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Weekly Bulletin
July 1, 2011

SECTION I

This section records the receipt of applications and notices to the Banking Department.   Applications and notices received by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of receipt; applications and notices received by the Mortgage Banking Division are listed at the end of  Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE BANKING DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Banking Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to The Secretary of the New York State Banking Board, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to BBSecretary@banking.state.ny.us. This Weekly Bulletin may also be viewed online at the Banking Department’s Web site at:  http://www.banking.state.ny.us

SECTION II

This section records actions taken by the Superintendent of Banks and/or the Banking Board, and other information concerning the activities of the Banking Department.  Actions relating to institutions supervised by the Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services Divisions are listed in order of date of action; actions relating to institutions supervised by the Mortgage Banking Division are listed at the end of Section II by type of action taken.

SECTION III

This section provides notification of the filing by federally-chartered institutions of applications for new branches to be located in New York received from Mr. Toney Bland, Deputy Comptroller, Office of the Comptroller of the Currency, 340 Madison Avenue, 5th Floor, New York, NY  10017 and Mr. Brian Steffey, Office of Thrift Supervision, Harborside Financial Center Plaza Five, Suite 1600, Jersey City, NJ 07311.  Any comment or objection in relation to any application in Section III should be communicated immediately to the supervisor of the institution involved, with a copy furnished to this office.  This section is provided as a courtesy to New York State-regulated banking institutions; additional information relating to federally-chartered institutions is available in the Office of the Comptroller of the Currency’s Weekly Bulletin or its Web site:  http://www.occ.treas.govand via the Office of Thrift Supervision’s Web site at: http://www.ots.treas.gov.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PR = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker
MS = Miscellaneous

Division Codes

FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division


SECTION l

June 21, 2011 (CC-LFS)
CEBCO CHECK CASHER CORP.
369 Palmetto Street, Brooklyn, NY 11237

An application was received to change the location of doing business as a limited station casher of checks to Pinnacle Industries II, LLC, 413 East 69th Street, New York, NY 10021 from Pinnacle Industries II, LLC, 60 Riverside Blvd., New York, NY 10069.

The publication of receipt of the application does not indicate that the application is deemed complete. The application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or objections should be submitted in writing, within ten business days, by July 19, 2011.


June 27, 2011 (FB-FWB)
BANK OF SCOTLAND PLC
The Mound, Edinburgh, EH1 1YZ, Scotland, United Kingdom

Application, pursuant to Section 201 of the Banking Law, to establish and maintain a branch at 1095 Avenue of the Americas, Borough of Manhattan, City of New York 10036, received.


June 27, 2011(SF-LFS)
AQUA FINANCE, INC.
One Corporate Drive, Suite 300, Wausau, Marathon County, WI 54401

Application received for a license to engage in business as a sales finance company. 

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


June 27, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Application dated June 23, 2011 for permission to change temporarily the location of branch office from 5075 Route 9W, Town of Newburgh, Orange County, NY 12550 to the parking lot of 5075 Route 9W, Town of Newburgh, Orange County, NY 12550, received.


June 27, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Application dated June 23, 2011 for permission to open and occupy a branch office at 4949 SW Meadows Road (Suite 500), Lake Oswego, Clackamas County, OR 97035 for the limited purpose of conducting lending activities and providing general banking services to commercial customers, received. 


June 29, 2011 (SB-CRB)
EMIGRANT SAVINGS BANK - MANHATTAN
250 West 23rd Street, New York, NY 10011

Application dated June 27, 2011 for permission to change the location of branch office from 395 Avenue of the Americas, Borough of Manhattan, City of New York 10014 to 10 Downing Street (a/k/a 257-263 Avenue of the Americas), Borough of Manhattan, City of New York 10014, received.


June 29, 2011 (FR-FWB)
BANCA POPOLARE DI VICENZA S.C.P.A.
Via Battaglione Framarin, 18, 36100 Vicenza, Italy

Application for a license to establish and maintain a representative office at 595 Madison Avenue, Borough of Manhattan, City of New York 10022, received.


June 29, 2011 (TR-FWB)
BANK OF TOKYO-MITSUBISHI UFJ TRUST COMPANY
1251 Avenue of the Americas, New York, NY 10020

Application, pursuant to Section 605.8 of the Banking Law, for prior approval of the Superintendent of Banks to sell more than 50% of its assets to its parent, The Bank of Tokyo-Mitsubishi UFJ, Ltd., Tokyo, Japan, as part of a corporate reorganization, received.


June 29, 2011 (SF-LFS)
HYUNDAI CAPITAL AMERICA U/A/N HYUNDAI MOTOR FINANCE AND
KIA MOTORS FINANCE AND KIA MOTORS FINANCE COMPANY
3161 Michelson Drive – Suite 1900, Irvine, Orange County, CA 92612

Notification received for a branch change of location from 10550 Talbert Avenue, P.O. Box 20809, Fountain Valley, Orange County, CA 92708 to 210 Commerce, Irvine, Orange County, CA 92612.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


June 30, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notices of intention to establish electronic facilities (automated teller machines) at the following six locations, received:

  1. Sheetz Inc. Convenience Store, 551 State Route 93, Sugarloaf Township, Luzerne County, PA 18249;
  2. Sheetz Inc. Convenience Store, 1819 Wayne Road, Guilford Township, Franklin County, PA 17201;
  3. Sheetz Inc. Convenience Store, 3457 William Penn Highway, Wilkins Township, Allegheny County, PA 15235;
  4. Sheetz Inc. Convenience Store, 191 Eastern Boulevard North, Hagerstown, Washington County, MD 21740;
  5. Sheetz Inc. Convenience Store, 6767 Ridge Road, Parma, Cuyahoga County, OH 44129; and
  6. Sheetz Inc. Convenience Store, 3805 Teays Valley Road, Scott District, Putnam County, WV 25526.

June 30, 2011 (FR-FWB)
DEUTSCHE GENOSSENSCHAFTS-HYPOTHEKENBANK AG
Rosenstrasse 2, Hamburg 20095 Germany

License for representative office located at 609 Fifth Avenue, 6th Floor, New York, New York 10017 surrendered on June 30, 2011. 


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

June 23, 2011 (MB-MBD)
Applicant(s)
Lawrence Paul Finn, Jr.
Robert Vito La Costa
John Albert Hemmesch
Shawn D. Cassidy
Jeffrey Pettine
Wells Fargo Ventures, LLC
Coach Real Estate Associates Inc.
As: Residential Mortgage Division LLC
255 West Main Street, Smithtown, NY 11787 2608


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

June 18, 2008

22260

James  Cherney

Shelby Township

MI

August 15, 2008

31786

Christopher  Polisano

Brooklyn

NY

September 20, 2008

113014

Ronald  Mammano

Brick

NJ

October 9, 2009

202901

Moti  Seoparson

Floral Park

NY

October 14, 2010

372712

Joyce  Louise  Kettelberger

Hainesport

NJ

January 20, 2011

394649

James  Andrew  Fussner  Jr

Cortland

NY

January 31, 2011

199472

Erik  Von  Burriss

Mokena

IL

February 17, 2011

201432

Velma  May  Williams

Bourbonnais

IL

March 14, 2011

9329

Kevin  Daniel  Herring

Jacksonville

FL

April 29, 2011

385876

Francia  Asuncion  Valois

Forest Hills

NY

May 2, 2011

612487

Richard  Delisi

Monroe

NY

May 6, 2011

493329

Eric  Tyrone  Dorsey

Royal Oak

MI

May 20, 2011

493317

Dominick  Joseph  Aleardi

Auburn Hills

MI

May 25, 2011

404358

Kennedy  Anand  Mykoo

Arverne

NY

May 31, 2011

57711

Frank  Steven  Prato

Smithtown

NY

June 2, 2011

721512

Colleen  Marie  Andre

Victor

NY


SECTION II

June 27, 2011 (BK-CRB)
ADIRONDACK BANK
185 Genesee Street, Utica, NY 13501

Authorization Certificate issued May 12, 2011 granting permission to open and occupy a branch office at 1 Main Street, Richfield Springs, Otsego County, NY 13439, surrendered for cancellation.

This office was never operational.


June 27, 2011  (BK-CRB)
ADIRONDACK BANK
185 Genesee Street, Utica, NY 13501

Application dated May 20, 2011 for permission to open and occupy a branch office at 808 Main Street, Sylvan Beach, Oneida County, NY 13157, withdrawn.


June 28, 2011  (MS-CRB)
FIRST REPUBLIC BANK
111 Pine Street, San Francisco, CA 94111

Authorization issued to open and occupy a branch office at 163 Canal Street, Borough of Manhattan, City of New York 10013, on or after June 29, 2011.


June 28, 2011  (MS-CRB)
INVESTORS SAVINGS BANK
101 JFK Parkway, Short Hills, NJ 07078

Authorization issued to open and occupy a branch office at 1415 Avenue M, Borough of Brooklyn, City of New York 11230, on or after June 29, 2011.


June 30, 2011 (CC-LFS)
DAVID’S CHECK CASHING, INC. 
3015 Third Avenue, Bronx, NY 10455

Licenses to engage in business as casher of checks at the following limited stations were surrendered.

  • Gary Plastic Packaging Corp., 340 Viele Ave., Bronx, NY 10474  
  • Gary Plastic Packaging Corp., 770 Garrison Ave., Bronx, NY 10474
  • Modell's Sporting Goods, 42-24 Orchard St., Long Island City, NY 11101
  • Modell's Sporting Goods. 34-24 Vernon Blvd., Long Island City, NY 11106
  • Kawasaki Rail Car, Inc., 44 Well Ave., Yonkers, NY 10701
  • 1199 Housing Corp., 2120 First Ave., New York, NY 10029

License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

June 27, 2011 (MB-MBD)
Full Service Branch
Odyssey Funding LLC
241 Hudson Street, Suite C, Hackensack, NJ 07601

June 27, 2011 (MB-MBD)
Full Service Branch
Odyssey Funding LLC
475 Chestnut Street, 2nd Floor, Cedarhurst, NY 11516


Mortgage Banker License Name Change Received:

June 30, 2011 (MB-MBD)
From: IBM Lender Business Process Services, Inc.
To: Seterus, Inc.


License to engage in the business of a Mortgage Banker Branch surrendered:

June 23, 2011 (MB-MBD)
Full Service Branch
Home Loan Center, Inc.
11595 North Meridian Street, Suite 400, Carmel, IN 46032
Effective Date: June 21, 2011


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

June 24, 2011 (BR-MBD)
Tio Enterprises, Inc.
87-25 Clover Place, Holliswood, NY 11423

June 24, 2011 (BR-MBD)
Upstate Capital Inc.
6522 Basile Rowe, East Syracuse, NY 13057

June 28, 2011 (BR-MBD)
Mortgage Market LTD DBA New York Mortgage Center
112 Brook Road, Port Jefferson, NY 11777


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

April 28, 2010

36149

Roberto Lupi

Hopewell Junction

NY

RESIDENTIAL HOME FUNDING CORP. D/B/A RHF WHOLESALE

May 21, 2010

50462

Joel Robert Maness

Penfield

NY

PRIMERICA FINANCIAL SERVICES HOME MORTGAGES, INC.

September 15, 2010

61782

Aaron Sarot

Suffern

NY

GFI MORTGAGE BANKERS, INC.

September 30, 2010

212685

Lori  Cecedia  Vitale

Buffalo

NY

PRIMERICA FINANCIAL SERVICES HOME MORTGAGES, INC.

December 9, 2010

57552

Kevin  Wade  Ungar

Woodbury

NY

APPLE MORTGAGE CORP.

December 17, 2010

71829

Melchester Harold Smith

Fishkill

NY

RESIDENTIAL HOME FUNDING CORP. D/B/A RHF WHOLESALE

March 29, 2011

17731

Susan  Uhm

Fort Lee

NJ

LIVINGSTON MORTGAGE, INC.

April 4, 2011

19501

Robert Christopher Edgehill

Brooklyn

NY

PLATINUM HOME FINANCE, INC.

April 7, 2011

206737

Christopher James Daddario

Irvine

CA

PROSPECT MORTGAGE, LLC

June 13, 2011

67530

Jarret  J  Coleman

East Hampton

CT

GUARANTEED RATE, INC.

June 23, 2011

10149

Thomas Christensen

Yonkers

NY

GUARANTEED HOME MORTGAGE COMPANY INC.

June 23, 2011

21914

Ira  M  Tannenbaum

Oceanside

NY

MEADOWBROOK FINANCIAL MORTGAGE BANKERS CORP.

June 23, 2011

21579

Donato Nicolo

Rockville Centre

NY

MEADOWBROOK FINANCIAL MORTGAGE BANKERS CORP.

June 23, 2011

13042

Allen Curtis Williams

Baldwin

NY

MEADOWBROOK FINANCIAL MORTGAGE BANKERS CORP.

June 27, 2011

4158

Lucas Robert Hansen

Yaphank

NY

ASSOCIATED MORTGAGE BANKERS, INC.

June 27, 2011

55701

Steven Barry Gerstein

East Meadow

NY

ARK-LA-TEX FINANCIAL SERVICES, LLC D/B/A BENCHMARK LENDING

June 28, 2011

78904

Christopher J Conlan

Yorktown-heights

NY

METROCITIES MORTGAGE, LLC

June 28, 2011

258560

Michael  Khalil  Almandeel

Thornwood

NY

WC FINANCIAL WARSHAW CAPITAL, LLC.

June 28, 2011

264752

Carlos  Ray  Rosario

Rutherford

NJ

G M I FUNDING G M I HOME LOANS, LLC


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

December 6, 2010

60478

William  Wiley  Leakas

Newport

RI

May 3, 2011

245539

Ryan  Arthur  Villiger

Streamwood

IL

June 27, 2011

309032

Jacques  Oge

Hauppage

NY

June 28, 2011

148885

Lori  Johnson

Tampa

FL

June 29, 2011

67370

Harlin  Todd  Schwartzman

Baldwin

NY

June 29, 2011

298341

James  Michael  Williams

Syosset

NY


THERE ARE NO SECTION III ITEMS THIS WEEK.