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Weekly Bulletin
November 6, 2009

SECTION I

This section records the receipt of applications and notices to the Banking Department.   Applications and notices received by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of receipt; applications and notices received by the Mortgage Banking Division are listed at the end of  Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE BANKING DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Banking Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to The Secretary of the New York State Banking Board, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to BBSecretary@banking.state.ny.us. This Weekly Bulletin may also be viewed online at the Banking Department’s Web site at:  http://www.banking.state.ny.us

SECTION II

This section records actions taken by the Superintendent of Banks and/or the Banking Board, and other information concerning the activities of the Banking Department.  Actions relating to institutions supervised by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of action; actions relating to institutions supervised by the Mortgage Banking Division are listed at the end of Section II by type of action taken.

SECTION III

This section provides notification of the filing by federally-chartered institutions of applications for new branches to be located in New York received from Mr. Toney Bland, Deputy Comptroller, Office of the Comptroller of the Currency, 340 Madison Avenue, 5th Floor, New York, NY  10017 and Mr. Brian Steffey, Office of Thrift Supervision, Harborside Financial Center Plaza Five, Suite 1600, Jersey City, NJ 07311.  Any comment or objection in relation to any application in Section III should be communicated immediately to the supervisor of the institution involved, with a copy furnished to this office.  This section is provided as a courtesy to New York State-regulated banking institutions; additional information relating to federally-chartered institutions is available in the Office of the Comptroller of the Currency’s Weekly Bulletin or its Web site:  http://www.occ.treas.govand via the Office of Thrift Supervision’s Web site at: http://www.ots.treas.gov.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PR = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker
MS = Miscellaneous

Division Codes

FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division


SECTION I

October 29, 2009 (TR-CRB)
BANCO POPULAR NORTH AMERICA
7 West 51st Street, New York, NY 10019

Notice of intention to close branch office at 150 Huguenot Street, New Rochelle, Westchester County, NY 10801, received.

The comment period on this notice will expire December 7, 2009.


November 2, 2009 (FB-FWB)
FIRST COMMERCIAL BANK, LTD.
30, Chung-King S. Road, Sec 1, Taipei 100-05, Taiwan

Application, pursuant to Section 202-g of the Banking Law, to establish and maintain a branch in New York by upgrading its agency located at 750 Third Avenue, New York, NY 10017, received.

The comment period for this application will expire on December 7, 2009.


November 3, 2009 (FB-FWB)
CREDIT SUISSE
Paradeplatz 8, 8070 Zurich, Switzerland

Application, pursuant to Section 203.2 of the Banking Law, to change the name of its New York Branch, located at 11 Madison Avenue, New York, NY 10010 from Credit Suisse to Credit Suisse AG, received.


November 3, 2009 (SF-LFS)
WESTLAKE SERVICES, INC. DBA WESTLAKE FINANCIAL SERVICES
4751 Wilshire Boulevard, Suite 100, Los Angeles, CA 90010

Application for a license to engage in business as a sales finance company was received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


November 3, 2009(TM-LFS)
AMAR DAS
Old Bethpage, NY

Application for the Superintendent’s prior approval to exercise control of Janata Express Corp., a licensed transmitter of money, pursuant to Article XIII-B of the Banking Law, Section 652-a, was received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


November 3, 2009 (SF-LFS)
CHRYSLER FINANCIAL SERVICES AMERICAS LLC U/A/N CHRYSLER FINANCIAL
27777 Inkster Road, Farmington Hills, MI 48334

An application to relocate a sales finance company branch office from One Blue Hill Plaza, Suite 1575, Pearl River, Rockland County, NY 10965 to head office at 27777 Inkster Road, Farmington Hills, MI 48334 was received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


November 3, 2009(TM-LFS)
DEVI PRAKASH BHATTACHAN
Nir Bhawan, Senapa, Lalitpur-2, Nepal

Application for the Superintendent’s prior approval of an 80% change of control of Janata Express Corp., a licensed transmitter of money, pursuant to Article XIII-B of the Banking Law, Section 652-a, was received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


November 4, 2009 (BK-CRB)
ALMA BANK
28-31 31st Street, Astoria, NY 11102

Application dated November 3, 2009 for permission to open and occupy a branch office at 1218 Kings Highway, Borough of Brooklyn, City of New York 11229, received.

The comment period on this item will expire on November 16, 2009.


November 5, 2009 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY  11385

Application dated November 2, 2009 for permission to change the location of branch office from 345 East 86th Street, Borough of Manhattan, City of New York 10028 to 1646 First Avenue, Borough of Manhattan, City of New York 10028, received.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

October 29, 2009 (MB-MBD)
Applicant(s)
Scott Douglas Everett
Matthew Lee Blazei
Sean C. Hoover
As: Wealthbridge Mortgage Corp.
15455 NW Greenbrier Parkway, Suite 111, Beaverton, OR 97006


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

November 03, 2009 (BR-MBD)
Applicant(s)
John Vasconez
Wendi M. Hasbun
To acquire interest in:
Statewide Home Credit Corp.
515 DeKalb Avenue, 1st Floor, Brooklyn, NY 11205 4818


Application received pursuant to Section 590(5-a) of the New York State Banking Law to act as an FHA Mortgage Loan Correspondent:

November 02, 2009 (BR-MBD)
The Everest Equity Company, Inc.
2 Executive Boulevard, Suite 201, Suffern, NY 10901


Article 12-E Applications received after July 11, 2009. Each individual listed may not engage in mortgage loan origination activities until notified in writing that he or she may do so. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009).  They must  also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.

July      13   2009

Michael    Sieja

Cortlandt Manor

NY

July      14   2009

Joseph  Anthony  Sciacca

East Northport

NY

July      16   2009

Igor    Tser

Staten Island

NY

August   04 2009

Patricia  Corina  Ferrara

Long Beach

CA

August   07 2009

Michael  Steven  Vassallo

Dix Hills

NY

August   10 2009

Karen  Lee  Duncan 

New York

NY

August   12 2009

Vanessa Catherine St. Laurent

Long Beach

CA

August   12 2009

Richard Lawrence  Romano

Boca Raton

FL

August   13 2009

Troy  Richard  Tiedemann 

Altamonte Springs

FL

August   17 2009

Stephen  Eliot  Guttman

Brooklyn

NY

August   24 2009

Norris  S  Glashen

Baldwin

NY

August   26 2009

Raymond    Mayer

East Northport

NY

September 09 2009

Klaus    Jensen

Duxbury

MA

September 25 2009

Frank    Guiliano

Farmingville

NY

September 28 2009

Keziah  S.C.  Cheung

Ridgewood

NY

September 28 2009

Samantha  Jean  Lepe 

Tustin

CA

September 28 2009

Patrick  Joseph  Messina

Brightwaters

NY

September 28 2009

Richard  F  Jamesley

Scarsdale

NY

September 29 2009

Satesh  N.  Singh

Brooklyn

NY

September 29 2009

Lawrence    Topper

Dix Hills

NY

September 29 2009

Richard  M.  Gringer

Dix Hills

NY

September 30 2009

Frankie    Vozzi

Oceanside

NY

September 30 2009

Jeffrey  Scott  Benyo

Garden Grove

CA

September 30 2009

Michael  Sean  Higgins

Hewlett

NY

September 30 2009

Daniel  Curtis  Harrison

Aurora

CO

October   01 2009

Michael Vincent Mccarson Jr

Freeport

NY

October   01 2009

Christian    Moncada

Bronx

NY

October   01 2009

Philip  Richard  Stano

Coram

NY

October   01 2009

Kenneth    Robinson

Long Beach

NY

October   01 2009

Robert    Saetia

Laguna Niguel

CA

October   01 2009

Charlene  Laura  Marsau

Ladera Ranch

CA

October   01 2009

Robert  Anthony  Eimer

Huntington Beach

CA

October   01 2009

Juomari  Sanchez  Mendoza

Corona

CA

October   01 2009

Anna  Kristine  Owens

Devore

CA

October   01 2009

Joe  Salvatore  Illiano

Anaheim Hills

CA

October   01 2009

Donald  Leo  Porter  Ii

Ladera Ranch

CA

October   01 2009

Berenice  Elicet  Perez

Fountain Valley

CA

October   01 2009

Sharon  Kay  Meves

Irvine

CA

October   01 2009

Mark  Eric  Hoagland

Laguna Niguel

CA

October   02 2009

Yan    E

Littleneck

NY

October   02 2009

Eric     Justiniano

Yonkers

NY

October   02 2009

John  James  Montesi

Riverside

CT

October   05 2009

Phillip  Martin  Dacosta

Elmsford

NY

October   05 2009

Davidson    Petit-Frere

Huntington

NY

October   05 2009

Callista  Shantel  Carlson

Rancho Santa Margarita

CA

October   05 2009

Christopher  Joseph  Beahm

Columbia

MO

October   05 2009

Jeffrey    Willson

Vista

CA

October   15 2009

Sandra  B  Conover

Fairport

NY


SECTION II

June 17, 2009 (CC-LFS)
E.G.I CHECK CASHING CORP D/B/A NYC CHECK EXPRESS 
93 Nassau St., New York, NY 10038
 
Licenses to engage in business as limited stations of a check casher at the New York University Medical Center, 550 First Avenue, New York, NY 10016, and at Century 21 Department Store, 22 Cortland Street, New York, NY 10007 were surrendered.


October 12, 2009 (TM-LFS)
ADP PAYROLL SERVICES, INC.
One ADP Blvd., M/S 325, Roseland, NJ 07068

An application for a license to engage in the business of a transmitter of money, pursuant to Article XIII-B of the Banking Law was approved.


October 30, 2009 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY  11385

Authorization issued to open and occupy a branch office at The Bristal Assisted Living at Lynbrook, 8 Freer Street, Lynbrook, Nassau County, NY 11563, on or after October 31, 2009.

(This location is to be serviced by a mobile branch facility on a periodic basis.)


October 30, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorizations granting permission to open and occupy branch offices at the following six locations, surrendered for cancellation:

  1. 199 Thomas Johnson Drive, Frederick, Frederick County, MD 21702;
  2. 2047 West Street, Annapolis, Anne Arundel County, MD 21401;
  3. 7965 Baltimore-Annapolis Boulevard, Glen Burnie, Anne Arundel County, MD 21060;
  4. 10128 River Road, Potomac, Montgomery County, MD 20854;
  5. Super Fresh Food Market, 1238 Putty Hill Avenue, Towson, Baltimore County, MD 21286; and
  6. Wal-Mart, 698 Shrewsbury Commons Avenue, Shrewsbury, York County, PA 17361.

Offices discontinued as of October 23, 2009.


November 2, 2009 (PF-LFS)
AICCO, INC.
101 Hudson Street, Jersey City, NJ 11801

License issued to reflect the change of a licensed office location from 2929 Allen Parkway, Suite 1300 Houston, TX 77019 to 2777 Allen Parkway, Suite 1130, Houston, TX 77019.


November 3, 2009 (TR-FWB)
MIZUHO TRUST & BANKING CO. (USA)
135 West 50th Street, New York, NY 10020

Authorization issued to open and occupy a branch office at CIBC Financial Center, 11 Dr. Roy's Drive, Grand Cayman, Cayman Islands, on or after November 4, 2009.


November 5, 2009 ((TR-FWB)
THE WAREHOUSE TRUST COMPANY LLC
55 Water Street, New York, NY  10041

Application for exemption from the deposit insurance requirements of Section 32 of the Banking Law approved.


November 5, 2009 ((TR-FWB)
THE WAREHOUSE TRUST COMPANY LLC
55 Water Street, New York, NY  10041

Articles of Organization approved by the Banking Board.


November 5, 2009 (TR-FWB)
THE DEPOSITORY TRUST & CLEARING CORPORATION
55 Water Street, New York, NY  10041

Application, pursuant to Section 142 of the Banking Law, for the prior approval of the Banking Board to become a bank holding company through the control of The Depository Trust Company, New York, NY, and The Warehouse Trust Company LLC, New York, NY, approved.


November 5, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Authorization issued February 13, 2001 granting permission to open and occupy a branch office at 2 Business Park Court, Utica, Oneida County, NY 13502, surrendered for cancellation.

Office discontinued as of September 11, 2009.


November 5, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 200 Northern Avenue, Hagerstown, Washington County, MD 21742, surrendered for cancellation.

Office discontinued as of September 11, 2009.


November 5, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 1677 D Street, Andrews Air Force Base, Prince George’s County, MD 20762, surrendered for cancellation.

Office discontinued as of October 30, 2009.


License to engage in the business of a Mortgage Banker Branch surrendered:

November 03, 2009 (MB-MBD)
Full Service Branch
MLD Mortgage Inc. D/B/A The Money Store
Additional DBA(S): Mortgage Lending Direct
101 East 8th Avenue, Suite 300, Conshocken, PA 19428
Effective Date: November 02, 2009

November 03, 2009 (MB-MBD)
Full Service Branch
MLD Mortgage Inc. D/B/A The Money Store
Additional DBA(S): Mortgage Lending Direct
2126 West Newport Pike, Suite 202, Wilmington, DE 19804
Effective Date: November 02, 2009

November 04, 2009 (MB-MBD)
Full Service Branch
DCM of New York In Lieu of True Name Dynamic Capital Mortgage, Inc.
8120 Woodmont Avenue #960, Bethesda, MD 20814
Effective Date: November 03, 2009


The following Mortgage Brokers are suspended effective October 28, 2009 for failure to maintain corporate surety bonds pursuant to Section 410.14 of Part 410 of the Superintendent's Regulations.

October 29, 2009 (BR-MBD)
Financial Source Funding Corp.
1268 Hempstead Turnpike, Elmont, NY 11103
                                   
October 29, 2009 (BR-MBD)
E. Daniel's Funding, LLC
70-09 72nd Street, Glendale, NY 11385


Subsequent to a hearing conducted on September 2, 2009, the following company's Mortgage Broker Registration was revoked on October 26, 2009. The Superintendent found substantial evidence has been adduced that the Respondent, a mortgage broker violated the provisions of Section 591-a(3) of the Banking Law and Section 410.14 of Part 410 of the Superintendent's Regulation for failure to maintain an active surety bond.  

November 04, 2009 (BR-MBD)
Assured Mortgage in lieu of  Assured Lending Corporation
1818 Old Cuthbert Road, Suite 300, Cherry Hill, NJ 08034
Effective Date: October 26, 2009


Subsequent to a hearing conducted on September 2, 2009, the following company's Mortgage Broker Registration was revoked on October 26, 2009. The Superintendent found substantial evidence has been adduced that the Respondent, a mortgage broker violated the provisions of Section 591-a(3) of the Banking Law and Section 410.14 of Part 410 of the Superintendent's Regulation for failure to maintain an active surety bond.  

November 04, 2009 (BR-MBD)
N.Y. 1st Mortgage, LLC
211-31 Jamaica Avenue, Suite 200 and 201, Queens Village, NY 11429
Effective Date: October 26, 2009


Subsequent to a hearing conducted on September 3, 2009, the following company's Mortgage Broker Registration was revoked on October 26, 2009. The Superintendent found substantial evidence has been adduced that the Respondent, a mortgage broker violated the provisions of Section 591-a(3) of the Banking Law and Section 410.14 of Part 410 of the Superintendent's Regulation for failure to maintain an active surety bond. 

November 04, 2009 (BR-MBD)
Palacios Funding Group Corp
114 Old Country Road, Suite 652, Mineola, NY 11501
Effective Date: October 26, 2009


Subsequent to a hearing conducted on September 3, 2009, the following company's Mortgage Broker Registration was revoked on October 26, 2009. The Superintendent found substantial evidence has been adduced that the Respondent, a mortgage broker violated the provisions of Section 591-a(3) of the Banking Law and Section 410.14 of Part 410 of the Superintendent's Regulation for failure to maintain an active surety bond.  

November 04, 2009 (BR-MBD)
The Mortgage Partners, Inc.
22 North Ridge Road, Pomona, NY 10970
Effective Date: October 26, 2009


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

October 29, 2009 (BR-MBD)
Hamilton Equity & Associates Corp.
115 Meacham Avenue, Elmont, NY 11003
Branch Offices:
1331 Post Avenue, Elmont, NY 11003

October 29, 2009 (BR-MBD)
Green Funding of NY, Inc.
1236 Avenue S, Brooklyn, NY 11229

November 02, 2009 (BR-MBD)
R.B.I. Associates, Ltd.
1888 Bellmore Avenue, Bellmore, NY 11710 1632
Branch Offices:
1806 Highway 35, Suite 106, Oakhurst, NJ 07755

November 03, 2009 (BR-MBD)
Kulvinder S. Uppal DBA Rally Mortgage
119-10 101st Avenue, Richmond Hill, NY 11419

November 03, 2009 (BR-MBD)
Epsilon Financial Services
311 North Main Street, Spring Valley, NY 10977

November 03, 2009 (BR-MBD)
Consumer One Corp. d/b/a Consumer One Mortgage
154-2 Remington Boulevard, Ronkonkoma, NY 11779 6912
Branch Offices:
4949 Expressway Drive North, Suite 202, Lake Ronkonkoma, NY 11779

November 03, 2009 (BR-MBD)
Upscale Equities, Inc.
8 Roberts Road, Monsey, NY 10952 3616
Branch Offices:
1373 Coney Island Avenue, Brooklyn, NY 11230


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

November 04, 2009 (BR-MBD)
Prime Mortgage Corp.
2170 Monroe Avenue, Rochester, NY 14618 2418
Effective Date: November 04, 2009

November 04, 2009 (BR-MBD)
Angela Long, Inc. DBA Accent Mortgage Consultants
83 Carleton Avenue, Islip Terrace, NY 11752 2219
Effective Date: November 04, 2009

November 04, 2009 (BR-MBD)
John J. Lease Mortgage Company, LLC
299 North Plank Road, Newburgh, NY 12550
Effective Date: November 04, 2009


Mortgage Banker License Name Changes:

November 02, 2009 (MB-MBD)
From: Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(s)
Presidents First Mortgage Bankers
Hancock First Mortgage Bankers
Kennedy First Mortgage Bankers

To: Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(S): Presidents First Mortgage Bankers
Hancock First Mortgage Bankers
Kennedy First Mortgage Bankers
Senior Funding Group

November 04, 2009 (MB-MBD)
From: Advanced Financial Services, Inc.
To: Embrace Home Loans, Inc.


Mortgage Broker Certificate Address Changes:

November 02, 2009 (BR-MBD)
Vincent Granito
From: 176 Rose Avenue, Staten Island, NY 10306
To: 107 Shinnecock Drive, Manalapan, NJ 07726 9501

November 02, 2009 (BR-MBD)
Mortgages In-Deed Northeast, Inc.
From: 975 Franklin Avenue, 2nd Floor, Garden City, NY 11530
To: 400 Post Avenue, Suite 100, Westbury, NY 11590 2226

November 02, 2009 (BR-MBD)
Sankar Nirahu DBA Modern Mortgage
From: 110-20 Jamaica Avenue, Suite 2E, Richmond Hill, NY 11418
To: 110-20 Jamaica Avenue, Suite 2F, Richmond Hill, NY 11418 2324

November 02, 2009 (BR-MBD)
Clearway Mortgage, LLC
From: 675 Panorama Trail, Suite #2, Rochester, NY 14625
To: 2511 Browncroft Boulevard, Suite 101, Rochester, NY 14625 1513

November 02, 2009 (BR-MBD)
Commodore Mortgage Group Ltd.
From: One Exchange Place, 9th Floor, Jersey City, NJ 07302
To: 12 Desbrosses Street, Suite 119, New York, NY 10013 1704

November 02, 2009 (BR-MBD)
Saratoga Capital Finance LLC
From: 258 Ushers Road, Suite 202, Clifton Park, NY 12065
To: 1 Barney Road, Clubhouse, Suite 200, Clifton Park, NY 12065 5843

November 02, 2009 (BR-MBD)
Cole Realty and Lending, Inc. D/B/A CRL
From: 1000 North Coast Highway, #7, Laguna Beach, CA 92651
To: 4100 Campus Drive, Suite 230, Newport Beach, CA 92660 1931

November 04, 2009 (BR-MBD)
Lai Yong Ko
From: 7-8 Chatham Square, Suite 810, New York, NY 10038
To: 2 Mott Street, Suite 301, New York, NY 10013 5085

November 04, 2009 (BR-MBD)
Eastern New York Mortgage In Lieu of True Name East Coast Mortgage Corp.
From: 110 Fairview Avenue, Verona, NJ 07044
To: 100 Morris Avenue, Suite 300, Springfield, NJ 07081 1423


Mortgage Banker License Address Changes:

November 02, 2009 (MB-MBD)
Lyons Mortgage Services, Inc.
From: 42-16 28th Avenue, Astoria, NY 11103
To: 48-02 25th Avenue, Suite 303, Astoria, NY 11103 1034


Mortgage Broker Branch Certificate Address Changes:

November 02, 2009 (BR-MBD)
Primerica Financial Services Home Mortgages, Inc.
From: 66-5 Old Country Road, Quogue, NY 11952
To: 1833 Main Road, Quogue, NY 11952

November 04, 2009 (BR-MBD)
Primerica Financial Services Home Mortgages, Inc.
From: CB Plaza, 250 Old Country Road, Building 240A, Hicksville, NY 11801
To: 111 West Old Country Road, Suite 201, Hicksville, NY 11801


Mortgage Banker Branch License Address Changes:

November 04, 2009 (MB-MBD)
Guaranteed Home Mortgage Company Inc.
From: 5550 Merrick Road, Suite 302, Massapequa, NY 11758
To: 125-10 Queens Boulevard, Suite 315, Kew Gardens, NY 11415


The following Registered Mortgage Broker has entered into a Settlement Agreement with the Banking Department, in lieu of a hearing for fine/or revocation of its mortgage broker registration, to settle violations of Section 591-a(3) of the New York Banking Law and Part 410.14 of the Superintendent's Regulations for failure to maintain the required corporate surety bond.  The Settlement Agreement terms and conditions include a fine of $5,000.

Trinity Funding, Inc. dba Susan J. Hayden
130 Third Avenue, Brentwood, New York 11717
Date of Settlement Agreement: October 30, 2009


The following Registered Mortgage Broker paid a fine for failure to submit a Volume of Operations Report for the year 2008 which is required by Section 597 of the Banking Law.

Royal Financing & Consulting Corp.
23-09 31st Street, Suite #1, Astoria, NY 11105
Amount: $5,000.00


Applications for authorization as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

November 2, 2009

Mikhail Ilia  Khaytin

Brooklyn

NY

November 4, 2009

Steve    Benders

Bronx

NY

November 5, 2009

Peter  C  Blaney

Stratford

CT

November 5, 2009

Judy  A. Weisman

Sherman Oaks

CA

November 5, 2009

Sergey    Umansky

Philadelphia

PA


Article 12-E Applications filed prior to July 11, 2009 and deemed complete by the Superintendent.  Each individual listed may engage in mortgage loan origination activities on a temporary basis until such time as the Superintendent approves or denies his/her application or the application is withdrawn. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must  also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.

February   7     2008

John David Clarke

Southampton

NY

February  19    2008

Sherry An Delorme

Saddle Brook

NJ

May          5    2008

Mary Kimberly Gage

Auburn

NY

July         28   2008

Michael    Graber

Bergenfield

NJ

July         29   2008

Philip  Shea  Russo

Florham Park

NJ

September 22  2008

Frank  H  Moreno  Jr

College Point

NY

October    07   2008

Richard  Alan  Kayel  Jr.

Farmingdale

NY

January    02    2009

Alexander    Katsaros

Lake Grove

NY

February   03    2009

William Eugene  Tibbe Jr

Ringwood

NJ

May         04   2009

Kelley    Eagan

Galena

OH

May         08   2009

Anthony  P   Donato

Toms River

NJ

May         19   2009

Sherman    Chan

Valley Stream

NY

May         20   2009

David    Escoffery

Garden City

NY

May         27    2009

Ralph    Scotto  Jr.

Little Neck

NY

May         29    2009

Joyce  Ann  Ganci 

Woodmere

NY

June        10    2009

Teresa Margaret  Speach

Camillus

NY

June        17    2009

Margaret Mary Wilderotter

Hohokus

NJ

June        24   2009

Milton    Zoldan

Lawrence

NY

July         02   2009

Mario    Verdicchio

Neshanic Station

NJ


THERE ARE NO SECTION III ITEMS THIS WEEK.