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New York State Department of Financial Services

Banking Division
Weekly Bulletin

December 14, 2012

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking

SECTION I

December 11, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, New York 10005

Application, pursuant to Section 162 of the Banking Law, to increase permanent capital from $360 million to $385 million, received.


December 12, 2012 (CC-LFS)
REGINA CHECK CASHING CORP.
739 West Nyack Road, West Nyack, NY 10994

Application received for a license to operate a limited station casher of checks at

Manhattan Psychiatric Center
600 East 125th Street
New York, NY 10035
Bi-Weekly Wednesdays, 2:00 pm – 4:30 pm

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or suggestions should be submitted in writing, within ten business days, by December 28, 2012.

Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

May 31, 2012

745307

Leslie L. Winograd

Livingston

NJ

June 13, 2012

7458

Kyle Adam Smith

Delanco

NJ

June 18, 2012

318517

Vincenzo Salvo

West Harrison

NY

August 20, 2012

946204

Vincent John Savino

New York

NY

September 6, 2012

378583

Michael Thomas Williams

San Diego

CA

September 10, 2012

869972

Emile Clements Ranard Vendette

Louisville

KY

September 12, 2012

893959

Ryan Douglas Campbell

San Clemente

CA

September 12, 2012

623388

Scott Thomas Rice

Chesapeake Beach

MD

September 13, 2012

155529

Harris Lee Corbett

Bronx

NY

September 13, 2012

589243

David Francis Welnhofer

Ft. Mill

SC

September 14, 2012

141377

Todd  Kanus

Charlotte

NC

September 17, 2012

404162

Angelo James Piazza

Kings Park

NY

September 18, 2012

20119

Bruce James McMillin

Palatine

IL

September 20, 2012

589295

Bryan Thomas Partridge

Charlotte

NC

September 20, 2012

589335

Christopher Gabriel Barkan

Charlotte

NC

September 20, 2012

589362

Erik John Elsasser

Matthews

NC

September 21, 2012

8752

Joshua David Hurd

Carol Stream

IL

September 21, 2012

703967

Mary Joyce Cwiklinski

Geneva

IL

September 21, 2012

235307

Brandon Wayne Jewkes

Las Vegas

NV

September 25, 2012

208289

Debra Ann Forssander

Mt. Prospect

IL

October 5, 2012

80171

Christopher Lee Freimuth

Keller

TX

October 8, 2012

119682

Brian Christopher Davis

Louisville

KY

October 10, 2012

64701

Sergio  Lopez

Holtsville

NY

October 15, 2012

963248

Sungsu  Ko

Oakland Gardens

NY

October 23, 2012

241428

Robert Jay Shamie

W. Allenhurst

NJ


SECTION II

December 7, 2012 (BK-CRB)
CHECKSPRING BANK
69 East 167th Street, Bronx NY 10452

Application for a change of name of CheckSpring Bank to “Spring Bank,” approved effective December 7, 2012.


December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization issued to open and occupy a branch office at 4 High Ridge Park, Stamford, Fairfield County, CT 06905, on or after December 8, 2012.


December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Approval given to change the location of branch office from 2 West Market Street, West Chester, Chester County, PA 19382 to 10 North High Street, West Chester, Chester County, PA 19382, on or after December 8, 2012.


December 7, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Applicant notified in writing that no objection will be interposed to the establishment of electronic facilities (automated teller machines) at the following five locations:

  1. Sheetz Inc. Convenience Store, 157 North Old Carriage Road, Rocky Mount, Nash County, NC 27804;
  2. Sheetz Inc. Convenience Store, 1895 South Franklin Street, Wake Forest, Wake County, NC 27587;
  3. Sheetz Inc. Convenience Store, 1695 West Fifth Street, Washington, Beaufort County, NC 27889;
  4. Sheetz Inc. Convenience Store, 7900 Fayetteville Road, Town of Garner, Wake County, NC 27529; and
  5. Sheetz Inc. Convenience Store, 268 Genny Loop, Town of Moorefield, Hardy County, West VA 26836.

December 7, 2012 (BP-LFS)
MONEY MANAGEMENT INTERNATIONAL, INC.
14141 Southwest Freeway, Suite 1000, Sugar Land, South Bend County, Texas   
77478

A rider was issued in connection with the following relocations:

  1. TO:      199 Lincoln Avenue, Suite 309, Bronx, Bronx County, NY 10454
  2. FROM: 888 Grand Concourse, Suite 1K, Bronx, Bronx County, NY 10451.
  3. TO:      161-10 Jamaica Avenue, Suite 407, Jamaica, Queens County, NY 11432
    FROM: 88-32 Sutphin Boulevard, Jamaica, Queens County, NY 11435.
 

December 11, 2012 (SB-CRB)
PUTNAM COUNTY SAVINGS BANK
Route 6 & Drewville Road, Brewster, NY 10509

Authorization issued to open and occupy a branch office at 76 North Main Street, New City, Town of Clarkstown, Rockland County, NY 10956, on or after December 12, 2012.


December 11, 2012 (BK-CRB)
THE FIRST NATIONAL BANK OF JEFFERSONVILLE
4864 State Route 52, Jeffersonville, NY 12748

Application, pursuant to Section 136 of the Banking Law, for the conversion of The First National Bank of Jeffersonville from national to state charter, under the name Jeff Bank, approved.


December 12, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notification received of the closing of a representative office at Franklin Square, 50 Post Office Road, Waldorf, Charles County, MD 20602, effective June 29, 2012.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

December 11, 2012 (BR-MBD)
The Kessler Management Group, Inc.
10 Anthony J. Morina Drive, Stony Point, NY 10980 3716

December 11, 2012 (BR-MBD)
Diamond Funding Corporation U/A/N Diamond Funding of New York
189 Main Street, Milford, MA 01757


Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

December 11, 2012 (BR-MBD)
Full Service Branch
Diamond Funding Corporation U/A/N Diamond Funding of New York
2420 Pennsylvania Avenue, Weirton, WV 26062


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law withdrawn:

December 06, 2012 (MB-MBD)
ClearPoint Funding, Inc.
4 Technology Drive, Suite 200, Westborough, MA 01581


Certificate to engage in the business of a Mortgage Broker surrendered:

December 06, 2012 (BR-MBD)
Gold Coast Funding Corp.
19 Park Avenue, Manhasset, NY 11030
Effective Date: December 03, 2012


License to engage in the business of a Mortgage Banker Branch surrendered:

December 06, 2012 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. D/B/A RHF Wholesale
17 South Franklin Turnpike, 3rd floor, Ramsey, NJ 07446
Effective Date: December 06, 2012


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

December 06, 2012 (BR-MBD)
Mortgage Locators
36 Wheeler Road, Central Islip, NY 11722 2128

December 07, 2012 (BR-MBD)
Benchmark Home Equities Inc.
1225 Helderberg Avenue, Schenectady, NY 12306 4812

December 12, 2012 (BR-MBD)
212 Mortgage Group, Inc.
1933 Blair Court, Bel Air, MD 21015 1675

December 12, 2012 (BR-MBD)
American Capital Mortgage, Inc
439 Main Street, Suite 202, Orange, NJ 07050


Application to assume active status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

December 06, 2012 (BR-MBD)
Becker Real Estate Services, Inc.
34 Forest Avenue, Lynbrook, NY 11563 2634
Effective Date: December 06, 2012


Mortgage Broker Certificate Address Changes:

December 12, 2012 (BR-MBD)
YourApproved Funding Corp.
From: 39 South Main Street, Suite 5-6, New City, NY 10956
To: 3664 White Plains Road, Upper Level, Room #2, Bronx, NY 10467 5725


The following application published in Weekly Bulletin dated December 7, 2012 is amended to read as follows:
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

November 26, 2012

8171

Helen Taylor Allen

Jacksonville

FL

November 30, 2012

33230

Brandon Lawrence Mulrenin

Clarkston

MI


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

December 12, 2012

55928

Irene Eleanor Mark

Milford

MA

Diamond Funding Corporation

December 6, 2012

3679

Lou  Mainiero

Wyckoff

NJ

LM Funding LLC

December 12, 2012

6653

Paul  Belli

Weirton

WV

Diamond Funding Corporation


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