval of Education Courses; Other Education Requirements)

April 16, 2008

Adoption of New Part 420 of the Superintendent's Regulations and New Supervisory Procedure MB 107 (Mortgage Loan Originators).

April 9, 2008

New Parts 115 and 116 of the General Regulations of the Banking Board, and New Parts 416 and 417 of the Superintendent's Regulations (Anti-Money Laundering Programs for Applicants and Regulated Entities).

March 26, 2008

Amendments to Supervisory Policy G1 and conforming amendments to other sections of Title 3, NYCRR

May 23, 2007

Part 73 of the General Regulations of the Banking Board is hereby amended to read as follows:

February 28, 2007

Amendments to Part 400.5 of the Superintendent's Regulations (Licensed Cashers of Checks -- Depositing of Checks, etc.)

January 24, 2007

Amendments to Part 322 of the Superintedent's Regulations (Pledge of Assets and Maintenance of Assets By Licensed Foreign Banking Corporations in New York).

January 10, 2007

Amendments to Part 76 of the General Regulations of the Banking Board (Compliance With Community Reinvestment Act Requriements).

January 10, 2007

Amendments to Part 6.8 of the General Regulations of the Banking Board (Overdraft Protection Charges).

October 16, 2006

New Part 6.10 of the General Regulations of the Banking Board (Investments in Public Deposit Banks by Savings Banks and Savings and Loan Associations).

September 27 , 2006

New Part 114 of the General Regulations of the Banking Board (Supervision of Article XII Investment Company Holding Companies and Their Subsidiaries For Purposes of the European Union Financial Conglomerates Directive).

September 27 , 2006

Amendments to Part 41 of the General Regulations of the Banking Board (High Cost Home Loans).

September 6, 2006

New Part 404 (Budget Planners/Delegation of Certain Activities)

September 6, 2006

Amendments to Part 400 (Licensed Cashers of Checks)

June 28, 2006

New Part 6.9 (Mergers With Non-bank Affiliates)

April 12, 2006

Amendments to Part 400.12 of the Superintendent's Regulations (Licensed Cashers of Checks -- Fees).

February 27, 2006

Emergency Adoption of Amendments to Part 76 of the General Regulations of the Banking Board (Compliance With Community Reinvestment Act Requirements). 

February 2, 2006

Amendments to Part 32 and New Part 6.8 of the General Regulations of the Banking Board (Overdraft Protection Charges).

February 2, 2006

Amendment to Part 31 of the General Regulations of the Banking Board (Investments of Banks or Trust Companies in Certain Corporations).

October 17, 2005

New Part 6.7 of the General Regulations of the Banking Board (Additional Authority of Banks and Trust Companies to Underwrite and Deal in Certain Securities, Including Municipal Bonds).

September 12, 2005

Amendment to Part 70 of the General Regulations of the Banking Board (Interlocking Directors and Officers of Banking Organizations and Bank Holding Companies)

September 12, 2005

Amendment to Part 207 of the Special Regulations of the Banking Board (Permission to Serve as an Executive Officer, Director or Trustee of Banks, Trust Companies, Savings Banks, Savings and Loan Associations, National Banks, Federal Savings and Loan Associations and Bank Holding Companies).

July 22, 2005

Amendments to Supervisory Policies G 4 and G 6 and Supervisory Procedures G 104, G 105, G 108, CB 103, SB 101 and SL 101 (Streamlined Requirements for Branch and Related Applications).

June 22, 2005

Adoption of amendments to Parts 95, 96, 97 and 113 of the General Regulations of the Banking Board and new Parts 326 and 327 of the Superintendent's Regulations.

April 27, 2005

Adoption of amendments to Part 96.6 of the General Regulations of the Banking Board (Lending Limits for Credit Unions)

February 16, 2005

Adoption of amendments to Part 301.5 of the Superintendent's Regulations (Security at Automatic Teller Facilities).

November 17, 2004 

Adoption of Amendments to Supervisory Procedure G 106 (Public Access to Banking Department Records).

November 17, 2004 

Adoption of Amendments to Supervisory Procedure FB 105 (Procedure for a Foreign Banking Corporation for a Change of Manager, Deputy Manager, Representative or Individual Designated to Receive Process).

September 29, 2004

Repeal of Part 17 of the General Regulations of the Banking Board (Permission to Have Directors and Other Personnel with Certain Underwriting Relationships) and Supervisory Procedure CB 114."

September 22, 2004

Adoption of Amendments to Part 410 of the Superintendent's Regulations (Mortgage Bankers: Licensing Requirements; Mortgage Brokers: Registration Requirements; Branch Applications: Notifications: Books and Records; Annual Reports; Surety Bonds; and Consultants of Licensed Mortgage Bankers and Registered Mortgage Brokers.)

September 6, 2004

Emergency Adoption of Amendments to Superintendent's Regulation 400.6 (Licensed Cashers of Checks).

June 22, 2004

Adoption of Amendments to Superintendent's Regulation 400.12

May 26, 2004

Adoption of Amendments to Part 402(Budget Planners)

April 21, 2004

Adoption of Amendments to Supervisory Policy G 8 (Registration of Domestic Representative Offices). These amendments will become effective on April 21, 2004.

November 26, 2003

Adoption of Amendments to Supervisory Policy G1 to Title 3 of NYCRR (Schedule of fees and headquarters reference)

April 16, 2003

Adoption of New Supervisory Procedure G1 to Title 3 NYCRR (All Addresses of Banking Department Offices).

Adoption of Technical Amendments to Parts 334, 405, 406, and 410; Legal Interpretations LI 4, Sections 4.1 and 4.10; Supervisory Procedures G111, CB 101, CB 109, SB 110 and MB 101; and Appendix 8 of the Superintendent's Regulations of Title 3 of NYCRR.

April 2, 2003

Adoption of New Part 307 to the Superintendent's Regulations of Title 3 of NYCRR (Board of Director Actions by Written Consent).

Adoption of New Part 306 to the Superintendent's Regulations of Title 3 of NYCRR (Maximum Number of Board of Director Vacancies).

January 8, 2003

Adoption of Technical Amendments to Parts 4, 8, 10-12, 24, 26, 28, 33, 50, 68, 79 and 86 of the General Regulations of the Banking Board of Title 3 of NYCRR.

December 18, 2002

Adoption of amendments to Part 322 of the Superintendent's Regulations (Asset Pledge)

April 3, 2002

Adoption of Amendments to Parts 80 and 82 of the General Regulations of the Banking Board - Junior Lien Mortgage Loans and Alternative Mortgage Investments

February 20, 2002

Adoption of Amendment to Section 333.1 of the Superintendent's Regulations of Title 3 NYCRR - Inclusion of LIBOR Rate Index

January 23, 2002

Adoption of Amendment to Section 106.2 of the Superintendent's Regulations of Title 3 NYCRR - Designation of Secretary of the Banking Board as Records Access Officer

September 26, 2001

Adoption of Final Amendment to Part 6 of the General Regulations of the Banking Board, adding a new Section 6.6 – (Required Number of Board of Directors Meetings)

September 11, 2000

Adoption of Amendment to Part 301 of   Superintendent's Regulations pertaining to ATM Video Tape Usage

January 4, 2000

Emergency Adoption and Proposed Rulemaking for Superintendent's Regulation Part 301 pertaining to ATM Video Tape Usage

August 5, 1999 Banking Board Meeting

Final Amendments to Part 32 of the General Regulations of the Banking Board, adding a new Section 32.4 -- (Required Disclosures).

June 3, 1999 Banking Board Meeting

Final Amendments to Part 14 of the General Regulations of the Banking Board (investments in corporations by banks and trust companies).

May 6, 1999 Banking Board Meeting

Final Adoption of Amendments to Part 6 of the General Regulations of the Banking Board to Allow Self Certification of Equity Investments Promoting the Public Welfare.