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Weekly Bulletin

October 21, 2011

SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II
Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:


Institution Codes

BK = Bank
TR = Trust Company
PB = Private Banker
SD = Safe Deposit Company
HC = Holding Company
SB = Savings Bank
MK = Merchant Bank
SL = Savings and Loan Association
CU = Credit Union
IC = Investment Company
FA = Foreign Agency

FB = Foreign Branch
FR = Foreign Representative Office
PF = Premium Finance Agency
SF = Sales Finance Agency
LL = Licensed Lender
TM = Transmitter of Money
BP = Budget Planner
CC = Check Casher
MB = Mortgage Banker
BR = Mortgage Broker

MS = Mortgage Servicer
MI = Miscellaneous

Regulatory Unit Codes

FWB = Foreign and Wholesale Banks
CRB = Community and Regional Banks
LFS = Licensed Financial Services
MBD = Mortgage Banking
CSD = Consumer Services

SECTION l

Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

October 18, 2011 (BR-MBD)
Applicant(s)
Cheryl Leach Webb
James Anthony Karpowicz
Timothy James Mattke
Dan D. Stilwell
Ann Katherine Schirzinger
Gail Ellen Andrich
MGIC Investors Services Corporation
As: MGIC Mortgage Services, LLC
250 East Kilbourn Avenue, Milwaukee, WI 53202 3102


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

October 13, 2011 (MB-MBD)
Applicant(s)
Michael Jeffrey Sekits
Tyler Layne Larsen
Torrey Lee Larsen
William Edward Trask
As: Security One Lending
3131 Camino Del Rio North, Suite 1400, San Diego, CA 92108 5716


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
October 27, 2010 (MB-MBD)
Applicant(s)
Jeffrey Paul Grogin
David Alan Spector
Stanford Lee Kurland
Scott Wood Bridges
Private National Mortgage Acceptance Co., LLC
Highfields Capital Investments, LLC
BlackRock Mortgage Ventures, LLC
BlackRock, Inc.
As: PennyMac Loan Services, LLC
27001 Agoura Road, Suite 350, Calabasas, CA 91301

To:
October 19, 2011
Applicant(s)
Jeffrey Paul Grogin
David Alan Spector
Stanford Lee Kurland
Scott Wood Bridges
Private National Mortgage Acceptance Co., LLC
Highfields Capital Investments, LLC
BlackRock Mortgage Ventures, LLC
BlackRock, Inc.
As: PennyMac Loan Services, LLC
6101 Condor Drive, Suite 200, Moorpark, CA 93021


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

October 14, 2011 (MLS)
Applicant(s)
iGate Inc.
iGate Corporation
iGate Holding Corp.
iGate Corporation
Sunil Wadhwani
Ashok Kumar Trivedi
Phaneesh Murthy
Ram Santhanam Prasad
Suresh Kumar Kunnumal
Sujit Sircar
Mukund Srinath
As: iGate Global Solutions Limited
6528 Kaiser Drive, Fremont, CA  94555


Application to establish a Mortgage Broker's Branch received for examination:

October 19, 2011 (BR-MBD)
Full Service Branch
Great Northern Mortgage Corp.
100 Broadway, Suite 100, Massapequa, NY 11758


Application to establish a Mortgage Banker's Branch received for examination:

October 19, 2011 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
45 Mall Drive, Suite 6, Commack, NY 11725

October 19, 2011 (MB-MBD)
Full Service Branch
US Mortgage Corporation
104-15 Jamaica Avenue, Richmond Hill, NY 11418


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

May 18, 2009

105572

Scott Blake Spindler

Wantagh

NY

December 31, 2010

119949

Francis Egan O'Brien

Easton

CT

February 7, 2011

320084

Ann Katherine Scherzinger

Mequon

WI

February 9, 2011

226804

Michael Hummel

Brick

NJ

June 28, 2011

91983

Joseph Michael Capell

Atlanta

GA

July 15, 2011

515944

Kyle Stephen Ridenour

Rancho Cordova

CA

August 8, 2011

176333

Jason Matthew Farris

Huntington Beach

CA

August 17, 2011

713763

Jeanette Lynn Lewis

Bloomfield Hills

MI

August 18, 2011

395108

Amit Kant Srivastava

Irvine

CA

August 24, 2011

170085

Louis Ralph Mazzella

Holbrook

NY

August 25, 2011

713724

Eric Charles Ziegler

Willoughby Hills

OH

September 15, 2011

153739

Michael Foster Colapinto

Dana Point

CA

September 19, 2011

493381

Jessica Mae Hohn

Belleville

MI

September 20, 2011

204624

James Kendrick Mateer

Huntington Beach

CA

September 20, 2011

308691

Ronald Antonio Jimenez

Orange

CA

September 22, 2011

39305

Mary Jane Siegel

East Meadow

NY

September 22, 2011

774612

Ryan Christopher Byers

Eastlake

OH

September 23, 2011

385853

Katrina  Zelyakovsky

Cliffside Park

NJ

September 23, 2011

216860

Justin Edward Meier

Atlanta

GA

September 26, 2011

99219

Jamie S Ryan

Clifton Park

NY

September 27, 2011

160352

Maria Guillermina Chaux

Englewood Cliffs

NJ

September 27, 2011

811162

Francisco K Sarmiento

Northvale

NJ

September 28, 2011

713739

Erik Mansour Andary

Macomb Twp.

MI

September 28, 2011

288766

Paul James Mitchell

Valley Stream

NY

September 29, 2011

713787

Desiree Jacqueline Dial

Southfield

MI

September 30, 2011

774869

Debra Lea Garrett

Roseville

MI

September 30, 2011

813568

Kelsi Dee Gautz

Clinton Township

MI

September 30, 2011

774664

Daniel Edward Farris

Sheffield Lake

OH

September 30, 2011

378668

Robert Nicolae Bobleaga

Orange

CA

September 30, 2011

774656

Mark Anthony Elsaesser

Cuyahoga Falls

OH

September 30, 2011

762308

Guy J Hoerner

Brightwaters

NY

October 3, 2011

813565

Michael Stuart Eash

New Baltimore

MI

October 14, 2011

21639

Matthew Sharath Devadan

Mt. Gilead

OH

October 17, 2011

63034

Matthew Mark Horner

Nyack

NY


SECTION II

October 4, 2011 (CC-LFS)
ROMAR CHECK CASHING CORP. D/B/A CHECKS & MORE
205 Fifth Avenue, Brooklyn, NY 11217
License to engage in business as casher of checks at 205 Fifth Avenue, Brooklyn, NY 11217 was surrendered.


October 11, 2011 (FB-FWB)
Banca Popolare di Vicenza S.C.p.A.
Via Battaglione Framarin, 18,  36100  Vicenza,  Italy

License issued to establish and maintain a representative office at 595 Madison Avenue, New York, New York 10022, effective October 11, 2011.


October 13, 2011 (MS-CRB)
FIRST REPUBLIC BANK
111 Pine Street, San Francisco, CA 94111

Authorization issued to open and occupy a branch office at 443 Park Avenue South, Borough of Manhattan, City of New York 10016, on or after October 14, 2011.


October 17, 2011 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office in the parking lot of Summit Park Mall, 6929 Williams Road, Town of Wheatfield, Niagara County, NY 14304 will not result in a significant reduction of banking services in the community to be affected.


Certificate to engage in the business of a Mortgage Broker surrendered:

October 13, 2011 (BR-MBD)
Clear Funding Corp.
2027 Williamsbridge Road, Bronx, NY 10461 1630
Effective Date: October 13, 2011

October 19, 2011 (BR-MBD)
Robert B. Taylor
271 North Avenue, Room 801, New Rochelle, NY 10801
Effective Date: October 17, 2011

October 19, 2011 (BR-MBD)
Prestige Mortgage Services LLC
10-08 150th Street, Lower Level, Whitestone, NY 11357 1744
Effective Date: October 12, 2011


Mortgage Banker License Name Changes:

October 14, 2011 (MB-MBD)
From: US Mortgage Corporation DBA Mortgage Concepts
To: US Mortgage Corporation


Mortgage Broker Certificate Address Changes:

October 14, 2011 (BR-MBD)
Salvatore Joseph Perrello DBA Enterprise Capital Funding
From: 5661 Transit Road, East Amherst, NY 14051
To: 8665 Sheridan Drive, Williamsville, NY 14221 6315


Mortgage Broker Branch Certificate Address Changes:

October 18, 2011 (BR-MBD)
Primerica Financial Services Home Mortgages, Inc.
From: 600 Meadowlands Parkway, Suite 134, Secaucus, NJ 07094
To: 600 Meadowlands Parkway, Suite 140, Secaucus, NJ 07094


The following Registered Mortgage Broker has entered into a Settlement Agreement with the Department of Financial Services, in lieu of a hearing for fine and/or revocation of its mortgage broker registration, to settle violations of Section 597 of the New York Banking Law and Part 410.8(b) of the Superintendent's Regulations for failure to file the 2010 Volume of Operation Report (VOOR).  The Settlement Agreement terms and conditions include a fine of $5,000.00.

October 17, 2011(MB-MBD)
CS Financial Inc.
9595 Wilshire Boulevard, Suite 801, Beverly Hills, CA 90212


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

October 11, 2011

493376

Brian Matthew Wilson

Peoria

AZ

Quicken Loans Inc.

October 11, 2011

385812

Dejan Danny Matoski

Washington Twp.

MI

Quicken Loans Inc.

October 11, 2011

385613

Kevin John Halvorson

Phoenix

AZ

Quicken Loans Inc.

October 11, 2011

33869

Chelsea May Loomis

Berkley

MI

Quicken Loans Inc.

October 11, 2011

390121

Winfred Oliver Thomas

Jacksonville

FL

PHH Mortgage Corporation

October 11, 2011

363409

Lesley Ann Yoko Fronjian

Medford

NJ

Ultra Mortgage, LLC

October 11, 2011

200456

Kosay Janan Kareem

Commerce Twp.

MI

Quicken Loans Inc.

October 11, 2011

339500

Evan Etienne Bockhausen

White Lake

MI

Quicken Loans Inc.

October 11, 2011

421551

James Robert Sadler

Orangevale

CA

Genworth Financial Home Equity Access, Inc.

October 11, 2011

362799

Lorenzo  Cesare

Middle Village

NY

United Mortgage Group, Inc

October 11, 2011

46817

Matthew Todd Olson

Crofton

MD

New Day Financial, LLC

October 11, 2011

219263

Christopher Andrew Haines

Mt Holly

NJ

PHH Mortgage Corporation

October 11, 2011

339687

Matthew Adam Konopinski

Farmington Hills

MI

Quicken Loans Inc.

October 11, 2011

351067

Kyle Robert Gierada

Livonia

MI

Quicken Loans Inc.

October 11, 2011

179842

Shlomi  Dvir

Rego Park

NY

Nationwide Equities Corporation

October 11, 2011

390021

Tracey Odessa Randolph

Media

PA

PHH Mortgage Corporation

October 11, 2011

5576

Stuart  Fraass

New York

NY

PHH Home Loans, LLC

October 11, 2011

130953

Harrison  Schwartz

Staten Island

NY

Reliant Home Funding, Inc.

October 11, 2011

390136

Aubrey Jack Wilson

Jacksonville

FL

PHH Mortgage Corporation

October 11, 2011

6473

Tennille Jane Francis

Riverside

RI

1st Alliance Lending, LLC

October 11, 2011

433836

Claire Clark Rhodes

Trumbull

CT

Equity Now Inc.

October 11, 2011

117250

Timothy Edward Rhodes

Ellicott City

MD

NFM, Inc.

October 11, 2011

348412

Christopher John Tkachuk

Merchantville

NJ

PHH Mortgage Corporation

October 11, 2011

375827

Douglas Darrell Higley

St. Johns

FL

PHH Mortgage Corporation

October 11, 2011

339588

Nicholas Ryan Hollister

Monroe

MI

Quicken Loans Inc.

October 11, 2011

6408

Timothy James Birkmeier

South Lyon

MI

Quicken Loans Inc.

October 11, 2011

55742

Michael Anthony Tripoli

Schenectady

NY

CCFCU Funding, LLC

October 11, 2011

22260

James  Cherney

Shelby Township

MI

One Reverse Mortgage, LLC

October 11, 2011

344752

Thomas  Zanardi Mr.

Marlboro

NJ

Mega Services Corp.

October 12, 2011

311526

Thaddeus Leanard Licata

Boca Raton

FL

Intercontinental Capital Group, Inc.