Weekly Bulletin
October 9, 2009
SECTION I
This section records the receipt of applications and notices to the Banking Department. Applications and notices received by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of receipt; applications and notices received by the Mortgage Banking Division are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE BANKING DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Banking Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to The Secretary of the New York State Banking Board, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to BBSecretary@banking.state.ny.us. This Weekly Bulletin may also be viewed online at the Banking Department’s Web site at: http://www.banking.state.ny.us
SECTION II
This section records actions taken by the Superintendent of Banks and/or the Banking Board, and other information concerning the activities of the Banking Department. Actions relating to institutions supervised by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of action; actions relating to institutions supervised by the Mortgage Banking Division are listed at the end of Section II by type of action taken.
SECTION III
This section provides notification of the filing by federally-chartered institutions of applications for new branches to be located in New York received from Mr. Toney Bland, Deputy Comptroller, Office of the Comptroller of the Currency, 340 Madison Avenue, 5th Floor, New York, NY 10017 and Mr. Brian Steffey, Office of Thrift Supervision, Harborside Financial Center Plaza Five, Suite 1600, Jersey City, NJ 07311. Any comment or objection in relation to any application in Section III should be communicated immediately to the supervisor of the institution involved, with a copy furnished to this office. This section is provided as a courtesy to New York State-regulated banking institutions; additional information relating to federally-chartered institutions is available in the Office of the Comptroller of the Currency’s Weekly Bulletin or its Web site: http://www.occ.treas.govand via the Office of Thrift Supervision’s Web site at: http://www.ots.treas.gov.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes |
|
BK = Bank |
FB = Foreign Branch |
Division Codes
FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division
SECTION I
October 6, 2009 (FR-FWB)
ABN AMRO II N.V.
Gustav Mahlerlaan 10, 1082PP Amsterdam, The Netherlands
Application for a license to establish and maintain a representative office at 565 Fifth Avenue, Borough of Manhattan, 25th Floor, City of New York 10017, received.
October 6, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Application dated October 1, 2009 for permission to change the location of branch office from 1110 Union Road, Southgate Plaza, Town of West Seneca, Erie County, NY 14224 to 1024 Union Road, Town of West Seneca, Erie County, NY 14224, received.
October 6, 2009 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354
Application dated September 29, 2009 for permission to change temporarily the location of branch office from 471 County Road 520, Marlboro, Monmouth County, NJ 07746 to 473 Route 79, Morganville, Monmouth County, NJ 07751, received.
October 8, 2009(PF-LFS)
AICCO, INC
101 Hudson Street, Jersey City, NJ 07302
A notification of branch office relocation from 2929 Allen Parkway, Suite 1300, Houston, TX 77019 to 2777 Allen Parkway, Suite 1130, Houston, TX 77019 was received.
The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:
October 07, 2009 (MB-MBD)
Applicant(s)
Christopher P. O'Neill
Kathryn G. Madison
Loretta R. Abrams
Susanne L. Miller
Faye Marion Polayes
HSBC Finance Corporation
HSBC Investments (North America) Inc.
HSBC North America Holdings, Inc.
As: Beneficial Financial I Inc.
26525 North Riverwoods Boulevard, Mettawa, IL 60045 3428
Application to establish a Mortgage Broker's Branch received for examination:
October 07, 2009 (BR-MBD)
Full Service Branch
Guardian First Funding Group, LLC
3 Huntington Quadrangle, Suite 303N, Huntington, NY 11747
October 07, 2009 (BR-MBD)
Full Service Branch
Atlantic Home Capital, Corp.
100 Broadway, Massapequa, NY 11758
October 07, 2009 (BR-MBD)
Full Service Branch
Primerica Financial Services Home Mortgages, Inc.
45 Dolan Avenue, Middletown, NY 10940
October 07, 2009 (BR-MBD)
Full Service Branch
Citizens Financial Mortgage, Inc.
4513 Neconset Highway, Suite B, Port Jefferson, NY 11776
October 07, 2009 (BR-MBD)
Full Service Branch
American Nationwide Mortgage Company, Inc.
20 Prospect Street, Suite 215, Ballston Spa, NY 12020
October 07, 2009 (BR-MBD)
Full Service Branch
Universal Mortgage, Inc.
146 Montague Street, Brooklyn, NY 11201
Application to establish a Mortgage Banker's Branch received for examination:
October 07, 2009 (MB-MBD)
Full Service Branch
WCS Lending, LLC
29 Locust Avenue, 1st floor, Rye, NY 10580
October 07, 2009 (MB-MBD)
Full Service Branch
Mid-Island Mortgage Corp.
20 Gibson Place, Suite 101-B, Freehold, NJ 07728
October 07, 2009 (MB-MBD)
Full Service Branch
Franklin American Mortgage Company
1850 Gateway Boulevard, Suite 240, Concord, CA 94520
October 07, 2009 (MB-MBD)
Full Service Branch
Franklin American Mortgage Company
5221 North O'Connor Boulevard, Suite 900, Irving, TX 75039
October 07, 2009 (MB-MBD)
Full Service Branch
Franklin American Mortgage Company
55 Ferncroft Road, Suite 404, Danvers, MA 01923
October 07, 2009 (MB-MBD)
Full Service Branch
The Money Source Inc.
591 Stewart Avenue, 6th floor, Garden City, NY 11530
October 07, 2009 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. D/B/A RHF Wholesale
8 Greenwood Avenue, East Islip, NY 11730
October 07, 2009 (MB-MBD)
Full Service Branch
US Mortgage Corporation DBA Mortgage Concepts
36-51 Bell Boulevard, Suite 205, Bayside, NY 11361
October 07, 2009 (MB-MBD)
Full Service Branch
GMAC Mortgage, LLC D/B/A ditech
3451 Hammond Avenue, Waterloo, IA 50702
October 07, 2009 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
4400 North Federal Highway, Suite 150, Boca Raton, FL 33431
October 07, 2009 (MB-MBD)
Full Service Branch
Mortgage Access Corp. DBA Weichert Financial Services
1417 Douglas Avenue, North Providence, RI 02904
October 07, 2009 (MB-MBD)
Full Service Branch
MLD Mortgage Inc. D/B/A The Money Store
Additional DBA(S): Mortgage Lending Direct
2126 West Newport Pike, Suite 202, Wilmington, DE 19804
October 07, 2009 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
520 White Plains Road, Tarrytown, NY 10591
Mortgage Broker Certificate Name Change Received:
October 07, 2009 (BR-MBD)
From: NY Mutual LLC
To: NY Mutual LLC D/B/A Amerimutual Mortgage
Article 12-E Applications received after July 11, 2009. Each individual listed may not engage in mortgage loan origination activities until notified in writing that he or she may do so. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.
July 14 2009 |
Peter H Schissler 3rd |
Troy |
NY |
July 16 2009 |
Joe Diliberti |
Lake Grove |
NY |
July 28 2009 |
Daniella Maira Figueroa |
New York |
NY |
July 30 2009 |
Miguel Angel Betances Sr |
Smithtown |
NY |
August 11 2009 |
Lisa Gayle Sheff Sheff |
Bellmore |
NY |
August 13 2009 |
Maria Esposito |
Wantagh |
NY |
August 31 2009 |
Michael Christopher Seradsky |
Huntington Beach |
CA |
August 31 2009 |
Christopher Sluka |
Oyster Bay |
NY |
September 01 2009 |
George H Beck |
Nesconset |
NY |
September 01 2009 |
Enrique E Cruz |
Budd Lake |
NJ |
September 01 2009 |
Christopher Brady |
Denville |
NJ |
September 01 2009 |
Louis Ciullo |
Brielle |
NJ |
September 01 2009 |
Matthew Alan Haldeman |
Bridgeport |
PA |
September 01 2009 |
Gary Joseph Marchunsky |
Perkasie |
PA |
September 01 2009 |
Holly Lynn Reinhart |
Schenectady |
NY |
September 01 2009 |
Matthew Kenneth Scheriff |
Babylon |
NY |
September 01 2009 |
Edward Joseph Tomko |
Langhorne |
PA |
September 01 2009 |
Deborah M Eck |
Fairport |
NY |
September 01 2009 |
Nina E Nguyen |
Garden Grove |
CA |
September 01 2009 |
Stephen Alfredo Latuso |
Mount Sinai |
NY |
September 01 2009 |
Nicholas James Bouse |
Corona |
CA |
September 01 2009 |
Joseph Paul Bonfane |
Watervliet |
NY |
September 01 2009 |
Marguerite Allen Fuller |
Shaker Heights |
OH |
September 01 2009 |
Jamie Lynn Romero |
Clifton Park |
NY |
September 02 2009 |
Lucas Christopher Rigby |
Rochester |
NY |
September 02 2009 |
Theresa Marie Bustamante |
Long Beach |
CA |
September 02 2009 |
Gary Lee Hill |
Corona |
CA |
September 02 2009 |
Michael Angelo Daversa |
North Branford |
CT |
September 03 2009 |
Soledad Lam |
Aliso Viejo |
CA |
September 03 2009 |
Gary Wayne Dawson |
Anaheim |
CA |
September 03 2009 |
Philippe Jean Claude Mouradian |
Tustin Ranch |
CA |
September 03 2009 |
Guy Karl Joseph |
San Clemente |
CA |
September 03 2009 |
Minh Van Nguyen |
Garden Grove |
CA |
September 04 2009 |
Chad Robert Hansen |
Huntington Beach |
CA |
September 06 2009 |
Steven Douglas Dobson |
Port St. Lucie |
FL |
September 04 2009 |
Jacob C Deegan |
Lindon |
UT |
September 04 2009 |
Jarred Andrew Goldberg |
Costa Mesa |
CA |
September 04 2009 |
George Francis Sutherland III |
Baldwin |
NY |
SECTION II
October 1, 2009 (TM-LFS)
MICASH, INC.
1101 30th Street, N.W., Suite 110, Washington, DC 20007
License to engage in business as a licensed transmitter of money was surrendered.
October 2, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Authorizations granting permission to open and occupy branch offices at the following eight locations, surrendered for cancellation:
- Route 30 East, Bedford, Bedford County, PA 15522;
- 2551 Walnut Street, Penbrook, Dauphin County, PA 17103;
- 10175 Hastings Drive, Manassas, VA 20110;
- 6401 Horsepen Road, Richmond, Henrico County, VA 23226;
- 8604 Harford Road, Baltimore, Baltimore County, MD 21234;
- 11 West Ridgely Road, Timonium, Baltimore County, MD 21093;
- 1777 Reisterstown Road, Pikesville, Baltimore County, MD 21208; and
- Baltimore Crossroads @ 95, 730 Concourse Circle, Baltimore, Baltimore County, MD 21220.
Offices discontinued as of September 25, 2009.
October 6, 2009 (TM-LFS)
AFI OF NEW YORK, INC.
300 North Elizabeth Street, Chicago, IL 60607
Application for a license to engage in business as a transmitter of money was approved.
October 6, 2009 (TR-CRB)
BANCO POPULAR NORTH AMERICA
7 West 51st Street, New York, NY 10019
Authorizations granting permission to open and occupy branch offices at the following 22 locations, surrendered for cancellation:
- Wal-Mart, 1540 East 2nd Street, Beaumont, Riverside County, CA 92223 (Office discontinued as of September 3, 2009.)
- Wal-Mart, 3943 Grand Avenue, Chino, San Bernardino County, CA 91710 (Office discontinued as of September 11, 2009.)
- Wal-Mart, 479 North McKinley Street, Corona, Riverside County, CA 92879 (Office discontinued as of September 15, 2009.)
- Wal-Mart, 1290 East Ontario Avenue, Corona, Riverside County, CA 92881 (Office discontinued as of September 15, 2009.)
- Wal-Mart, 13310 Telegraph Road, Santa Fe Springs, Los Angeles County, CA 90670 (Office discontinued as of September 23, 2009.)
- Wal-Mart, 26502 Towne Centre Drive, Foothill Ranch, Orange County, CA 92610 (Office discontinued as of September 22, 2009.)
- Wal-Mart, 1231 South Sanderson Road, Hemet, Riverside County, CA 92545 (Office discontinued as of September 3, 2009.)
- Wal-Mart, 8230 Talbert Avenue, Huntington Beach, Orange County, CA 92646 (Office discontinued as of September 22, 2009.)
- Wal-Mart, 79-295 Highway 111, La Quinta, Riverside County, CA 92253 (Office discontinued as of September 9, 2009.)
- Wal-Mart 2770 Carson Street, Lakewood, Los Angeles County, CA 90712 (Office discontinued as of September 24, 2009.)
- Wal-Mart, 1731 East Avenue J, Lancaster, Los Angeles County, CA 93535 (Office discontinued as of September 17, 2009.)
- Wal-Mart, 151 East 5th Street, Long Beach, Los Angeles County, CA 90802 (Office discontinued as of September 24, 2009.)
- Wal-Mart, 41200 Murrieta Hot Springs Road, Murrieta, Riverside County, CA 92562 (Office discontinued as of September 2, 2009.)
- Liborio Market, 130 West G Street, Ontario, San Bernardino County, CA 91762 (Office discontinued as of September 11, 2009.)
- Wal-Mart, 34500 Monterey Avenue, Palm Desert, Riverside County, CA 92260 (Office discontinued as of September 9, 2009.)
- Wal-Mart, 5601 East Ramon Road, Palm Springs, Riverside County, CA 92264 (Office discontinued as of September 9, 2009.)
- Wal-Mart, 37140 47th Street East, Palmdale, Los Angeles County, CA 93552 (Office discontinued as of September 17, 2009.)
- Wal-Mart, 8500 Washington Boulevard, Pico Rivera, Los Angeles County, CA 90660 (Office discontinued as of September 23, 2009.)
- Wal-Mart, 19821 Rinaldi Street, Northridge, Los Angeles County, CA 91326 (Office discontinued as of September 16, 2009.)
- Wal-Mart, 732 Center Drive, San Marcos, San Diego County, CA 92069 (Office discontinued as of September 3, 2009.)
- Wal-Mart, 27931 Kelly Johnson Parkway, Santa Clarita, Los Angeles County, CA 91355 (Office discontinued as of September 16, 2009.)
- Wal-Mart, 32225 Highway 79 South, Temecula, Riverside County, CA 92592 (Office discontinued as of September 2, 2009.)
October 7, 2009 (TR-CRB)
ISRAEL DISCOUNT BANK OF NEW YORK
511 Fifth Avenue, New York, NY 10017
Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 2034 Richmond Avenue, Borough of Staten Island, City of New York 10314.
October 7, 2009 (TR-CRB)
BANCO POPULAR NORTH AMERICA
7 West 51st Street, New York, NY 10019
Authorization issued to open and occupy a branch office at 100 Park Place Boulevard, Kissimmee, Osceola County, FL 34741, on or after October 8, 2009.
October 8, 2009 (CC-LFS)
ARMAT, LTD
203 West 28th Street, New York, NY 10001
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 8, 2009 (CC-LFS)
BUSH CAPITAL, LLC
889 4th Avenue, Brooklyn, NY 11232
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 8, 2009 (CC-LFS)
CONEY ISLAND PAYROLL SERVICES INC.
1122 Coney Island Avenue, Brooklyn, NY 11230
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 8, 2009 (CC-LFS)
MD CORPORATE SERVICES, INC.
470 Seventh Avenue, Suite 406, New York, NY 10018
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 8, 2009 (CC-LFS)
UNITED FACTORING, LLC
2972 Nostrand Avenue, Brooklyn, NY 11229
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 8, 2009 (CC-LFS)
V&R PAYROLL FACTORS, INC.
369 West 35th Street, New York, NY 10001
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
October 9, 2009 (CC-LFS)
NEW YORK CITY CREDIT & FUNDING, INC.
80-11 164th Street, Jamaica, NY 11432
Temporary license to conduct business as a commercial check casher under Article IX-A of the New York State Banking Law, extended. The temporary license is good for 30 days only, unless otherwise extended by the Superintendent of Banks.
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:
October 01, 2009 (MB-MBD)
Full Service Branch
US Mortgage Corporation DBA Mortgage Concepts
664 Suffolk Avenue, 2nd floor, Brentwood, NY 11717
October 01, 2009 (MB-MBD)
Full Service Branch
Premium Capital Funding LLC D/B/A Topdot Mortgage
3111 Camino Del Rio North, Suite 100, San Diego, CA 92108
Application approved pursuant to Section 590(5-a) of the New York State Banking Law to act as an FHA Mortgage Loan Correspondent:
October 01, 2009 (BR-MBD)
Saratoga Mortgage Co., Inc.
345 Bay Road, Suite 201, Queensbury, NY 12804
October 05, 2009 (BR-MBD)
Valley Mortgage Company, Inc.
750 Union Street, Hudson, NY 12534
October 05, 2009 (BR-MBD)
The Northpoint Group, Inc. D/B/A Northpoint
100-02 101st Avenue, Ozone Park, NY 11416
October 05, 2009 (BR-MBD)
Asean Capital, Inc.
31 West Main Street - Suite 212, Patchogue, NY 11772 3026
October 06, 2009 (BR-MBD)
Consumer Mortgage Group, Inc.
1460 Route 9 North, Suite 300, Woodbridge, NJ 07095 1408
October 07, 2009 (BR-MBD)
Accion Home Mortgage Corp.
297 Knollwood Road, Suite 203, White Plains, NY 10607
October 07, 2009 (BR-MBD)
G M I Funding In Lieu of True Name G M I Home Loans, LLC
256 Route 79, Suite 1A, Morganville, NJ 07751
Certificate to engage in the business of a Mortgage Broker surrendered:
October 06, 2009 (BR-MBD)
HFA Funding Corp.
48 Bakertown Road, Suite 407, Monroe, NY 10950
Effective Date: October 05, 2009
October 06, 2009 (BR-MBD)
Citizens Fidelity Mortgage Corp.
1000 Johnson Ferry Road, Suite F-150, Marietta, GA 30068 2114
Effective Date: October 02, 2009
October 07, 2009 (BR-MBD)
Primary Funding, Ltd.
801 S. Main Street, Farmingdale, NY 11735
Effective Date: September 23, 2009
October 07, 2009 (BR-MBD)
Ester Capital, Inc.
98-22 Metropolitan Avenue, Forest Hills, NY 11375
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Hudson Mortgage Consultants Inc.
15 Ocean Avenue, Suite 3A, Brooklyn, NY 11225 3601
Effective Date: September 28, 2009
October 07, 2009 (BR-MBD)
John Cassata
46 Green Street, Second Floor, Huntington, NY 11743 3300
Effective Date: September 30, 2009
October 07, 2009 (BR-MBD)
Morgan Stanley & Co. Incorporated
1585 Broadway, New York, NY 10036
Effective Date: September 29, 2009
License to engage in the business of a Mortgage Banker surrendered:
October 06, 2009 (MB-MBD)
Homecomings Financial, LLC
8400 Normandale Lake Boulevard, Suite 250, Minneapolis, MN 55437
Effective Date: September 28, 2009
Certificate to engage in the business of a Mortgage Broker Branch surrendered:
October 07, 2009 (BR-MBD)
Full Service Branch
Gold Mortgage Services, Inc.
55 Quaker Avenue, Suite 204, Cornwall, NY 12518
Effective Date: October 07, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
300 Linden Oaks, Suite 200, Rochester, NY 14625
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
450 Essjay Road, Suite 100, Williamsville, NY 14221
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
100 West Church Street, Elmira, NY 14901
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
49 Court Street, P.O. Box 1120, Binghamton, NY 13902
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
30 South Pearl Street, 8th Floor, Albany, NY 12207
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
1100 First Federal Plaza, Rochester, NY 14614
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
250 South Clinton Street, Suite 500, Syracuse, NY 13202
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
One Blue Hill Plaza, Concourse Level, Pearl River, NY 10965
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
1211 Avenue of the Americas, 34th Floor, New York, NY 10036
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
Two Penn Plaza, 22nd Floor, New York, NY 10121
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
885 Third Avenue, 14th Floor, New York, NY 10022
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
330 Madison Avenue, 17th Floor, New York, NY 10017
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
Two Jericho Plaza, Suite 101, Jericho, NY 11753
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
889 Harrison Avenue, 2nd Floor, Riverhead, NY 11901
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
600 Northern Boulevard, Suite 212, Great Neck, NY 11021
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
1225 Franklin Avenue, Suite 50, Garden City, NY 11530
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
290 Broadhollow Road, 4th Floor, Melville, NY 11747
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
11 Martine Avenue, 10th Floor, White Plains, NY 10606
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
2000 Westchester Avenue, 1NC, Purchase, NY 10577
Effective Date: September 29, 2009
October 07, 2009 (BR-MBD)
Full Service Branch
Morgan Stanley & Co. Incorporated
6532 East Quaker Street, Orchard Park, NY 14127
Effective Date: September 29, 2009
License to engage in the business of a Mortgage Banker Branch surrendered:
October 01, 2009 (MB-MBD)
Full Service Branch
Freedom Mortgage Corporation d/b/a Jefferson Home Mortgage and Loan
140 Metro Park, Suite 6, Rochester, NY 14623
Effective Date: September 30, 2009
October 06, 2009 (MB-MBD)
Full Service Branch
Homecomings Financial, LLC
2711 North Haskell Avenue, Suite 1000, Dallas, TX 75204
Effective Date: September 28, 2009
October 06, 2009 (MB-MBD)
Full Service Branch
Homecomings Financial, LLC
One Meridian Crossings, Suite 100, Minneapolis, MN 55423
Effective Date: September 28, 2009
October 06, 2009 (MB-MBD)
Full Service Branch
Somerset Investors Corporation DBA Somerset Mortgage Bankers
Additional DBA(S): Somerset Reverse Mortgage Lenders
87 Glen Cove Road, Greenvale, NY 11548
Effective Date: October 06, 2009
The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:
October 01, 2009 (BR-MBD)
Lynxx Funding Corp.
509 Madison Avenue, Suite 406, New York, NY 10022
October 01, 2009 (BR-MBD)
Vantage Funding Group, LLC
159 New Dorp Plaza, Staten Island, NY 10306
October 05, 2009 (BR-MBD)
Advent Funding Company Inc.
2090 Adam Clayton Powell Jr. Blvd., Suite 602, New York, NY 10027 4990
Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:
October 01, 2009 (BR-MBD)
Efficiency Mortgage Services, Ltd.
135-40 Rockaway Boulevard, Suite 201, South Ozone Park, NY 11420 3023
Effective Date: October 01, 2009
October 05, 2009 (BR-MBD)
Glenda F. Rudolph DBA Yellow Rose Mortgages
Additional DBA(S): Stonewood Financial Services
4637 East Henrietta Road, Henrietta, NY 14467 9745
Effective Date: October 05, 2009
Mortgage Broker Certificate Name Changes:
October 05, 2009 (BR-MBD)
From: J.M. Capital Group LLC D/B/A Union Square Mortgage Group
To: J.M. Capital Group LLC
Mortgage Broker Certificate Address Changes:
October 01, 2009 (BR-MBD)
Bergen Capital Finance LLC
From: 137 East Main Street, Ramsey, NJ 07446
To: 172 Broadway, Suite 204, Woodcliff Lake, NJ 07677 8077
October 01, 2009 (BR-MBD)
APS Mortgage Corporation
From: 116-02 Rockaway Blvd, Suite C, South Ozone Park, NY 11420
To: 77-01 101st Avenue, Suite 1, Ozone Park, NY 11416 1915
October 01, 2009 (BR-MBD)
Glenwood Mortgage Corp.
From: 111-44 Lefferts Boulevard, Suite 202, South Ozone Park, NY 11420
To: 91-28 211th Place, Queens Village, NY 11428 1033
October 01, 2009 (BR-MBD)
Prestige Mortgage Services LLC
From: 25-45 31st Street, Suite C, Astoria, NY 11102
To: 10-08 150th Street, Lower Level, Whitestone, NY 11357 1744
October 01, 2009 (BR-MBD)
Asian Pacific Mortgage Inc.
From: 60 East 42nd Street, Suite 828/829, New York, NY 10165
To: 316 West 71st Street, New York, NY 10023 3502
October 01, 2009 (BR-MBD)
Vista Home Funding, Inc.
From: 480 Broadway, Suite 206, Saratoga Springs, NY 12866
To: 480 Broadway, Suite 218, Saratoga Springs, NY 12866 2230
October 01, 2009 (BR-MBD)
Professional Funding Associates, Inc.
From: 501 Genesee Street, P.O. Box 77, Chittenango, NY 13037
To: 119 Genesee Street, Chittenango, NY 13037 1722
October 05, 2009 (BR-MBD)
Commerce Capital Inc.
From: 1160 East Jericho Turnpike, Suite 18, Huntington, NY 11743
To: 952 B Little East Neck Road, West Babylon, NY 11704 4620
Mortgage Banker Branch License Address Changes:
October 01, 2009 (MB-MBD)
Residential Home Funding Corp. D/B/A RHF Wholesale
From: 54 Woodport Road, Sparta, NJ 07871
To: 4 Wood Hollow Road, Parsippany, NJ 07054
October 05, 2009 (MB-MBD)
Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC
From: 17 Computer Drive, Albany, NY 12205
To: 12 Century Hill Drive, Latham, NY 12110
October 06, 2009 (MB-MBD)
Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(S): Presidents First Mortgage Bankers
Hancock First Mortgage Bankers
Kennedy First Mortgage Bankers
From: 247 Old Country Road, Hicksville, NY 11801
To: 2150 Joshua's Path, Suite 202, Hauppauge, NY 11788
Application approved pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:
October 05, 2009 (BR-MBD)
Applicant(s)
Robert J. Campbell
To acquire interest in:
Colonial Home Finance, Inc.
6 Chelsea Place, Clifton Park, NY 12065 3216
October 05, 2009 (BR-MBD)
Applicant(s)
Compare, LLC
Morgenthaler Venture Partners, L.P.
To acquire interest in:
NexTag, Inc. D/B/A Calibex
1300 South El Camino Real, 6th Floor, San Mateo, CA 94402 2969
The following Registered Mortgage Broker has entered into a Settlement Agreement with the Banking Department, in lieu of a hearing for fine and/or revocation of it's mortgage broker's registration, to settle violations of Part 38.2(e) of the General Regulations of the Banking Board which provides in general that no mortgage broker, mortgage banker or exempt organization shall fraudulently or deceitfully advertise a mortgage loan or misrepresent the terms, conditions or charges incident to a mortgage loan in any advertisement therefore. The Settlement Agreement terms and conditions include a fine of $4,000.
October 6, 2009 (BR-MBD)
LT Technologies In Lieu of True Name LendingTree, LLC.
11115 Rushmore Drive, Charlotte, NC 28277
Date of Settlement Agreement: October 6, 2009
The following Registered Mortgage Broker paid a fine for failure to submit, in a timely manner, a Volume of Operations Report for the year 2008 which is required by Section 597 of the Banking Law.
October 07, 2009 (BR-MBD)
The Shield, Inc.
50 Broad Street, Suite 408, New York, NY 10004
Amount: $1,000
Applications for authorization as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
February 20 2008 |
Michael John Trotta Sr. |
Brooklyn |
NY |
March 03 2008 |
Konstantinos John Lagis |
Woodbury |
NY |
March 20 2008 |
Lisa Jadidian |
Lic |
NY |
April 08 2008 |
Joseph Tuozzo |
Plainview |
NY |
June 02 2008 |
Michael Aaron Peoples |
Ashburn |
VA |
June 05 2008 |
Gus Lafkas |
Merrick |
NY |
June 24 2008 |
Megan Nicole Schweizer |
Louisville |
KY |
June 24 2008 |
Timothy Damone Powers |
Louisville |
KY |
June 24 2008 |
Marc Steven Laudicina |
Milford |
CT |
June 24 2008 |
Andrew Jonathon Schiller |
Prospect |
KY |
July 09 2008 |
John Robert Waszkiewicz |
Holbrook |
NY |
July 22 2008 |
Amr Kamal Mohamed |
Sterling |
VA |
July 22 2008 |
Ronnie Carol Levy |
Middletown |
RI |
July 22 2008 |
Roberto Tortorici |
Forked River |
NJ |
July 31 2008 |
Steven G Botta |
Freehold |
NJ |
July 31 2008 |
Mace Morgan Miller |
Merrick |
NY |
August 13 2008 |
Matthew Trabucchi |
Birmingham |
MI |
August 13 2008 |
Shan Kai Jelani Jackson |
Dallas |
TX |
August 27 2008 |
Stanley Mandel |
Bethpage |
NY |
August 27 2008 |
Sami Afiouni |
Belle Mead |
NJ |
August 27 2008 |
Chad Carter Schneider |
Baltimore |
MD |
August 27 2008 |
William Joshua Gilliam |
Freeport |
NY |
September 12 2008 |
Mildred Yvonne Rivera |
Middletown |
NY |
October 08 2008 |
Marc Palazzolo |
Clarksburg |
NJ |
April 07 2009 |
Reed Andrew Bisca |
Syosset |
NY |
April 30 2009 |
Conor Liam Murphy |
New York |
NY |
May 08 2009 |
Luis Alvarez |
Eastport |
NY |
Article 12-E Applications filed prior to July 11, 2009 and deemed complete by the Superintendent. Each individual listed may engage in mortgage loan origination activities on a temporary basis until such time as the Superintendent approves or denies his/her application or the application is withdrawn. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.
January 29 2008 |
Joan P Schuh |
Tonawanda |
NY |
April 12 2008 |
Gustavo Brito |
Old Bridge |
NJ |
May 12 2008 |
Elsie Demers |
Babylon |
NY |
June 09 2008 |
Adam Michael Martucci |
Waterford |
CT |
June 12 2008 |
Keith Steven Furer |
New York |
NY |
June 26 2008 |
Matthew Scott Albanese |
Nyack |
NY |
July 18 2008 |
Renee Jeanette Danyluk |
Collegevilel |
PA |
July 22 2008 |
Elena Rosa Sequeira |
Covina |
CA |
July 24 2008 |
Dovid Berliner |
Brooklyn |
NY |
September 04 2008 |
Scott Michael Guild |
Las Vegas |
NV |
October 04 2008 |
Angelo Battista |
Hopewell Junction |
NY |
October 08 2008 |
Nima Rezvan |
Fairfield |
CT |
March 30 2009 |
Bria K Maraia-Wheeler |
Bridgeport |
NY |
May 01 2009 |
Randolph Patrick Hicks Jr |
Columbus |
OH |
June 05 2009 |
Thomas F Ravert |
Ridgefield |
CT |
June 17 2009 |
Edward Charles Darrow |
Wallkill |
NY |
June 24 2009 |
Anthonia Wilhelmina Salomone |
Massapequa |
NY |
June 25 2009 |
Linda Prellwitz |
Center Moriches |
NY |
June 30 2009 |
Gary Christopher Smith |
Deptford |
NJ |
June 30 2009 |
Ariel Stamker |
Fort Lee |
NJ |
July 08 2009 |
Edward Gallagher |
Westhampton |
NY |
THERE ARE NO SECTION III ITEMS THIS WEEK.
