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New York State Department of Financial Services

Weekly Bulletin
December 4, 2009

SECTION I

This section records the receipt of applications and notices to the Banking Department.   Applications and notices received by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of receipt; applications and notices received by the Mortgage Banking Division are listed at the end of  Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE BANKING DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Banking Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to The Secretary of the New York State Banking Board, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to BBSecretary@banking.state.ny.us. This Weekly Bulletin may also be viewed online at the Banking Department’s Web site at:  http://www.banking.state.ny.us

SECTION II

This section records actions taken by the Superintendent of Banks and/or the Banking Board, and other information concerning the activities of the Banking Department.  Actions relating to institutions supervised by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of action; actions relating to institutions supervised by the Mortgage Banking Division are listed at the end of Section II by type of action taken.

SECTION III

This section provides notification of the filing by federally-chartered institutions of applications for new branches to be located in New York received from Mr. Toney Bland, Deputy Comptroller, Office of the Comptroller of the Currency, 340 Madison Avenue, 5th Floor, New York, NY  10017 and Mr. Brian Steffey, Office of Thrift Supervision, Harborside Financial Center Plaza Five, Suite 1600, Jersey City, NJ 07311.  Any comment or objection in relation to any application in Section III should be communicated immediately to the supervisor of the institution involved, with a copy furnished to this office.  This section is provided as a courtesy to New York State-regulated banking institutions; additional information relating to federally-chartered institutions is available in the Office of the Comptroller of the Currency’s Weekly Bulletin or its Web site:  http://www.occ.treas.govand via the Office of Thrift Supervision’s Web site at: http://www.ots.treas.gov.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PR = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker
MS = Miscellaneous

Division Codes

FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division


SECTION I

November 27, 2009 (TR-CRB)
TOMPKINS TRUST COMPANY
110 North Tioga Street, Ithaca, NY 14850

Pursuant to the provisions of Section 105-b of the Banking Law, notice to the Superintendent of Banks of intention to establish and maintain a trust office at 10 Bank Street, White Plains, Westchester County, NY 10606, received.


December 2, 2009 (BK-CRB)
ALMA BANK
28-31 31st Street, Astoria, NY 11102

Application dated November 30, 2009 for permission to open and occupy a branch office at 140 58th Street, Borough of Brooklyn, City of New York 11220, received.

The comment period for this item will expire on December 14, 2009.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

November 30, 2009 (BR-MBD)
Applicant(s)
Jimmy Carl Hodge
Kathy Sue Hodge
Jamey J. Hodge
Frank Anthony Musgrave
Michele Alea Taylor
Anthony John Gatto
As: Allied Home Mortgage Capital Corporation
6110 Pinemont Drive, Suite 215, Houston, TX 77092 3216

December 01, 2009 (BR-MBD)
Applicant(s)
Henry A. Setaro
As: Mortgage Links Inc.
2043 Richmond Avenue, Staten Island, NY 10314 3900


Article 12-E Applications received after July 11, 2009. Each individual listed may not engage in mortgage loan origination activities until notified in writing that he or she may do so. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009).  They must  also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.

July 20 2009

Luis  A  Mujica

Brooklyn

NY

July 21 2009

Richard    Cassiano

Smithtown

NY

July 28 2009

Matthew Alexander Zompanis

Merrick

NY

July 29 2009

Victor  John  Amatrudo

Staten Island

NY

July 30 2009

Debra  Christine  Ross

Palm Beach Gardens

FL

August  07 2009

Jeffrey  Richard  Williams

West Hempstead

NY

August  13 2009

Margaret    Bougades 

Stanfordville

NY

August  18 2009

Sherri  Ruth  Wine

Commack

NY

August  18 2009

Kevin  Francis  Murphy

Commack

NY

August  21 2009

Darlene  E  Mayhew

Miller Place

NY

August  24 2009

Richard  Joseph  Racine

Sparta

NJ

September 29 2009

Michael  David  Carni

Farmingdale

NY

October 01 2009

Penny  Renee  Massey

Huntington Beach

CA

October 10 2009

Harlan  Donald  Brisard

Westbury

NY

October 21 2009

Gurpreet    Kaur-Singh

New Hyde Park

NY

October 22 2009

Glenn    Paganetti

Glon Cove

NY

October 22 2009

Michael  Anthony  Dimicco

West Hempstead

NY

October 22 2009

Karla    Galazzo

Walker Valley

NY

October 22 2009

Eddy    Petion

West Islip

NY

October 22 2009

June    Lum Young Gonzales

Uniondale

NY

October 22 2009

Vanessa  Marie  Holland

Orange

CA

October 22 2009

David  Francis  Baur

Laguna Beach

CA

October 22 2009

Mark  Robert  Graham

Hartsdale

NY

October 22 2009

Ping  Chun  Turng

Irvine

CA

October 22 2009

Alexander  Viet  Pham

Aliso Viejo

CA

October 22 2009

Dwight  Lloyd  Ritchie

Diamond Bar

CA

October 23 2009

Ryan    Ramdhani

Jamaica

NY

October 23 2009

David  F  Bilski

Buffalo

NY

October 23 2009

Jason  Eric  Epstein

Cedarhurst

NY

October 25 2009

Di    Zhang

College Point

NY

October 27 2009

Isabel  Wendy  Buonato

Staten Island

NY

October 27 2009

Daniel    Ninowski  Jr.

Irvine

CA

October 27 2009

Bradford    Neal

Palm Coast

FL

October 27 2009

Elliot    Safier

Lakewood

NJ

October 27 2009

David    Sayers

Thornwood

NY

October 28 2009

Keith  Anthony  Blades

Poughkeepsie

NY

October 28 2009

Cameron    Henderson

Irvine

CA

October 28 2009

Madelyn Rodriguez De Benitez

Albany

NY

October 28 2009

Robert  Sean  Cochems

Costa Mesa

CA

October 28 2009

Kristin  Noel  Pechstein

Aliso Viejo

CA

October 28 2009

Colleen  P  Donahue

Bay Shore

NY

October 28 2009

Graham  Knox  Torrey

Parker

CO

October 28 2009

Sonya  Lynn  Smith

Laguna Beach

CA

October 28 2009

Christopher    Royce

Manlius

NY

October 28 2009

Aldo  Joseph  Del Sorbo

Staten Island

NY

October 28 2009

James  A  Hicks

Clifton Park

NY

October 28 2009

Michael  S.  Humenik

Copiague

NY

October 28 2009

Ryan  Joseph  Barry

Waldwick

NJ

October 28 2009

Yuan    Williams

Syosset

NY

October 28 2009

Lisa  Sharon  Dercola

Rochester

NY

October 28 2009

Zoltan    Simon

Westwood

NJ

October 29 2009

Kenechukwu  Pius  Ofili  III

Chino Hills

CA

October 29 2009

Samuele    Dragone

Washingtonville

NY

October 29 2009

Sandra  Lynn  Bailey

Gloversville

NY

October 29 2009

Gregory  L  Byrd

Rochester

NY

October 29 2009

Dale  Arthur  Jones

Remsen

NY

October 29 2009

James  Thomas  Grossi

Manorville

NY

October 29 2009

Thomas  Michael  Huebsch

Buffalo

NY

October 29 2009

Robert  A  Cambra

Fayetteville

NY

October 30 2009

Jason    Skinrood

Pleasant Grove

UT

November 18 2009

Joseph  W  Garecht

Brewster

NY

November 19  2009

Steven  Thomas  Scotto

Farmingville

NY


SECTION II

November 30, 2009 (SF-LFS)
TIMBERLINK SETTLEMENT SERVICES (USA) INC.
One HSBC Center, Buffalo, Erie County, NY 14203

License issued to engage in business as a sales finance company. 


November 30, 2009 (CC-LFS)
YKN FINANCIAL SERVICES, LLC
153-41 Rockaway Boulevard, Jamaica, NY 11434

A license was issued to engage in business as a licensed casher of checks at 153-41 Rockaway Boulevard, Jamaica, NY 11434.


December 1, 2009 (CC- LFS)
KHL, INC.
170 First Avenue, New York, NY 10009

A license was issued for the relocation of a licensed casher of checks to 170 First Avenue, New York, NY 10009 from 160 First Avenue, New York, NY 10009.


December 1, 2009 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY  11385

Approval given to change the location of branch office from 345 East 86th Street, Borough of Manhattan, City of New York 10028 to 1646 First Avenue, Borough of Manhattan, City of New York 10028, on or after December 2, 2009.


December 2, 2009 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 12150 Monument Drive, Fairfax, Fairfax County, VA 22033.


December 2, 2009 (BK-FWB)
SHINHAN BANK AMERICA
330 Fifth Avenue, New York, NY 10016

Approval given to change the location of branch office from 136-68 Roosevelt Avenue, Flushing, Borough of Queens, City of New York 11354 to 136-20 38th Avenue (a/k/a 136-17 39th Avenue), Flushing, Borough of Queens, City of New York 11354, on or after December 3, 2009.


Application to engage in the business of a Mortgage Broker branch under Article 12-D of the New York State Banking Law withdrawn:

December 02, 2009 (BR-MBD)
Full Service Branch
United Fidelity Mortgage LLC
60 South Main Street, New City, NY 10956



Certificate to engage in the business of a Mortgage Broker surrendered:

November 30, 2009 (BR-MBD)
Multiplex Realty
2809 Church Avenue, Brooklyn, NY 11226
Effective Date: November 20, 2009

November 30, 2009 (BR-MBD)
Christopher K. Sowers
907 Fulton Street, 2nd Floor, Brooklyn, NY 11238 1704
Effective Date: November 23, 2009

November 30, 2009 (BR-MBD)
Varon Realty Corp.
92 Washington Avenue, 2nd Floor, Cedarhurst, NY 11516 1926
Effective Date: November 23, 2009

November 30, 2009 (BR-MBD)
Ivory Mortgage Corp.
4601 White Plains Road, Bronx, NY 10470
Effective Date: November 24, 2009

November 30, 2009 (BR-MBD)
Greystone Financial Services Inc.
28 Saymor Drive, Bardonia, NY 10954 2152
Effective Date: November 20, 2009

November 30, 2009 (BR-MBD)
Financial Source Funding Corp.
1268 Hempstead Turnpike, Elmont, NY 11103
Effective Date: November 25, 2009

December 01, 2009 (BR-MBD)
Northway Funding, L.L.C.
3 McLaren Street, Saratoga Springs, NY 12866 2604
Effective Date: November 19, 2009

December 02, 2009 (BR-MBD)
Kenneth Wang D/B/A Upland Financial Equities
39-15 Main Street, Suite 301, Flushing, NY 11354
Effective Date: November 27, 2009


License to engage in the business of a Mortgage Banker surrendered:

December 02, 2009 (MB-MBD)
First Rate Capital Corp. D/B/A Axis Mortgage
225 Broadhollow Road, Suite 132W, Melville, NY 11747 4809
Effective Date: November 30, 2009


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

December 01, 2009 (BR-MBD)
Full Service Branch
American Nationwide Mortgage Company, Inc.
20 Prospect Street, Suite 215, Ballston Spa, NY 12020
Effective Date: November 24, 2009


License to engage in the business of a Mortgage Banker Branch surrendered:

December 01, 2009 (MB-MBD)
Full Service Branch
Home Funding Finders, Inc.
1100 Long Pond Road, Rochester, NY 14626
Effective Date: December 01, 2009

December 02, 2009 (MB-MBD)
Full Service Branch
First Rate Capital Corp. D/B/A Axis Mortgage
2770 Nostrand Avenue, Brooklyn, NY 11210
Effective Date: November 30, 2009

December 02, 2009 (MB-MBD)
Full Service Branch
First Rate Capital Corp. D/B/A Axis Mortgage
2758 Middle Country Road, Suite 202, Lake Grove, NY 11755
Effective Date: November 30, 2009


The suspension of the following Registered Mortgage Broker's registrations has been lifted:

Embassy Investment Mortgage Corp.
614 Halstead Avenue, Mamaroneck, NY 10543

Trinity Funding, Inc. D/B/A Susan J. Hayden
130 Third Avenue, Brentwood, NY 11717


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

November 30, 2009 (BR-MBD)
Mortgage Security, Inc.
31 Teaticket Highway, Suite 2-7, East Falmouth, MA 02536

November 30, 2009 (BR-MBD)
Park West Funding Corp.
237 First Avenue, New York, NY 10003

December 02, 2009 (BR-MBD)
DMN Mortgage Corp.
872 Middle Country Road, St. James, NY 11780 3223

December 02, 2009 (BR-MBD)
Citigroup Global Markets Inc.
388 Greenwich Street, 16th Floor, New York, NY 10013 2375


Mortgage Broker Certificate Address Changes:

December 01, 2009 (BR-MBD)
MortgageClose.com, Inc.
From: 1855 West Katella Avenue, Suite 200, Orange, CA 92867
To: 1600 North Broadway, Suite 500, Santa Ana, CA 92706

December 01, 2009 (BR-MBD)
Legacy Industries, Inc. D/B/A Legacy Financial
From: 371 Merrick Road, Suite 201, Rockville Centre, NY 11570
To: 304 Atlantic Avenue, East Rockaway, NY 11518 1109


Mortgage Broker Branch Certificate Address Changes:

December 01, 2009 (BR-MBD)
Primerica Financial Services Home Mortgages, Inc.
From: 747 Madison Avenue, 2nd Floor North, Albany, NY 12208
To: 4 Pine West Plaza, Suite 410, Albany, NY 12205



Article 12-E Applications filed prior to July 11, 2009 and deemed complete by the Superintendent.  Each individual listed may engage in mortgage loan origination activities on a temporary basis until such time as the Superintendent approves or denies his/her application or the application is withdrawn. In addition, all such individuals must be licensed by the dates set forth in Article 12-E (as in effect on July 11, 2009). They must  also complete all required education, testing and bonding requirements by the dates set forth in regulations being drafted by the Superintendent pursuant to the authority of Article 12-E.

July  02 2008

Michael  Patrick  Farrell

Morris Plains

NJ

July  15 2008

Gregory    Sargent

Bensalem

PA

July  25 2008

Courtney    Trembone

Kew Gardens

NY

October 09 2008

Evelyn    Robles

Plattekill

NY

November 21 2008

Andrew  Fikry  Soryal

Mission Viejo

CA

January 30 2009

Samantha    Kornhaber

Ronkonkoma

NY

March  22  2009

Bernard    Giarraputo

Valley Stream

NY

April    13  2009

Sheldon  Alexander  Johnson

Baldwin

NY

April    15  2009

Matthew  Jon  Sanderson

Columbus

OH

May     28  2009

Ryan  Joseph  Hoenigmann

East Northport

NY

June    23  2009

Lauren    Darconte

Commack

NY

July     04  2009

Andy  Egobuokei  Ogbue 

Springfield Gardens

NY

July     06  2009

Sam  Paul  Jannazzo

Bellmore

NY


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

22469

Carolyn Jane  Biryla

NJ LENDERS CORP. D/B/A HOME OWNERS MORTGAGE EXPRESS


Applications for authorization as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
 

November 25, 2009

Philip Joseph  Hourican

West Islip

NY

November 25, 2009

Man  Ki  Kim

Willow Grove

PA

November 25, 2009

Henry Donovan  Dalhouse

Seymour

CT

November 25, 2009

John Joseph  Saraceno

Binghamton

NY

November 25, 2009

Joseph Pierce  Worrell

Cherry Hill

NJ

November 25, 2009

John Gasper  Errante

Elmont

NY

November 25, 2009

Avrohom  Beyman

Monsey

NY

November 25, 2009

Vincent Villani

E. Northport

NY

November 25, 2009

Michael J.  Reibel

North Tonawanda

NY

November 25, 2009

Erik  Flynn  East

Nashville

TN

November 25, 2009

Sharon Patricia  Montagne

Latham

NY

November 25, 2009

Vernon Charles

Old Bethpage

NY

December 1, 2009

Richard Alphonso Ho Shue

Portchester

NY

December 1, 2009

Michael Jerry  Wolff

Farmingdale

NY

December 2, 2009

Helen  Rose  Houck

Bridgeport

NY

December 6, 2009

Gary Michael  Marino

Nutley

NJ


THERE ARE NO SECTION III ITEMS THIS WEEK.

 

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