Banking Division
Weekly Bulletin
October 5, 2012
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.This Weekly Bulletin may also be viewed online at the Department’s Web site at: http://www.dfs.ny.gov
SECTION II
Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
INSTITUTION CODES |
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REGULATORY UNIT CODES
CRB |
Community and Regional Banks |
CSD |
Consumer Services |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION l
October 1, 2012 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030
Notice of intention to close branch office at 195 Old Country Road, Carle Place, Town of North Hempstead, Nassau County, NY 11514, received.
The comment period on this notice will expire November 5, 2012.
October 3, 2012 (BK-CRB)
BANK LEUMI USA
579 Fifth Avenue, New York, NY 10017
Notice of intention to close branch office at 1400 Broadway, Borough of Manhattan, City of New York 10018, received.
The comment period on this notice will expire November 5, 2012.
October 3, 2012 (LL-LFS)
SPRINGLEAF FINANCIAL SERVICES OF NEW YORK, INC.
600 N. Royal Avenue, Evansville, IN 47715
Notification for a headquarters change of location from 600 N. Royal Avenue, Evansville, IN 47715 to 600 NW Second St., 4th Floor East, Evansville, IN 47708, received.
The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
October 3, 2012 (SF-LFS)
FLEXPATH CAPITAL, INC.
149-151 Westchester Avenue, Suite G-3, Portchester, Westchester County, NY 10573
Application received for a license to engage in business as a sales finance company at the above location.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
October 4, 2012 (SB-CRB)
ELMIRA SAVINGS BANK
333 East Water Street, Elmira, NY 14901
Application dated September 27, 2012 for permission to open and occupy a branch office at 404 South Hamilton Street, Town of Erwin, Steuben County, NY 14870, received.
October 4, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Application dated October 2, 2012 for permission to open and occupy a branch office at One Research Court, Rockville, Montgomery County, MD 20850, received.
October 4, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203
HUDSON CITY SAVINGS BANK
West 80 Century Road, Paramus, New Jersey 07652
The comment period for this application will expire on November 5, 2012.
Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:
October 01, 2012 (BR-MBD)
Applicant(s)
Scott E. Weinstein
As: All County Capital Corp.
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
December 1, 2011 |
172049 |
Thomas James Matteo |
Campbell Hall |
NY |
April 4, 2012 |
21253 |
Michael William Blouin |
Coventry |
CT |
May 9, 2012 |
128271 |
Jason Scott Kubat |
Babylon |
NY |
June 11, 2012 |
64611 |
Sal Bullaro |
Forest Hills |
NY |
June 13, 2012 |
7458 |
Kyle Adam Smith |
Delanco |
NJ |
June 28, 2012 |
863529 |
Thomas J Bringman |
Scarsdale |
NY |
June 28, 2012 |
6847 |
Beisi Gu |
Rego Park |
NY |
July 3, 2012 |
870835 |
Chris Mark Derkovitz |
Bemus Point |
NY |
July 6, 2012 |
768321 |
Angelomaria Lucrezia |
Stony Point |
NY |
July 10, 2012 |
138522 |
Ana M. Tranchina |
Walden |
NY |
July 11, 2012 |
353034 |
Kevin Patrick Chung |
Atlantic Beach |
FL |
July 11, 2012 |
175336 |
Gregory Allan Dalgarno |
Baltimore |
MD |
July 13, 2012 |
923551 |
David Scott Tumlin |
Jacksonville |
FL |
July 24, 2012 |
629826 |
Cassandra Kay Anderson |
Peoria |
AZ |
August 9, 2012 |
787102 |
Jordon Cutler |
Vernon Hills |
IL |
August 16, 2012 |
6105 |
Frank Minerva |
Commack |
NY |
August 21, 2012 |
151087 |
Joseph John Proia |
Spencerport |
NY |
August 22, 2012 |
364544 |
Alexsandra Jarquin |
North Haledon |
NJ |
August 22, 2012 |
936983 |
Robert Tirrito |
Centerport |
NY |
September 4, 2012 |
162838 |
Kevin Joseph Bartley |
West Islip |
NY |
September 6, 2012 |
940084 |
Kai Zhu |
Williston Park |
NY |
September 6, 2012 |
30419 |
Peter Ross |
North Royalton |
OH |
September 6, 2012 |
166830 |
Ronald Eliot Green |
Forest Hills |
NY |
September 6, 2012 |
799462 |
Robert Joseph Carr |
Philadelphia |
PA |
September 6, 2012 |
862246 |
Christie Margaret Kendall |
Aliso Viejo |
CA |
September 7, 2012 |
926719 |
Shane Andrew Sugierski |
Oak Park |
MI |
September 7, 2012 |
893665 |
Lori Anne Johnson |
Jacksonville |
FL |
September 7, 2012 |
940856 |
James Edward Devaney |
Jacksonville |
FL |
September 7, 2012 |
938956 |
Jordan Scott Terhorst |
Holland |
MI |
September 10, 2012 |
26848 |
Stephen John Peters |
South Lyon |
MI |
September 10, 2012 |
938327 |
Joshua Clay Dutt |
Macomb |
MI |
September 10, 2012 |
927962 |
Sean Gordon Shunkwiler |
Dearborn |
MI |
September 10, 2012 |
198114 |
Drew Steven Glomski |
Scottsdale |
AZ |
September 10, 2012 |
920641 |
Thayne Eugene Randall |
Jacksonville |
FL |
September 12, 2012 |
913647 |
Michael Ryan Rinke |
Lake Orion |
MI |
September 12, 2012 |
913729 |
Christopher Michael Withorn |
Brighton |
MI |
September 12, 2012 |
899954 |
Derek Lowe |
Philadelphia |
PA |
September 12, 2012 |
944541 |
Dennis John Campbell |
Haddon Heights |
NJ |
September 12, 2012 |
54521 |
Michael Angelo |
Voorheesville |
NY |
September 12, 2012 |
888648 |
John Patrick Nooney |
Jacksonville |
FL |
September 12, 2012 |
939260 |
Keith Randall Blumenstock |
Jacksonville |
FL |
September 12, 2012 |
944545 |
Mario Timothee Gallagher |
Philadelphia |
PA |
September 12, 2012 |
913535 |
Sarah Anne Lang |
Detroit |
MI |
September 12, 2012 |
27521 |
Paul Blanchard |
Rochester Hills |
MI |
September 12, 2012 |
938866 |
Sean Michael-Bryon Klug |
Wyoming |
MI |
September 12, 2012 |
921004 |
Trinity Blue Lewis |
Jacksonville |
FL |
September 13, 2012 |
200209 |
Laura T O'Branovic |
Berkley |
MI |
September 13, 2012 |
944546 |
Otto Raul Pinto |
Trenton |
NJ |
September 13, 2012 |
944550 |
Kenneth N Reynolds |
Eastampton |
NJ |
September 13, 2012 |
944432 |
Christopher Augustus Showers |
Phiadelphia |
PA |
September 13, 2012 |
38819 |
Jesse Martin Parish |
Berlin |
NJ |
September 13, 2012 |
944431 |
Michael Eric Schofield |
Lindenwold |
NJ |
September 13, 2012 |
861222 |
Gordon Joseph Lynett |
Dearborn |
MI |
September 17, 2012 |
939485 |
Nancy Lea Painter |
Jacksonville |
FL |
September 17, 2012 |
223230 |
Frank J Rivera |
Naperville |
IL |
September 17, 2012 |
30166 |
Matthew Dudek |
Oxford |
MI |
SECTION II
September 25, 2012 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC U/A/N THE CHECK CASHING PLACE
560 Sylvan Avenue, Englewood Cliffs, NJ 07632
Application to relocate a licensed casher of checks to 2490 Third Avenue, Bronx, NY 10454 from 2495 Third Avenue, Bronx, NY 10451 was withdrawn.
September 27, 2012 (BK-FWB)
SHINHAN BANK AMERICA
330 Fifth Avenue, New York, NY 10001
Approval given to change the location of branch office from 2240 Royal Lane, Dallas, Dallas County, TX 75229 to 2154 Royal Lane, Dallas, Dallas County, TX 75229, on or after September 28, 2012.
September 28, 2012 (BK-CRB)
CATTARAUGUS COUNTY BANK
116-120 Main Street, Little Valley, NY 14755
Authorization granting permission to open and occupy a branch office at 6770 Main Street, Cherry Creek, Chautauqua County, NY 14723, surrendered for cancellation.
Office discontinued as of August 24, 2012.
October 1, 2012 (BK-CRB)
THE BERKSHIRE BANK
4 East 39th Street, New York, NY 10016
Authorization granting permission to open and occupy a branch office at 50 South Church Street, Goshen, Orange County, NY 10924, surrendered for cancellation.
Office discontinued as of September 24, 2012.
October 1, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005
Verified Certificate to Continue Business as Private Bankers, filed for examination.
(These Private Bankers are already under the supervision of the Department. New Certificate submitted by reason of the death of Peter B. Bartlett, a Class 2 Limited Partner.)
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
100 Remsen Street, Suite 1A, Brooklyn, NY 11201
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
101 Jobs Lane, Southampton, NY 11968
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
125 Grand Street, Croton On Hudson, NY 10520
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
26 West 23rd Street, Fifth Floor, New York, NY 10010
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
40A Newtown Lane, East Hampton, NY 10960
October 01, 2012 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
750 Lexington Avenue, 4th Floor, New York, NY 10022
October 03, 2012 (MB-MBD)
Full Service Branch
United Shore Financial Services, LLC
555 South Adams Road, Birmingham, MI 48009
October 03, 2012 (MB-MBD)
Full Service Branch
RFC Mortgage In Lieu of True Name Residential Finance Corporation
4201 Congress Street, Suite 475, Charlotte, NC 28209
October 03, 2012 (MB-MBD)
Full Service Branch
Real Estate Mortgage Network, Inc. D/B/A Menlo Park Funding
1401 Route 52, Suite 202, Fishkill, NY 12524
Certificate issued to engage in the business as a Mortgage Loan Servicer Branch under Article 12-D of the New York State Banking Law:
October 1, 2012 (MLS-MBD)
Full Service Branch
Homeward Residential, Inc.
16675 Addison Road, Addison, TX 75001
Certificate to engage in business of a Mortgage Broker surrendered:
October 02, 2012 (BR-MBD)
Omega Financial Services, Inc.
1872 Morris Avenue, Union, NJ 07083
Effective Date: September 20, 2012
October 03, 2012 (BR-MBD)
George C. Kitsios D/B/A Global City Financial Services
35-10 Broadway, Suite 210, Astoria, NY 11106 1150
Effective Date: September 21, 2012
October 03, 2012 (BR-MBD)
Nicole M. Cho D/B/A Lotte Mortgage
37-17 Union Street, Suite 3M, Flushing, NY 11354 5580
Effective Date: September 30, 2012
October 03, 2012 (BR-MBD)
Cedar Capital Management Associates, Inc.
40 Wall Street, 28th Floor, New York, NY 10005 1304
Effective Date: September 24, 2012
October 03, 2012 (BR-MBD)
Golden Century Funding LLC
11 East Broadway, Suite 7D, New York, NY 10038 1013
Effective Date: September 30, 2012
October 03, 2012 (BR-MBD)
Noble Funding Corp.
324 Beach 149th Street, Neponsit, NY 11694 1027
Effective Date: September 24, 2012
October 03, 2012 (BR-MBD)
River's Edge Mortgage, LLC
30 Chuckwagon Trail, Lake Luzerne, NY 12846 3112
Effective Date: September 19, 2012
Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:
October 02, 2012 (BR-MBD)
GMC Mortgage Corporation
129 New Dorp Plaza, Staten Island, NY 10306
Effective Date: September 18, 2012
October 02, 2012 (BR-MBD)
Ohgeun Kwon D/B/A Union Mortgage Co.
219-03 Northern Boulevard, Suite 3, Bayside, NY 11361 3571
Effective Date: September 06, 2012
October 02, 2012 (BR-MBD)
Ronald A. Bartlett & Associates, Ltd.
31-07 Farrington St., 2nd Floor, P.O. Box 541476, Flushing, NY 11354 7476
Effective Date: September 14, 2012
Mortgage Loan Servicer Certificate Name Change approved:
October 1, 2012 (MLS-MBD)
From: American Home Mortgage Servicing, Inc.
To: Homeward Residential, Inc.
Mortgage Banker License Address Changes:
October 02, 2012 (MB-MBD)
Atlantis Mortgage Co., Inc.
From: 615 Hope Road, 1st Fl., Victoria Plaza, Eatontown, NJ 07724
To: 55 Oceanport Avenue, West Long Beach, NJ 07764 1427
Mortgage Banker Branch License Address Changes:
October 02, 2012 (MB-MBD)
Fairway Independent Mortgage Corporation
From: 1 New Hampshire Avenue, Suite 320, Portsmouth, NH 03801
To: 100 Market Street, Suite 403, Portsmouth, NH 03801
October 02, 2012 (MB-MBD)
Mortgage Enterprise, Ltd.
From: 31-53 Steinway Street, Astoria, NY 11103
To: 2049 Flatbush Avenue, 2nd Floor, Brooklyn, NY 11234
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
October 2, 2012 |
813555 |
Sean Michael Breeden |
Ypsilanti |
MI |
October 2, 2012 |
198171 |
Stephen Robert Harless |
Cleveland |
OH |
October 2, 2012 |
861534 |
Allison May Gevanni |
Venice |
FL |
October 3, 2012 |
781696 |
Jennifer Ann Stokes-Hilger |
Phoenix |
AZ |
