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New York State Department of Financial Services

Weekly Bulletin

January 13, 2012

SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

SECTION II
Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:


INSTITUTION CODES

BK

Bank

BP

Budget Planner

CC

Check Casher

CU

Credit Union

FA

Foreign Agency

FB

Foreign Branch

FR

Foreign Representative Office

HC

Holding Company

IC

Investment Company

LL

Licensed Lender

MK

Merchant Bank

MI

Miscellaneous

MB

Mortgage Banker

BR

Mortgage Broker

MS

Mortgage Servicer

PF

Premium Finance Agency

PB

Private Banker

SD

Safe Deposit Company

SF

Sales Finance Agency

SL

Savings and Loan Association

SB

Savings Bank

TM

Transmitter of Money

TR

Trust Company

REGULATORY UNIT CODES

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION l

January 12, 2012 (SF-LFS)
PAYMENT PLANS, INC.
2741 Transit Road, Elma, NY  14059, Erie County.

Notification received for a headquarters change of location to 7066 Clinton Street, Elma, NY 14059, Erie County.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York Banking Law received for examination:

January 10, 2012 (BR-MBD)
Applicant(s)
Michael K. Albano
As: Capital New York Home Advantage LLC
100 Saratoga Village Boulevard, Space #37T, Malta, NY 12020


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York Banking Law received for examination amended to read as follows:

From:
August 16, 2011 (MB-MBD)
Applicant(s)
Kevin M. Brungardt
Robin H. Chandler
RoundPoint Financial Group, Inc
As: RoundPoint Mortgage Company
Eight Parkway Plaza, 5032 Parkway Plaza Blvd. Suite 200; Charlotte, NC 28217

To:
January 5, 2012 (MB-MBD)
Applicant(s)
German Florez
Robin H. Chandler
Joseph L. Pepe
Svyatoslav S. Bashmakov
RoundPoint Financial Group, Inc.
As: RoundPoint Mortgage Company
Eight Parkway Plaza, 5032 Parkway Plaza Blvd. Suite 200; Charlotte, NC 28217


Application to establish a Mortgage Banker's Branch received for examination:

January 05, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
311 Summer Street, 2nd Floor, Boston, MA 02210


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

March 8, 2011

93843

Joseph Michael Pisa

Hoboken

NJ

July 21, 2011

493349

Vasel Sinistaj

Brownstown Twp

MI

August 25, 2011

796477

Edward Ronald Wozny

St James

NY

September 9, 2011

132690

Robbie Steven Rodriguez

Aliso Viejo

CA

September 20, 2011

215151

Raymond Jamond Fuller

Irvine

CA

October 17, 2011

441875

Jeff  Pinard

Baldwinsville

NY

October 21, 2012

370475

Sheldon Jonathan Clarke

Jersey City

NJ

October 25, 2011

775342

Tracey Nichole Arnold

South Lyon

MI

October 27, 2011

397642

Gerald Orley Brody

Bloomfield Hills

MI

October 28, 2011

30023

Adam Peyton Speck

Bloomfield Hills

MI

October 28, 2011

397613

Timothy Patrick Rice

New Hudson

MI

October 28, 2011

27886

Joshua Scott Gannon

Dearborn

MI

October 28, 2011

584253

Heather Leigh Wagner

Grosse Pointe Park

MI

November 11, 2011

832172

Gary Douglas Welge

Yonkers

NY

November 11, 2011

12835

Shawn Leo Patrick

Miller Place

NY

November 15, 2011

824923

Steven Patrick Lemmon

Fort Worth

TX

November 17, 2011

813663

Nathaniel Ross Sellis Schursky

Scottsdale

AZ

November 17, 2011

838585

Tammy Leah Mink

Elmont

NY

November 17, 2011

813654

Anastacia Marie Goodman

Scottsdale

AZ

November 22, 2011

839437

Virginia Grace Donovan

Point Lookout

NY

December 2, 2011

846153

Arunas  Simanavicius

Brooklyn

NY

December 7, 2011

336653

Sandra  Recchione

Floral Park

NY

December 13, 2011

827003

Phillip Alexander Hogan

Willoughby Hills

OH

December 13, 2011

838741

Dylan Oluniyi Carew

Solon

OH

December 14, 2011

827006

Zachary Joseph Gilligan

Lakewood

OH

December 14, 2011

37426

Gary Richard Hart

Sicklerville

NJ

December 14, 2011

827010

Christopher Michael Morgan

Akron

OH

December 14, 2011

827013

Tyler Benjamin Bekius

Cleveland

OH

December 15, 2011

838702

Ajla  Puric

Clinton Township

MI

December 19, 2011

6197

John Thomas Conboy

Nesconset

NY

December 27, 2011

825727

Mohammed Hussein Dakroub

Dearborn

MI

December 27, 2011

838656

Nicholas Michael Briolat

Waterford

MI

December 27, 2011

838663

Samantha Heather Ellis

White Lake

MI

December 27, 2011

838664

Mary Elizabeth Elsesser

Berkley

MI

December 27, 2011

838667

Andrew Scott Flack

Royal Oak

MI

December 27, 2011

838651

Mor  Aprik

Flint

MI


SECTION II

December 19, 2011 (CC-LFS)
DAVID’S CHECK CASHING, INC. 
3015 Third Avenue, Bronx, NY 10455

License to engage in business as casher of checks at 2190 Pitkin Avenue, Brooklyn, NY 11207 was surrendered.


December 21, 2011 (LL-LFS)
DOMAIN CAR FINANCE, INC. U/A/N CARFINANCE.COM
620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660

License to engage in business as a license lender was surrendered.


December 29, 2011 (TR-CRB)
ISRAEL DISCOUNT BANK OF NEW YORK
511 Fifth Avenue, New York, NY 10017
IDB (INTERIM)
517 South Livingston Avenue, Livingston, NJ 07039

The Superintendent of Financial Services has filed, pursuant to Section 601-b of the Banking Law, as of close of business of December 29, 2011, an Agreement and Plan of Merger, dated as of December 21, 2011, and other required documents, providing for the merger of IDB (Interim) with and into Israel Discount Bank of New York, under the name of Israel Discount Bank of New York.

The office of IDB (Interim) at 517 South Livingston, Livingston, NJ 07039 has become a branch of Israel Discount Bank of New York. 


December 31, 2011 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC D/B/A THE CHECK CASHING PLACE
560 Sylvan Avenue, Englewood Cliffs, NJ 07632

A license was issued to engage in business as a licensed casher of checks as a result of the purchase of certain assets of Check Busters Financial Services, Inc. at 160 East 45th Street, New York, NY 10017.

In connection with the above license issuance, the original check casher license for the above location was surrendered.


December 31, 2011 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC D/B/A THE CHECK CASHING PLACE
560 Sylvan Avenue, Englewood Cliffs, NJ 07632

Licenses were issued to engage in business as a licensed casher of checks as a result of the purchase of certain assets of 5 East 41 Check Cashing Corp. at the following locations: 

  1. 128 East 29th Street, New York, NY  10016
  2. 318 Third Avenue, New York, NY  10010

In connection with the above license issuances, the original check casher licenses for the above locations were surrendered.


January 5, 2012 (BP-LFS)
DEBT MANAGEMENT CREDIT COUNSELING CORP.
3310 N. Federal Highway, Lighthouse Point, Broward County, FL 33064

A rider was issued in connection with the relocation to 3310 N. Federal Highway, Lighthouse Point, Broward County, FL 33064 from 700 W. Hillsboro Blvd., Suite 105, Hillsboro Center, Bldg 1, Deerfield Beach, Broward County, FL 33441.


January 5, 2012  (MI-CRB)
EVOLVE BANK & TRUST
301 Shoppingway Boulevard, West Memphis, AR 72301

Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 527 Townline Road (Suite 300), Hauppauge, Town of Smithtown, Suffolk County, NY 11788.


January 5, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Authorization to transact the business of Private Bankers issued, effective January 1, 2012.

GENERAL PARTNERS/CLASS 1 LIMITED PARTNERS

Thomas E. Berk  

Michael W. McConnell

Brian A. Berris  Jeffrey B. Meskin
Taylor S. Bodman  John P. Molner
John J. Borland  Donald B. Murphy
Timothy J. Connelly Yukinori Nagahisa
Geoffrey M. Cook  John A. Nielsen
Carl S. Cutler Sean Pairceir
Douglas A. Donahue, Jr. Christopher C. Remondi
Dario Galindo

A. Heaton Robertson III

Kathryn C. George William E. Rosensweig
Kristen F. Giarrusso Jeffrey A. Schoenfeld
Timothy E. Hartch Kevin W. Stone
Kyosuke Hashimoto W. Carter Sullivan III
Landon Hilliard

Andrew J. F. Tucker

Jeffrey R. Holland Lawrence C. Tucker
Charles O. Izard William B. Tyree
Jared S. Keyes Maroa C. Velez
Radford W. Klotz

Douglas C. Walker

Susan C. Livingston William J. Whelan, Jr.
T. Michael Long Richard H. Witmer, Jr.
Hampton S. Lynch, Jr.  

CLASS 2 LIMITED PARTNERS  

J. William Anderson

Robert R. Gould

Peter B. Bartlett
John C. Hanson
Walter H. Brown
Ronald J. Hill
Anthony T. Enders
Michael Kraynak, Jr.
Alexander T. Ercklentz
Douglas L. Maine
Terrence M. Farley
Eugene C. Rainis
John A. Gehret
Stokley P. Towles
Elbridge T. Gerry, Jr.  
             

Permanent capital: $360,000,000

(These Private Bankers are already under the supervision of the Department.  New Certificate issued by reason of the admission to the firm of Christopher C. Remondi and William E. Rosensweig as General Partners/Class 1 Limited Partners, and the conversion of Anthony T. Enders and John A. Gehret from General Partners/Class 1 Limited Partners to Class 2 Limited Partners.)


January 5, 2012  (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Certificate of Authorization issued January 5, 2011 to transact the business of Private Bankers revoked, effective January 1, 2012.


January 9, 2012 (CC-LFS)
ROCKLAND CHECK CASHING INC.
86 East Route 59, Spring Valley, NY 10977 

A license was issued to do business as a licensed casher of checks at 86 East Route 59, Spring Valley, NY 10977.  


January 9, 2011 (FR-FWB)
BANCO SANTANDER TOTTA, S.A.
Rua do Ouro, 88 110-063 Lisbon, Portugal

Representative office license at 234 Jericho Turnpike, Mineola, New York 11501 surrendered on January 9, 2012.


January 9, 2012 (TM-LFS)
TRAVELEX CURRENCY SERVICES INC.
29 Broadway, New York, NY 10006

License issued as a result of a change of location from 2121 North 117 Avenue, Suite 300, Omaha, NE 68164 to 29 Broadway, New York, NY 10006.

In connection with the above, the original license was surrendered.


January 10, 2012 (PF-LFS)
ASSOCIATED RISK MANAGERS FINANCE COMPANY
2601 NW Expressway, Suite 810W, Oklahoma City, OK  73112

License rider issued to reflect a change of headquarters location to 2601 NW Expressway, Suite 810W, Oklahoma City, OK  73112.


January 11, 2012 (TR-FWB)
THE BANK OF NEW YORK MELLON
One Wall Street, New York, NY 10005

Notification received of the closing of trust offices at the following three locations, effective December 30, 2011:

  1. 480 Washington Boulevard, Jersey City, Hudson County, NJ 07310;
  2. BNY Mellon Client Service Center, 500 Ross Street, Pittsburgh, Allegheny County, PA 15262; and
  3. 211 Quality Circle, College Station, Brazos County, TX 77845.

Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York  Banking Law:

January 05, 2012 (BR-MBD)
Peak Funding, Inc.
5811 Merrick Road, Massapequa, NY 11758 6224

January 10, 2012 (BR-MBD)
Flash Funding, LLC
5018 16th Avenue, Suite 201, Brooklyn, NY 11204 1404


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:

January 05, 2012 (MB-MBD)
Full Service Branch
Mortgage Enterprise, Ltd.
One Greentree Center, Suite 306, Marlton, NJ 08053

January 05, 2012 (MB-MBD)
Full Service Branch
Genworth Financial Home Equity
Access, Inc.
666 3rd Avenue, 9th Floor, New York, NY 10017

January 05, 2012 (MB-MBD)
Full Service Branch
Wall Street Mortgage Bankers Ltd. DBA Power Express
107-04 Jamaica Avenue, Suite 2, Richmond Hill, NY 11418

January 05, 2012 (MB-MBD)
Full Service Branch
Academy Mortgage Corp.
108 Bedford Avenue, Bellmore, NY 11710

January 05, 2012 (MB-MBD)
Full Service Branch
Luxury Mortgage Corp.
497 Bramson Court, Suite 203C, Mount Pleasant, SC 29464

January 11, 2012 (MB-MBD)
Full Service Branch
Semper Home Loans, Inc.
520 White Plains Road, Suite 500, Tarrytown, NY 10591


Certificate to engage in the business of a Mortgage Broker surrendered:

January 11, 2012 (BR-MBD)
Wing Lok Wang
135 Grand Street, 2nd Floor, New York, NY 10013
Effective Date: December 30, 2011

January 11, 2012 (BR-MBD)
Vision Capital Associates, LLC D/B/A Vision Capital
819 Yonkers Avenue, Suite #2, Yonkers, NY 10704 3052
Effective Date: December 29, 2011


License to engage in the business of a Mortgage Banker surrendered:

January 09, 2012 (MB-MBD)
American Capital Mortgage, Inc.
199 Jericho Turnpike, Floral Park, NY 11001
Effective Date: November 23, 2011


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

January 10, 2012 (BR-MBD)
Full Service Branch
DML Mortgage Enterprises, Inc. DBA Direct Mortgage Wholesale
7 Pondfield Road, Suite 211, Bronxville, NY 10708
Effective Date: December 29, 2011


License to engage in the business of a Mortgage Banker Branch surrendered:

January 09, 2012 (MB-MBD)
Full Service Branch
American Capital Mortgage, Inc.
1229 Avenue U, Brooklyn, NY 11201
Effective Date: November 23, 2011


The following Mortgage Broker is suspended effective January 5, 2012 for failure to maintain an active surety bond in violation of Section 410.14 of Part 410 of the Superintendent's Regulations.

January 09, 2012 (BR-MBD)
Money Market Mortgage, LLC
1343 Sullivan Avenue, 2nd Floor, South Windsor, CT 07074


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

January 11, 2012 (BR-MBD)
Syamni Funding Inc.
135-30 Rockaway Boulevard, Suite 201, South Ozone Park, NY 11420 3023


Mortgage Broker Certificate Address Changes:

January 10, 2012 (BR-MBD)
JNM Mortgage In Lieu of True Name Jersey National Mortgage LLC
From: 44 South Maple Avenue, Ridgewood, NJ 07450
To: 84 East Ridgewood Avenue, Ridgewood, NJ 07450 3810


Mortgage Banker License Address Changes:

January 05, 2012 (MB-MBD)
loanDepot.com, LLC
From: 3355 Michelson Drive, Suite 300, Irvine, CA 92612
To: 26642 Towne Centre Drive, Foothill Ranch, CA 92610


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

January 12, 2012

326016

Kevin Randall Griffith

Chicago

IL

January 12, 2012

326273

Jeremy Brian Crooks

Chicago

IL

January 12, 2012

373170

Brian Michael Wilson

Valrico

FL

January 12, 2012

313518

Joseph  Loiacono

Garden City

NY

January 12, 2012

385797

Christopher Joseph Elya

Sterling Heights

MI

January 12, 2012

348275

Danny L. Lindsey Jr.

Jacksonville

FL

January 12, 2012

338332

Jordan Edward Gleeman - Daum

Scottsdale

AZ

January 12, 2012

806824

Dustin Conrad Mulcahey

Honeoye Falls

NY

January 12, 2012

613165

Lauren Marie Lischio

Jacksonville

FL


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

January 5, 2012

226258

John  Belicka III

Mt. Pleasant

SC

Luxury Mortgage Corp.

January 11, 2012

85239

Kathleen  Romeo

Maywood

NJ

Alpine Mortgage Services,
LLC

January 11, 2012

775420

Brandon Jacob Sundheimer

Farmington Hills

MI

Quicken Loans Inc.

January 11, 2012

136580

Rosemary Uram Barton

Chester

NJ

United Mortgage Services, L.L.C.

January 12, 2012

566398

Mery Ana Aristy

Yonkers

NY

OneMain Financial, Inc.

January 12, 2012

64339

Raymond K Mckayle

Brooklyn

NY

NRF Funding Corp.

January 12, 2012

334926

Jonathan Robert Auerbach

Mission Viejo

CA

American Advisors Group

January 12, 2012

775846

Heather Louise Dalakas

Medina

OH

Quicken Loans Inc.

January 12, 2012

420408

Trojan  Ahmeti

New York

NY

Absolute Home Mortgage Corporation

January 12, 2012

500244

Jeffery Taylor Arthur Jr.

Lawnside

NJ

PHH Mortgage Corporation

January 12, 2012

583541

Doug R Corsetti

Strongsville

OH

Quicken Loans Inc.

January 12, 2012

198274

Martin Jay Blons

Chicago

IL

Chicago Bancorp, Inc.

January 12, 2012

800157

Yalan Chou Teng

Bayside

NY

Summit Mortgage Bankers, Inc.

January 12, 2012

268741

Leonora M. Vasquez

Ridgewood

NJ

Primerica Financial Services Home Mortgages, Inc.

January 12, 2012

181998

Stephen  Galgoul

Livonia

MI

One Reverse Mortgage, LLC

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