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New York State Department of Financial Services

Weekly Bulletin

September 30, 2011

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the Banking Department Division which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PF = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker
MS = Miscellaneous

Division Codes

FWB = Foreign and Wholesale Banks Division
CRB = Community and Regional Banks Division
LFS = Licensed Financial Services Division
MBD = Mortgage Banking Division
CSD = Consumer Services Division


SECTION l

September 28, 2011 (MT-LFS)
REMESAS PUJOLS CORP.
3439 Broadway, New York, NY 10031

Notification of a change of location of the principal place of business to
72-22 Roosevelt Ave., Jackson Heights, NY 11372 was received.

Also, notification for a change of name to IME Remit, Inc. was received.

The publication of receipt of these notifications does not indicate that the notifications were deemed complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


September 28, 2011 (MS-CRB)
FIRST REPUBLIC BANK
111 Pine Street, San Francisco, CA 94111

Application dated September 20, 2011 for permission to open and occupy a branch office at 443 Park Avenue South, Borough of Manhattan, City of New York 10016, received.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

September 22, 2011 (BR-MBD)
Applicant(s)
Christopher D. Biaggi
Nick A. Corey
As: All Western Mortgage, Inc.
8345 West Sunset Road, Suite 200, Las Vegas, NV 89113


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

September 28, 2011 (MLS-MBD)
Applicant(s)
Robert Delwyn Yeary
Homer Marcus Helm, Jr.
Kevin James Gherardi
Michael Jeffrey Sekits
Tommy Alton Moore, Jr.
JAM Special Opportunities Fund, LP
RM Servicing Holdings, LLC
JAM Equity Partners LLC
As: Reverse Mortgage Solutions, Inc.
2727 Spring Creek Drive, Spring TX 77373

September 28, 2011 (MLS-MBD)
Applicant(s)
Michael A. Keaton
Philip T. Thurmond III
Timothy M. Grant
Sherman Financial Group, LLC
Alegis Group LLC
As: Resurgent Capital Services, L.P.
15 So. Main Street, Suite 700, Greenville, SC 29601


Application received pursuant to Section 594-b of the New York Banking Law and Part 418 of the Superintendent's Regulations for a control interest:

September 20, 2011 (MLS-MBD)
Applicant(s)
AHMSI Holdings, Inc.
To acquire interest in:
Registered MLS American Home Mortgage Servicing, Inc.
1525 S. Beltline Road, Coppell, TX 75019


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

January 18, 2011

299926

Jason David Griswold

Jacksonville

FL

April 11, 2011

14524

Kathleen Arciero

Totowa

NJ

June 23, 2011

65008

Adele A. Seubert

Fairport

NY

June 30, 2011

268741

Leonora M. Vasquez

Ridgewood

NJ

July 13, 2011

180299

Taylor Ronald Woods

Newport Beach

CA

July 19, 2011

330783

Joseph  Pregiato

Eastchester

NY

July 22, 2011

493368

Tarek Muhammed Muhammad

Parma

OH

July 25, 2011

554217

J Christopher Ziebold

Allen

TX

July 27, 2011

339701

Jason Michael Porath

Taylor

MI

July 29, 2011

585405

Aaron Vincent Charles Sarle

Berkley

MI

July 29, 2011

267002

Christopher  Ford

Ann Arbor

MI

July 29, 2011

487830

Jack Ray Chase

Exeter

RI

August 1, 2011

88923

Thomas  Furey

Bethel

CT

August 1, 2011

38685

Paula Joann White

St. Albans

NY

August 1, 2011

90108

Mitchell Lee Alkow

Closter

NJ

August 5, 2011

181998

Stephen  Galgoul

Livonia

MI

August 5, 2011

585479

Joan Elizabeth Barry

Northville

MI

August 9, 2011

744577

Anthony  Pomponio

Douglasville

PA

August 9, 2011

424729

Austin James Negipe

Clinton Township

MI

August 9, 2011

713781

Jason Charles Smith

Chicago

IL

August 10, 2011

368144

Steven Joseph Leja

Allen Park

MI

August 10, 2011

713761

Bryan Gilbert Kimbrell

Detroit

MI

August 10, 2011

284035

Brian Dale Shapiro

West Bloomfield

MI

August 10, 2011

28157

Mark Michael Hoover

Clinton Township

MI

August 10, 2011

482258

Douglas B Adler

Guttenberg

NJ

August 10, 2011

713740

Adam David Ball

Royal Oak

MI

August 15, 2011

713756

Michael Victor Hnatiuk

Dearborn

MI

August 15, 2011

713762

Danielle Rae Krozek

Eastpoine

MI

August 15, 2011

713754

Kurt Michael Hayer

Troy

MI

August 15, 2011

315878

Allan Anthony Buniak

Conshohocken

PA

August 15, 2011

713776

Brent Raymond Opland

Dexter

MI

August 15, 2011

713752

Megan Nichole Frasier

Ann Arbor

MI

August 15, 2011

713744

Frank Matthew Buzolits

Royal Oak

MI

August 15, 2011

713751

Mohamad Hussein Fawaz

Dearborn Heights

MI

August 15, 2011

713741

Clement Nicholas Barney

Rochester Hills

MI

August 15, 2011

19057

Larry Henry Miranda

Tiverton

RI

August 15, 2011

713717

Joseph Peter Vengalil

Fraser

MI

August 15, 2011

713753

Jacque David Gorris

Southgate

MI

August 22, 2011

583837

Jennifer Lynn Retherford

Phoenix

AZ

August 24, 2011

201211

Jennifer Lynn Rogers

Novi

MI

August 24, 2011

718728

Kenneth David Bouton

Flower Mound

TX

August 25, 2011

4377

Michael D Tishman

Foxborough

MA

August 25, 2011

584259

Christine Elizabeth Armstrong

Livonia

MI

August 26, 2011

713721

Samantha Ann Klubert

Olmsted Falls

OH

September 6, 2011

754646

Patrick M Montgomery

Rochester

NY

September 6, 2011

806824

Dustin Conrad Mulcahey

Honeoye Falls

NY

September 6, 2011

806832

Kevin Patrick Brady

Leroy

NY

September 6, 2011

339303

Timothy Joseph Tallis

Ashland

MO

September 9, 2011

713733

Brent Andrew Fincham

Windham

OH

September 9, 2011

16863

Ryan Thomas Meyer

Narragansett

RI

September 9, 2011

713788

Gay Ann Guyitt

Oxford

MI

September 14, 2011

472389

Karol  Liszewski

Middle Village

NY


SECTION II

September 8, 2011 (CC-LFS)
MOTT AVENUE CHECK CASHING CORP.
2138 Mott Avenue, Far Rockaway, NY 11691

License to engage in business as casher of checks at 524 Beach 20th Street, Far Rockaway, NY 11691 was surrendered.


September 21, 2011 (MS-FWB)
UNIONBANCAL CORPORATION
400 California Street, San Francisco, CA 94104

Application, pursuant to Section 143-a of the Banking Law, to acquire all the capital stock of Bank of Tokyo-Mitsubishi UFJ Trust Company, approved by the Superintendent of Banks. 


September 22, 2011  (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Approval given to change temporarily the location of branch office from 8493 Fort Smallwood Road, Pasadena, Anne Arundel County, MD 21122 to 8553 Fort Smallwood Road, Pasadena, Anne Arundel County, MD 21122, on or after September 23, 2011.


September 26, 2011  (SB-CRB)
PUTNAM COUNTY SAVINGS BANK
Route 6 & Drewville Road, Brewster, NY 10509

Authorization issued January 13, 2009 granting permission to open and occupy a branch office at 76 North Main Street, New City, Town of Clarkstown, Rockland County, NY 10956, surrendered for cancellation.

This office was never operational.


September 27, 2011  (SB-CRB)
ULSTER SAVINGS BANK
280 Wall Street, Kingston, NY 12401

Approval given to change temporarily the location of branch office from 5494 State Route 23, Windham, Town of Windham, Greene County, NY 12496 to 5296 State Route 23, Windham, Town of Windham, Greene County, NY 12496.


September 27, 2011 (SF-LFS)
DIRECT RECREATION HOLDINGS CORPORATION
24 Madison Avenue Extension, Suite 2, Albany, Albany County, New York 12203

License issued to engage in business as a sales finance company.


September 28, 2011  (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY 11385

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at the Cystic Fibrosis Cycle for Life Event, Stillwell & Surf Avenues, Borough of Brooklyn, City of New York 11224.

(This is a mobile facility which will operate annually at the above event.)


September 28, 2011 (FR-FWB)
THE BANK OF FUKUOKA, LTD.
8-3 Otemon 1-chome, Chuo-ku, Fukuoka, 810-8693 Japan

License issued to establish and maintain a representative office at One Rockefeller Plaza, Borough of Manhattan, City of New York 10020, effective September 28, 2011.


September 28, 2011 (SB-CRB)
FIRST CENTRAL SAVINGS BANK
70 Glen Street, Glen Cove, NY 11542

A “Certificate of Amendment of the Organization Certificate of First Central Savings Bank under Section 8005 of the Banking Law,” was approved and filed in the Office of the Superintendent of Banks. 

The amendment provides for an increase in the number of authorized shares of capital stock from 4,500,000 shares to 8,250,000 shares, all with par value of $5.00 each share. 


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

September 26, 2011 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A Coldwell Banker Home Loans
Additional DBA(S): ERA Home Loans
Cartus Home Loans
36 Route 25-A, Setauket, NY 11733


Certificate to engage in the business of a Mortgage Broker surrendered:

September 22, 2011 (BR-MBD)
All Home Funding Corp.
60 Fire Island Avenue, Babylon, NY 11702 3502
Effective Date: September 08, 2011

September 26, 2011 (BR-MBD)
Welcome Home Realty Credit Corp. DBA Welcome Home DBA Welcome Home Mortgage
Additional DBA(S): Welcome Home Mortgage Services
45 Halley Drive, Pomona, NY 10970
Effective Date: September 21, 2011

September 26, 2011 (BR-MBD)
Oakville Capital, Inc. D/B/A Oakville Capital           
17930 Ril Marianna Court, Morgan Hill, CA 95037

September 27, 2011 (BR-MBD)
LeNAC Enterprises Inc.
26 Court Street, Suite 2205, Brooklyn, NY 11242
Effective Date: September 27, 2011

September 27, 2011 (BR-MBD)
MLB Residential Mortgage, Ltd.
39 Peachtree Lane, Hicksville, NY 11801
Effective Date: September 23, 2011


License to engage in the business of a Mortgage Banker Branch surrendered:

September 22, 2011 (MB-MBD)
Full Service Branch
Freedom Mortgage Corporation d/b/a Jefferson Home Mortgage and Loan
1013 Brown Street, Peekskill, NY 10566
Effective Date: September 16, 2011

September 26, 2011 (MB-MBD)
Full Service Branch
Homestead Funding Corp.
55 Quaker Avenue, Suite 204, Cornwall, NY 12518
Effective Date: September 22, 2011


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

September 22, 2011 (BR-MBD)
Globe-West Enterprises, Inc.
5702 Avenue N, Suite 2, Brooklyn, NY 11234

September 23, 2011 (BR-MBD)
Encore Capital Corp.
365 Hillside Avenue, Williston Park, NY 11596

September 27, 2011 (BR-MBD)
Mortgage4sure.com, Corp.
8412 Fifth Avenue, 2nd Floor, Brooklyn, NY 11209 4761


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

September 23, 2011 (BR-MBD)
Myrtle M Baptiste DBA Infinite Resources
143 Willis Avenue, Mineola, NY 11501
Effective Date: September 21, 2011


Mortgage Broker Certificate Address Changes:

September 23, 2011 (BR-MBD)
Mortgage Direct Inc.
From: 33 Plandome Road, Suite 2, 2nd Floor, Manhasset, NY 11030
To: 626 RXR Plaza, Room 701, Uniondale, NY 11556-0626

September 26, 2011 (BR-MBD)
Apple Mortgage Corp.
From: 19 West 44th Street, Suite 1514, New York, NY 10036
To: 25 West 45th Street, Suite 1300, New York, NY 10036 4902


Mortgage Broker Branch Certificate Address Changes:

September 26, 2011 (BR-MBD)
First Rochester Mortgage Corp. D/B/A Uni-Source Funding
Additional DBA(S): Uni-Source Funding
Centerpointe Mortgage
eastcap mortgage
From: 2000 Winton Road South, Suite 206, Building 4, Rochester, NY 14618
To: 919 Winton Road South, Suite 210, Rochester, NY 14618


Mortgage Banker Branch License Address Changes:

September 26, 2011 (MB-MBD)
United Northern Mortgage Bankers Limited
Senior Security Home Advantage
From: 96-08 101st Avenue, 1st floor, Ozone Park, NY 11416
To: 35 North Tyson Avenue, Suite 202, Floral Park, NY 11001


Mortgage Broker Certificate Address Changes corrected:

From:
July 21, 2011 (BR-MBD)
North Capital Mortgage Corp.
From: 290 Union Blvd - Suite 5, Totowa, NJ 07512
To: 290 Union Boulevard, Suite 410, Totowa, NJ 07512 2609

To:
July 21, 2011 (BR-MBD)
North Capital Mortgage Corp.
From: 290 Union Blvd - Suite 5, Totowa, NJ 07512
To: 290 Union Boulevard, Suite 4, Totowa, NJ 07512 2609


The following Licensed Mortgage Banker has entered into a Settlement Agreement with the Banking Department, in lieu of a hearing for fine and/or revocation of its mortgage banker license, to settle violations of Article 12-D, Section 593 of the New York Banking Law, which prohibits a mortgage banker from conducting business at a location or in a name other than that shown on their license or branch certificate. The Settlement Agreement terms and conditions include a fine of $10,000.00.

September 27, 2011 (MB-MBD)
Luxury Mortgage Corp. DBA Luxurymae
One Landmark Square, Suite 100, Stamford, CT 06901


The following Mortgage Loan Originator (MLO) Bruce G. Maasbach has entered into a Settlement Agreement with the Banking Department, in lieu of a hearing for fine and/or revocation of its mortgage loan originator license, to settle violations of Section 590 of the New York Banking Law, Part 420.20 of the Superintendent's Regulations, and Article 22-a, Section 349 and 350 of the General Business Law. The Settlement Agreement terms and conditions include a fine of $5,000.00.

September 27, 2011 (MB-MBD)
Bruce G. Maasbach
26 Overlook Road, Matinecock Farms, Glen Cove, New York 11542


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Approved Date

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

September 23, 2011

409300

Dixon Shuntak Chow

New York

NY

Mortgage Master, Inc.

September 23, 2011

394649

James Andrew Fussner Jr

Cortland

NY

OneMain Financial, Inc.

September 23, 2011

262635

Andrew  Lix

Parma

OH

Quicken Loans Inc.

September 23, 2011

273584

Christopher Michael Hooks

Jamestown

NY

Springleaf Home Equity, Inc.

September 23, 2011

204100

Nelson Spencer Smith

West Hartford

CT

1st Alliance Lending, LLC

September 23, 2011

68178

James Michael Martino

Ronkonkoma

NY

Residential Home Funding Corp.

September 23, 2011

378056

Hadie Michelle Mathena

Coppell

TX

Nationstar Mortgage LLC

September 23, 2011

375780

Curtis Devon Reed

Tempe

AZ

Quicken Loans Inc.

September 23, 2011

374665

Robert Hugh Alpapara Fintzel

Arlington

TX

Nationstar Mortgage LLC

September 23, 2011

262820

John Arthur Stineman

Darien

CT

Landmark Financial Group, LLC

September 27, 2011

89891

Michele  Prato

Clifton

NJ

Real Estate Mortgage Network, Inc.


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