Banking Division
Weekly Bulletin
December 14, 2012
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at: http://www.dfs.ny.gov
For information on CRA applications and notices, please select this link.
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
BK |
Bank |
MB |
Mortgage Banker |
BP |
Budget Planner |
BR |
Mortgage Broker |
CC |
Check Casher |
MLS |
Mortgage Servicer |
CU |
Credit Union |
PF |
Premium Finance Agency |
FA |
Foreign Agency |
PB |
Private Banker |
FB |
Foreign Branch |
SD |
Safe Deposit Company |
FR |
Foreign Representative Office |
SF |
Sales Finance Agency |
HC |
Holding Company |
SL |
Savings and Loan Association |
IC |
Investment Company |
SB |
Savings Bank |
LL |
Licensed Lender |
TM |
Transmitter of Money |
MK |
Merchant Bank |
TR |
Trust Company |
MI |
Miscellaneous |
|
|
Regulatory Unit Codes
CRB |
Community and Regional Banks |
CSD |
Consumer Services |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION I
December 11, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, New York 10005
Application, pursuant to Section 162 of the Banking Law, to increase permanent capital from $360 million to $385 million, received.
December 12, 2012 (CC-LFS)
REGINA CHECK CASHING CORP.
739 West Nyack Road, West Nyack, NY 10994
Application received for a license to operate a limited station casher of checks at
Manhattan Psychiatric Center
600 East 125th Street
New York, NY 10035
Bi-Weekly Wednesdays, 2:00 pm – 4:30 pm
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
Any comments or suggestions should be submitted in writing, within ten business days, by December 28, 2012.Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
May 31, 2012 |
745307 |
Leslie L. Winograd |
Livingston |
NJ |
June 13, 2012 |
7458 |
Kyle Adam Smith |
Delanco |
NJ |
June 18, 2012 |
318517 |
Vincenzo Salvo |
West Harrison |
NY |
August 20, 2012 |
946204 |
Vincent John Savino |
New York |
NY |
September 6, 2012 |
378583 |
Michael Thomas Williams |
San Diego |
CA |
September 10, 2012 |
869972 |
Emile Clements Ranard Vendette |
Louisville |
KY |
September 12, 2012 |
893959 |
Ryan Douglas Campbell |
San Clemente |
CA |
September 12, 2012 |
623388 |
Scott Thomas Rice |
Chesapeake Beach |
MD |
September 13, 2012 |
155529 |
Harris Lee Corbett |
Bronx |
NY |
September 13, 2012 |
589243 |
David Francis Welnhofer |
Ft. Mill |
SC |
September 14, 2012 |
141377 |
Todd Kanus |
Charlotte |
NC |
September 17, 2012 |
404162 |
Angelo James Piazza |
Kings Park |
NY |
September 18, 2012 |
20119 |
Bruce James McMillin |
Palatine |
IL |
September 20, 2012 |
589295 |
Bryan Thomas Partridge |
Charlotte |
NC |
September 20, 2012 |
589335 |
Christopher Gabriel Barkan |
Charlotte |
NC |
September 20, 2012 |
589362 |
Erik John Elsasser |
Matthews |
NC |
September 21, 2012 |
8752 |
Joshua David Hurd |
Carol Stream |
IL |
September 21, 2012 |
703967 |
Mary Joyce Cwiklinski |
Geneva |
IL |
September 21, 2012 |
235307 |
Brandon Wayne Jewkes |
Las Vegas |
NV |
September 25, 2012 |
208289 |
Debra Ann Forssander |
Mt. Prospect |
IL |
October 5, 2012 |
80171 |
Christopher Lee Freimuth |
Keller |
TX |
October 8, 2012 |
119682 |
Brian Christopher Davis |
Louisville |
KY |
October 10, 2012 |
64701 |
Sergio Lopez |
Holtsville |
NY |
October 15, 2012 |
963248 |
Sungsu Ko |
Oakland Gardens |
NY |
October 23, 2012 |
241428 |
Robert Jay Shamie |
W. Allenhurst |
NJ |
SECTION II
December 7, 2012 (BK-CRB)
CHECKSPRING BANK
69 East 167th Street, Bronx NY 10452
December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Authorization issued to open and occupy a branch office at 4 High Ridge Park, Stamford, Fairfield County, CT 06905, on or after December 8, 2012.
December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Approval given to change the location of branch office from 2 West Market Street, West Chester, Chester County, PA 19382 to 10 North High Street, West Chester, Chester County, PA 19382, on or after December 8, 2012.
December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Applicant notified in writing that no objection will be interposed to the establishment of electronic facilities (automated teller machines) at the following five locations:
- Sheetz Inc. Convenience Store, 157 North Old Carriage Road, Rocky Mount, Nash County, NC 27804;
- Sheetz Inc. Convenience Store, 1895 South Franklin Street, Wake Forest, Wake County, NC 27587;
- Sheetz Inc. Convenience Store, 1695 West Fifth Street, Washington, Beaufort County, NC 27889;
- Sheetz Inc. Convenience Store, 7900 Fayetteville Road, Town of Garner, Wake County, NC 27529; and
- Sheetz Inc. Convenience Store, 268 Genny Loop, Town of Moorefield, Hardy County, West VA 26836.
December 7, 2012 (BP-LFS)
MONEY MANAGEMENT INTERNATIONAL, INC.
14141 Southwest Freeway, Suite 1000, Sugar Land, South Bend County, Texas
77478
A rider was issued in connection with the following relocations:
- TO: 199 Lincoln Avenue, Suite 309, Bronx, Bronx County, NY 10454
FROM: 888 Grand Concourse, Suite 1K, Bronx, Bronx County, NY 10451.
- TO: 161-10 Jamaica Avenue, Suite 407, Jamaica, Queens County, NY 11432
FROM: 88-32 Sutphin Boulevard, Jamaica, Queens County, NY 11435.
December 11, 2012 (SB-CRB)
PUTNAM COUNTY SAVINGS BANK
Route 6 & Drewville Road, Brewster, NY 10509
Authorization issued to open and occupy a branch office at 76 North Main Street, New City, Town of Clarkstown, Rockland County, NY 10956, on or after December 12, 2012.
December 11, 2012 (BK-CRB)
THE FIRST NATIONAL BANK OF JEFFERSONVILLE
4864 State Route 52, Jeffersonville, NY 12748
Application, pursuant to Section 136 of the Banking Law, for the conversion of The First National Bank of Jeffersonville from national to state charter, under the name Jeff Bank, approved.
December 12, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notification received of the closing of a representative office at Franklin Square, 50 Post Office Road, Waldorf, Charles County, MD 20602, effective June 29, 2012.
Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:
December 11, 2012 (BR-MBD)
The Kessler Management Group, Inc.
10 Anthony J. Morina Drive, Stony Point, NY 10980 3716
December 11, 2012 (BR-MBD)
Diamond Funding Corporation U/A/N Diamond Funding of New York
189 Main Street, Milford, MA 01757
Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:
December 11, 2012 (BR-MBD)
Full Service Branch
Diamond Funding Corporation U/A/N Diamond Funding of New York
2420 Pennsylvania Avenue, Weirton, WV 26062
Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law withdrawn:
December 06, 2012 (MB-MBD)
ClearPoint Funding, Inc.
4 Technology Drive, Suite 200, Westborough, MA 01581
Certificate to engage in the business of a Mortgage Broker surrendered:
December 06, 2012 (BR-MBD)
Gold Coast Funding Corp.
19 Park Avenue, Manhasset, NY 11030
Effective Date: December 03, 2012
License to engage in the business of a Mortgage Banker Branch surrendered:
December 06, 2012 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. D/B/A RHF Wholesale
17 South Franklin Turnpike, 3rd floor, Ramsey, NJ 07446
Effective Date: December 06, 2012
The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:
December 06, 2012 (BR-MBD)
Mortgage Locators
36 Wheeler Road, Central Islip, NY 11722 2128
December 07, 2012 (BR-MBD)
Benchmark Home Equities Inc.
1225 Helderberg Avenue, Schenectady, NY 12306 4812
December 12, 2012 (BR-MBD)
212 Mortgage Group, Inc.
1933 Blair Court, Bel Air, MD 21015 1675
December 12, 2012 (BR-MBD)
American Capital Mortgage, Inc
439 Main Street, Suite 202, Orange, NJ 07050
Application to assume active status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:
December 06, 2012 (BR-MBD)
Becker Real Estate Services, Inc.
34 Forest Avenue, Lynbrook, NY 11563 2634
Effective Date: December 06, 2012
Mortgage Broker Certificate Address Changes:
December 12, 2012 (BR-MBD)
YourApproved Funding Corp.
From: 39 South Main Street, Suite 5-6, New City, NY 10956
To: 3664 White Plains Road, Upper Level, Room #2, Bronx, NY 10467 5725
The following application published in Weekly Bulletin dated December 7, 2012 is amended to read as follows:
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
November 26, 2012 |
8171 |
Helen Taylor Allen |
Jacksonville |
FL |
November 30, 2012 |
33230 |
Brandon Lawrence Mulrenin |
Clarkston |
MI |
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.
Date of Approval |
NMLS ID |
Name of Applicant |
City & State of Residence |
Sponsoring Entity |
|
December 12, 2012 |
55928 |
Irene Eleanor Mark |
Milford |
MA |
Diamond Funding Corporation |
December 6, 2012 |
3679 |
Lou Mainiero |
Wyckoff |
NJ |
LM Funding LLC |
December 12, 2012 |
6653 |
Paul Belli |
Weirton |
WV |
Diamond Funding Corporation |
