Weekly Bulletin
December 4, 2009
SECTION I
This section records the receipt of applications and notices to the Banking Department. Applications and notices received by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of receipt; applications and notices received by the Mortgage Banking Division are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE BANKING DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Banking Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to The Secretary of the New York State Banking Board, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to BBSecretary@banking.state.ny.us. This Weekly Bulletin may also be viewed online at the Banking Department’s Web site at: http://www.banking.state.ny.us
SECTION II
This section records actions taken by the Superintendent of Banks and/or the Banking Board, and other information concerning the activities of the Banking Department. Actions relating to institutions supervised by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of action; actions relating to institutions supervised by the Mortgage Banking Division are listed at the end of Section II by type of action taken.
SECTION III
This section provides notification of the filing by federally-chartered institutions of applications for new branches to be located in New York received from Mr. Toney Bland, Deputy Comptroller, Office of the Comptroller of the Currency, 340 Madison Avenue, 5th Floor, New York, NY 10017 and Mr. Brian Steffey, Office of Thrift Supervision, Harborside Financial Center Plaza Five, Suite 1600, Jersey City, NJ 07311. Any comment or objection in relation to any application in Section III should be communicated immediately to the supervisor of the institution involved, with a copy furnished to this office. This section is provided as a courtesy to New York State-regulated banking institutions; additional information relating to federally-chartered institutions is available in the Office of the Comptroller of the Currency’s Weekly Bulletin or its Web site: http://www.occ.treas.govand via the Office of Thrift Supervision’s Web site at: http://www.ots.treas.gov.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes |
|
BK = Bank |
FB = Foreign Branch |
Division Codes
FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division
SECTION I
November 27, 2009 (TR-CRB)
TOMPKINS TRUST COMPANY
110 North Tioga Street, Ithaca, NY 14850
Pursuant to the provisions of Section 105-b of the Banking Law, notice to the Superintendent of Banks of intention to establish and maintain a trust office at 10 Bank Street, White Plains, Westchester County, NY 10606, received.
December 2, 2009 (BK-CRB)
ALMA BANK
28-31 31st Street, Astoria, NY 11102
Application dated November 30, 2009 for permission to open and occupy a branch office at 140 58th Street, Borough of Brooklyn, City of New York 11220, received.
The comment period for this item will expire on December 14, 2009.
Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:
November 30, 2009 (BR-MBD)
Applicant(s)
Jimmy Carl Hodge
Kathy Sue Hodge
Jamey J. Hodge
Frank Anthony Musgrave
Michele Alea Taylor
Anthony John Gatto
As: Allied Home Mortgage Capital Corporation
6110 Pinemont Drive, Suite 215, Houston, TX 77092 3216
December 01, 2009 (BR-MBD)
Applicant(s)
Henry A. Setaro
As: Mortgage Links Inc.
2043 Richmond Avenue, Staten Island, NY 10314 3900
Article 12-E Applications received after July 11, 2009. Each individual listed may not engage in mortgage loan origination activities until notified in writing that he or she may do so. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.
July 20 2009 |
Luis A Mujica |
Brooklyn |
NY |
July 21 2009 |
Richard Cassiano |
Smithtown |
NY |
July 28 2009 |
Matthew Alexander Zompanis |
Merrick |
NY |
July 29 2009 |
Victor John Amatrudo |
Staten Island |
NY |
July 30 2009 |
Debra Christine Ross |
Palm Beach Gardens |
FL |
August 07 2009 |
Jeffrey Richard Williams |
West Hempstead |
NY |
August 13 2009 |
Margaret Bougades |
Stanfordville |
NY |
August 18 2009 |
Sherri Ruth Wine |
Commack |
NY |
August 18 2009 |
Kevin Francis Murphy |
Commack |
NY |
August 21 2009 |
Darlene E Mayhew |
Miller Place |
NY |
August 24 2009 |
Richard Joseph Racine |
Sparta |
NJ |
September 29 2009 |
Michael David Carni |
Farmingdale |
NY |
October 01 2009 |
Penny Renee Massey |
Huntington Beach |
CA |
October 10 2009 |
Harlan Donald Brisard |
Westbury |
NY |
October 21 2009 |
Gurpreet Kaur-Singh |
New Hyde Park |
NY |
October 22 2009 |
Glenn Paganetti |
Glon Cove |
NY |
October 22 2009 |
Michael Anthony Dimicco |
West Hempstead |
NY |
October 22 2009 |
Karla Galazzo |
Walker Valley |
NY |
October 22 2009 |
Eddy Petion |
West Islip |
NY |
October 22 2009 |
June Lum Young Gonzales |
Uniondale |
NY |
October 22 2009 |
Vanessa Marie Holland |
Orange |
CA |
October 22 2009 |
David Francis Baur |
Laguna Beach |
CA |
October 22 2009 |
Mark Robert Graham |
Hartsdale |
NY |
October 22 2009 |
Ping Chun Turng |
Irvine |
CA |
October 22 2009 |
Alexander Viet Pham |
Aliso Viejo |
CA |
October 22 2009 |
Dwight Lloyd Ritchie |
Diamond Bar |
CA |
October 23 2009 |
Ryan Ramdhani |
Jamaica |
NY |
October 23 2009 |
David F Bilski |
Buffalo |
NY |
October 23 2009 |
Jason Eric Epstein |
Cedarhurst |
NY |
October 25 2009 |
Di Zhang |
College Point |
NY |
October 27 2009 |
Isabel Wendy Buonato |
Staten Island |
NY |
October 27 2009 |
Daniel Ninowski Jr. |
Irvine |
CA |
October 27 2009 |
Bradford Neal |
Palm Coast |
FL |
October 27 2009 |
Elliot Safier |
Lakewood |
NJ |
October 27 2009 |
David Sayers |
Thornwood |
NY |
October 28 2009 |
Keith Anthony Blades |
Poughkeepsie |
NY |
October 28 2009 |
Cameron Henderson |
Irvine |
CA |
October 28 2009 |
Madelyn Rodriguez De Benitez |
Albany |
NY |
October 28 2009 |
Robert Sean Cochems |
Costa Mesa |
CA |
October 28 2009 |
Kristin Noel Pechstein |
Aliso Viejo |
CA |
October 28 2009 |
Colleen P Donahue |
Bay Shore |
NY |
October 28 2009 |
Graham Knox Torrey |
Parker |
CO |
October 28 2009 |
Sonya Lynn Smith |
Laguna Beach |
CA |
October 28 2009 |
Christopher Royce |
Manlius |
NY |
October 28 2009 |
Aldo Joseph Del Sorbo |
Staten Island |
NY |
October 28 2009 |
James A Hicks |
Clifton Park |
NY |
October 28 2009 |
Michael S. Humenik |
Copiague |
NY |
October 28 2009 |
Ryan Joseph Barry |
Waldwick |
NJ |
October 28 2009 |
Yuan Williams |
Syosset |
NY |
October 28 2009 |
Lisa Sharon Dercola |
Rochester |
NY |
October 28 2009 |
Zoltan Simon |
Westwood |
NJ |
October 29 2009 |
Kenechukwu Pius Ofili III |
Chino Hills |
CA |
October 29 2009 |
Samuele Dragone |
Washingtonville |
NY |
October 29 2009 |
Sandra Lynn Bailey |
Gloversville |
NY |
October 29 2009 |
Gregory L Byrd |
Rochester |
NY |
October 29 2009 |
Dale Arthur Jones |
Remsen |
NY |
October 29 2009 |
James Thomas Grossi |
Manorville |
NY |
October 29 2009 |
Thomas Michael Huebsch |
Buffalo |
NY |
October 29 2009 |
Robert A Cambra |
Fayetteville |
NY |
October 30 2009 |
Jason Skinrood |
Pleasant Grove |
UT |
November 18 2009 |
Joseph W Garecht |
Brewster |
NY |
November 19 2009 |
Steven Thomas Scotto |
Farmingville |
NY |
SECTION II
November 30, 2009 (SF-LFS)
TIMBERLINK SETTLEMENT SERVICES (USA) INC.
One HSBC Center, Buffalo, Erie County, NY 14203
License issued to engage in business as a sales finance company.
November 30, 2009 (CC-LFS)
YKN FINANCIAL SERVICES, LLC
153-41 Rockaway Boulevard, Jamaica, NY 11434
A license was issued to engage in business as a licensed casher of checks at 153-41 Rockaway Boulevard, Jamaica, NY 11434.
December 1, 2009 (CC- LFS)
KHL, INC.
170 First Avenue, New York, NY 10009
A license was issued for the relocation of a licensed casher of checks to 170 First Avenue, New York, NY 10009 from 160 First Avenue, New York, NY 10009.
December 1, 2009 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY 11385
Approval given to change the location of branch office from 345 East 86th Street, Borough of Manhattan, City of New York 10028 to 1646 First Avenue, Borough of Manhattan, City of New York 10028, on or after December 2, 2009.
December 2, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 12150 Monument Drive, Fairfax, Fairfax County, VA 22033.
December 2, 2009 (BK-FWB)
SHINHAN BANK AMERICA
330 Fifth Avenue, New York, NY 10016
Approval given to change the location of branch office from 136-68 Roosevelt Avenue, Flushing, Borough of Queens, City of New York 11354 to 136-20 38th Avenue (a/k/a 136-17 39th Avenue), Flushing, Borough of Queens, City of New York 11354, on or after December 3, 2009.
Application to engage in the business of a Mortgage Broker branch under Article 12-D of the New York State Banking Law withdrawn:
December 02, 2009 (BR-MBD)
Full Service Branch
United Fidelity Mortgage LLC
60 South Main Street, New City, NY 10956
Certificate to engage in the business of a Mortgage Broker surrendered:
November 30, 2009 (BR-MBD)
Multiplex Realty
2809 Church Avenue, Brooklyn, NY 11226
Effective Date: November 20, 2009
November 30, 2009 (BR-MBD)
Christopher K. Sowers
907 Fulton Street, 2nd Floor, Brooklyn, NY 11238 1704
Effective Date: November 23, 2009
November 30, 2009 (BR-MBD)
Varon Realty Corp.
92 Washington Avenue, 2nd Floor, Cedarhurst, NY 11516 1926
Effective Date: November 23, 2009
November 30, 2009 (BR-MBD)
Ivory Mortgage Corp.
4601 White Plains Road, Bronx, NY 10470
Effective Date: November 24, 2009
November 30, 2009 (BR-MBD)
Greystone Financial Services Inc.
28 Saymor Drive, Bardonia, NY 10954 2152
Effective Date: November 20, 2009
November 30, 2009 (BR-MBD)
Financial Source Funding Corp.
1268 Hempstead Turnpike, Elmont, NY 11103
Effective Date: November 25, 2009
December 01, 2009 (BR-MBD)
Northway Funding, L.L.C.
3 McLaren Street, Saratoga Springs, NY 12866 2604
Effective Date: November 19, 2009
December 02, 2009 (BR-MBD)
Kenneth Wang D/B/A Upland Financial Equities
39-15 Main Street, Suite 301, Flushing, NY 11354
Effective Date: November 27, 2009
License to engage in the business of a Mortgage Banker surrendered:
December 02, 2009 (MB-MBD)
First Rate Capital Corp. D/B/A Axis Mortgage
225 Broadhollow Road, Suite 132W, Melville, NY 11747 4809
Effective Date: November 30, 2009
Certificate to engage in the business of a Mortgage Broker Branch surrendered:
December 01, 2009 (BR-MBD)
Full Service Branch
American Nationwide Mortgage Company, Inc.
20 Prospect Street, Suite 215, Ballston Spa, NY 12020
Effective Date: November 24, 2009
License to engage in the business of a Mortgage Banker Branch surrendered:
December 01, 2009 (MB-MBD)
Full Service Branch
Home Funding Finders, Inc.
1100 Long Pond Road, Rochester, NY 14626
Effective Date: December 01, 2009
December 02, 2009 (MB-MBD)
Full Service Branch
First Rate Capital Corp. D/B/A Axis Mortgage
2770 Nostrand Avenue, Brooklyn, NY 11210
Effective Date: November 30, 2009
December 02, 2009 (MB-MBD)
Full Service Branch
First Rate Capital Corp. D/B/A Axis Mortgage
2758 Middle Country Road, Suite 202, Lake Grove, NY 11755
Effective Date: November 30, 2009
The suspension of the following Registered Mortgage Broker's registrations has been lifted:
Embassy Investment Mortgage Corp.
614 Halstead Avenue, Mamaroneck, NY 10543
Trinity Funding, Inc. D/B/A Susan J. Hayden
130 Third Avenue, Brentwood, NY 11717
The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:
November 30, 2009 (BR-MBD)
Mortgage Security, Inc.
31 Teaticket Highway, Suite 2-7, East Falmouth, MA 02536
November 30, 2009 (BR-MBD)
Park West Funding Corp.
237 First Avenue, New York, NY 10003
December 02, 2009 (BR-MBD)
DMN Mortgage Corp.
872 Middle Country Road, St. James, NY 11780 3223
December 02, 2009 (BR-MBD)
Citigroup Global Markets Inc.
388 Greenwich Street, 16th Floor, New York, NY 10013 2375
Mortgage Broker Certificate Address Changes:
December 01, 2009 (BR-MBD)
MortgageClose.com, Inc.
From: 1855 West Katella Avenue, Suite 200, Orange, CA 92867
To: 1600 North Broadway, Suite 500, Santa Ana, CA 92706
December 01, 2009 (BR-MBD)
Legacy Industries, Inc. D/B/A Legacy Financial
From: 371 Merrick Road, Suite 201, Rockville Centre, NY 11570
To: 304 Atlantic Avenue, East Rockaway, NY 11518 1109
Mortgage Broker Branch Certificate Address Changes:
December 01, 2009 (BR-MBD)
Primerica Financial Services Home Mortgages, Inc.
From: 747 Madison Avenue, 2nd Floor North, Albany, NY 12208
To: 4 Pine West Plaza, Suite 410, Albany, NY 12205
Article 12-E Applications filed prior to July 11, 2009 and deemed complete by the Superintendent. Each individual listed may engage in mortgage loan origination activities on a temporary basis until such time as the Superintendent approves or denies his/her application or the application is withdrawn. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.
July 02 2008 |
Michael Patrick Farrell |
Morris Plains |
NJ |
July 15 2008 |
Gregory Sargent |
Bensalem |
PA |
July 25 2008 |
Courtney Trembone |
Kew Gardens |
NY |
October 09 2008 |
Evelyn Robles |
Plattekill |
NY |
November 21 2008 |
Andrew Fikry Soryal |
Mission Viejo |
CA |
January 30 2009 |
Samantha Kornhaber |
Ronkonkoma |
NY |
March 22 2009 |
Bernard Giarraputo |
Valley Stream |
NY |
April 13 2009 |
Sheldon Alexander Johnson |
Baldwin |
NY |
April 15 2009 |
Matthew Jon Sanderson |
Columbus |
OH |
May 28 2009 |
Ryan Joseph Hoenigmann |
East Northport |
NY |
June 23 2009 |
Lauren Darconte |
Commack |
NY |
July 04 2009 |
Andy Egobuokei Ogbue |
Springfield Gardens |
NY |
July 06 2009 |
Sam Paul Jannazzo |
Bellmore |
NY |
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.
22469 |
Carolyn Jane Biryla |
NJ LENDERS CORP. D/B/A HOME OWNERS MORTGAGE EXPRESS |
Applications for authorization as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
November 25, 2009 |
Philip Joseph Hourican |
West Islip |
NY |
November 25, 2009 |
Man Ki Kim |
Willow Grove |
PA |
November 25, 2009 |
Henry Donovan Dalhouse |
Seymour |
CT |
November 25, 2009 |
John Joseph Saraceno |
Binghamton |
NY |
November 25, 2009 |
Joseph Pierce Worrell |
Cherry Hill |
NJ |
November 25, 2009 |
John Gasper Errante |
Elmont |
NY |
November 25, 2009 |
Avrohom Beyman |
Monsey |
NY |
November 25, 2009 |
Vincent Villani |
E. Northport |
NY |
November 25, 2009 |
Michael J. Reibel |
North Tonawanda |
NY |
November 25, 2009 |
Erik Flynn East |
Nashville |
TN |
November 25, 2009 |
Sharon Patricia Montagne |
Latham |
NY |
November 25, 2009 |
Vernon Charles |
Old Bethpage |
NY |
December 1, 2009 |
Richard Alphonso Ho Shue |
Portchester |
NY |
December 1, 2009 |
Michael Jerry Wolff |
Farmingdale |
NY |
December 2, 2009 |
Helen Rose Houck |
Bridgeport |
NY |
December 6, 2009 |
Gary Michael Marino |
Nutley |
NJ |
THERE ARE NO SECTION III ITEMS THIS WEEK.
