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New York State Department of Financial Services

Weekly Bulletin

August 19, 2011

SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II
Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:


Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PF = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker
MS = Mortgage Servicer
MI = Miscellaneous

Regulatory Unit Codes

FWB = Foreign and Wholesale Banks
CRB = Community and Regional Banks
LFS = Licensed Financial Services
MBD = Mortgage Banking
CSD = Consumer Services

SECTION l

August 15, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Application dated August 11, 2011 for permission to open and occupy a branch office at Franklin & Marshall College, 415 Harrisburg Avenue, Lancaster, Lancaster County, PA 17603 for the limited purpose of opening accounts, received.

(This branch is to be in operation periodically at this location.)


August 16, 2011 (SF-LFS)
SERVICE FINANCE HOLDINGS, LLC
555 South Federal Highway, Suite 200, Boca Raton, Palm Beach County, FL 33432

Application received for a change of control of Service Finance Company, LLC U/A/N Finance Service Company.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


August 18, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Application dated August 16, 2011 for permission to open and occupy a branch office at Dover Motor Speedway, 1131 North DuPont Highway, Dover, Kent County, DE 19901 for the limited purpose of opening accounts, received.

(This branch is to be in operation periodically at this location.)


August 18, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notice of intention to establish an electronic facility (non-deposit-taking automated teller machine) at Orange Regional Medical Center, 707 East Main Street, Town of Wallkill, Orange County, NY 10940, received.


August 18, 2011 (MS-FWB)
UNIONBANCAL CORPORATION
400 California Street, San Francisco, CA 94104

Application, pursuant to Section 143-a of the Banking Law, for the prior approval of the Superintendent of Banks, to acquire all the capital stock of Bank of Tokyo-Mitsubishi UFJ Trust Company, received. 


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

August 11, 2011 (MB-MBD)
Applicant(s)
Brett Jason Rome
Richard Lee Sharp
Michael Christopher Hild
Stuart Hades Cantor
William Frank Panak
Eric Gegner Roher
FLS Trust
As: Live Well Financial, Inc.
1 Capitol Square, 830 East Main Street, Suite 1000, Richmond, VA 23219

August 11, 2011 (MB-MBD)
Applicant(s)
Lou Anne Bigaouette
Christopher McKenna
David R. Stagnitti
David J. Jurczynski
The Cap Com Group, LLC
As: CCFCU Funding, LLC D/B/A Homeowners Advantage
453 New Karner Road, Albany, NY 12205 3821

August 15, 2011 (MB-MBD)
Applicant(s)
David John Zugheri
Dale Richard Thompson
Patrick Allen Walden
Dana Ari Gompers
Bradley C. Mauritzen
Charles Edward Grehn
Flatonia Investments, LLC
Kovar, LLC
Cistern, LLC
As: Envoy Mortgage, Ltd.
5100 Westheimer Road, Suite 320, Houston, TX 77056 5515

August 15, 2011 (MB-MBD)
Applicant(s)
Wesley Grant Iseley
John Raymond Alkire
Darren Andrew Fulco
Deborah Kay DeFlores
Carrington Mortgage Holdings, LLC
Carrington Holding Company, LLC
As: Carrington Mortgage Services, LLC
1610 East Saint Andrew Place, Suite B-150, Santa Ana, CA 92705 4931

August 16, 2011 (MB-MBD)
Applicant(s)
Kevin M. Brungardt
Robin H. Chandler
RoundPoint Financial Group Inc.
As: RoundPoint Mortgage Company
8 Parkway Plaza, 5032 Parkway Plaza Blvd., #200, Charlotte, NC 28217

August 16, 2011 (MB-MBD)
Applicant(s)
Mark Charles Pappas
Donald Epstein
Phillip Barry Kukafka
Keith George Bilodeau
Gregory G. O'Connor
Descap Mortgage Funding, LLC
Gleacher & Company
As: ClearPoint Funding, Inc.
46 Lizotte Drive, Marlborough, MA 01752


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

August 11, 2011 (MLS-MBD)
Applicant(s)
John T. LaRose
Ryan LaRose
Beverly Reck
As: Compu-Link Corporation d/b/a Celink
3900 Capital City Blvd, Lansing, MI 48906


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

August 18, 2011 (MLS-MBD)
Applicant(s)
Larry B. Litton Jr.
Shane I. Ross
John J. Boudreaux
Litton Consumer and Corporate Servicing LLC
Litton Mortgage Servicing LLC
As: Litton Loan Servicing LP
4828 Loop Central Drive, Houston, TX 77081


Application to establish a Mortgage Loan Servicer’s Branch received for examination:

August 18, 2011
Full Service Branch
Litton Loan Servicing LP
250 E John Carpenter Freeway, Irving, TX 75062

August 18, 2011
Full Service Branch
Litton Loan Servicing LP
3500 Loop Road, McDonough, GA 30253

Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

September 9,  2010

180433

Corey  Matthew  Leonard

Phoenix

AZ

March 1, 2011

148647

Eliezer    Ritvo

Far Rockaway

NY

March 15, 2011

413590

William Shanahan

Hollis

NY

March 15, 2011

386120

Stephen C. Schoffman

Great Neck

NY

May 13, 2011

160958

Iskyo    Aronov

Middle Village

NY

May 17, 2011

373045

Tyler  Lee  Hembree

Coppell

TX

June 11, 2011

480436

Kyong  Hee  Rhee

New York

NY

July 6, 2011

339893

Justin  Thomas  Holmes

Glenside

PA

July 11, 2011

409748

Tracy  E.  Carey

Wainscott

NY

July 12, 2011

198671

Christopher  James  Tyll

Ferndale

MI

July 19, 2011

115017

Kimberly  Jade  Weintraub

Fairfield

CT


SECTION II

August 4, 2011 (CC-LFS)
AMITYVILLE PAYROLL SERVICES, INC. 
575 Broadway, Amityville, NY 11701

    Licenses to engage in business as casher of checks were surrendered for the following locations:

  • 2000 New Horizons Boulevard, Amityville, NY 11701 (limited station)
  • 10 Vitamin Drive, Bayport, NY 11705 (limited station)
  • 2100 Smithtown Avenue, Ronkonkoma, NY 11779 (limited station)
  • 90 Orville Drive, Bohemia, NY 11716 (limited station)
  • 105 Orville Drive, Bohemia, NY 11716 (limited station)
  • 4320 Veterans Memorial Highway, Holbrook, NY 11741 (limited station)
  • 115 Orville Drive, Bohemia, NY 11716 (limited station)
  • 110 Orville Drive, Bohemia, NY 11716 (limited station)

August 8, 2011 (CC-LFS)
CEBCO CHECK CASHER CORP.
369 Palmetto Street, Brooklyn, NY 11237

License to engage in business as casher of checks for the limited station located at Green Bus Lines Inc., 165-25 147th Street, Jamaica, NY 11434 was surrendered.


August 12, 2011 (SB-CRB)
EMIGRANT SAVINGS BANK - MANHATTAN
250 West 23rd Street, New York, NY 10011

Authorization granting permission to open and occupy a branch office at 261 Broadway, Borough of Manhattan, City of New York 10007, surrendered for cancellation.

Office discontinued as of August 5, 2011.


August 15, 2011 (SB-CRB)
EMIGRANT SAVINGS BANK - MANHATTAN
250 West 23rd Street, New York, NY 10011

Approval given to change the location of branch office from 395 Avenue of the Americas, Borough of Manhattan, City of New York 10014 to 10 Downing Street (a/k/a 257-263 Avenue of the Americas), Borough of Manhattan, City of New York 10014, on or after August 16, 2011.


August 15, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization issued to open and occupy a branch office at Cornell University, 245 Day Hall, Ithaca, Tompkins County, NY 14853 for the limited purpose of opening accounts, on or after August 16, 2011.

(This branch is to be in operation periodically at this location.)


August 16, 2011 (SB-CRB)
THE ONEIDA SAVINGS BANK
182 Main Street, Oneida, NY 13421

Authorization issued to open and occupy a branch office at 7812 Turin Road, Rome, Oneida County, NY 13441, on or after August 17, 2011.


August 16, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notification received, in accordance with Supervisory Policy G 8, of the relocation of representative office from 1524 3rd Avenue (Suite 202), Longview, Cowlitz County, WA 98632 to 1208 Washington Way, Longview, Cowlitz County, WA 98632, effective August 9, 2011.


August 16, 2011(SF-LFS)
MAI HOLDING LLC
375 Lexington Ave., New York, New York County, NY  10017

Application received for a change of control of 20% of Westlake Services LLC U/A/N Westlake Financial Services located at 4751 Wilshire Blvd., Suite 100, Los Angeles, Los Angeles County, CA  90020, Inc., was approved by the Superintendent of Banks.


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

August 17, 2011 (BR-MBD)
Full Service Branch
L.W. Integrity Funding, LLC
4498 Main Street, Suite 8, Amherst, NY 14226
Effective Date: August 17, 2011


License to engage in the business of a Mortgage Banker Branch surrendered:

August 11, 2011 (MB-MBD)
Full Service Branch
Guidance Residential, LLC
Three Neshaminy Interplex, Suite 301, Trevose, PA 19053
Effective Date: August 09, 2011


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

August 11, 2011 (BR-MBD)
Fair Home Enterprise Inc.
168-08 35th Avenue, Flushing, NY 11358 1735

August 16, 2011 (BR-MBD)
Narine Sumasar D/B/A Lexus Funding
101-05 120th Street, 1st Floor Rear, South Richmond Hill, NY 11419 2003

August 16, 2011 (BR-MBD)
Perri Funding Corp.
300 Bedford Avenue, Suite 201, Bellmore, NY 11710

August 16, 2011 (BR-MBD)
Bluestone Mortgage Corp.
30 Jericho Executive Plaza, Suite 100C, Jericho, NY 11753


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

August 15, 2011 (BR-MBD)
Lewis Hunt Enterprises, Inc.
3250 West Big Beaver Road, Suite 300, Troy, MI 48084 2909
Effective Date: August 05, 2011

August 17, 2011 (BR-MBD)
Advocate Equities Corp.
866 Coney Island Ave, Brooklyn, NY 11218 6040
Effective Date: August 05, 2011

August 17, 2011 (BR-MBD)
Performance Residential Capital Corp.
847 Fulton Street, Farmingdale, NY 11735
Effective Date: July 19, 2011


Application to assume active status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

August 16, 2011 (BR-MBD)
A1 Funding, Inc.
333 Rutledge Street, Suite 202, Brooklyn, NY 11211
Effective Date: August 16, 2011


Mortgage Broker Certificate Address Changes:

August 17, 2011 (BR-MBD)
L.W. Integrity Funding, LLC
From: 1127 Wehrle Drive, Suite A, Williamsville, NY 14221
To: 4498 Main Street, Suite 8, Amherst, NY 14226 3826


The following application published in Weekly Bulletin dated July 29, 2011 is amended to read as follows:
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

July 1, 2011

27923

             Matthew Muska

Macomb

MI


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date of Application

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

March 7, 2008

October 2, 2010

4944

Juan Carlos Avelar  Lopez

Westbury

NY

June 26, 2008

August 12, 2011

27923

Matthew Muskan

Macomb

MI

July 1, 2008

October 26, 2010

32721

David Kravets

Swampscott

MA

July 2, 2008

August 15, 2011

67901

Angela Mandarino

Lake Grove

NY

August 15, 2008

August 12, 2011

93685

Peter James Pescatore

Mt. Sinai

NY

June 17, 2009

October 4, 2010

23070

Ryan Robert Jerome

Foster

RI

August 21, 2009

October 20, 2010

31184

Gary Joseph Eckhardt

Flanders

NJ

November 20, 2009

August 15, 2011

213745

Pascale Medor

Jamaica Estates

NY

December 22, 2009

August 12, 2011

223376

Kory Michael Matthys

Aliso Viejo

CA

February 25, 2010

May 7, 2010

25961

Michael Russo

Branford

CT

March 15, 2010

August 10, 2011

279789

Andrew Libow

Merrick

NY

June 23, 2010

August 12, 2011

261685

Gerald Armand Auclair

Middletown

RI

October 29, 2010

August 15, 2011

183025

Gun Tony Kim

Flushing

NY

November 29, 2010

August 15, 2011

181826

Rasa Mary Skeeters

Canton

MI

June 10, 2011

August 1, 2011

493361

Steven Gus Hloros

Solon

OH

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