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Banking Division
Weekly Bulletin

January 18, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

January 11, 2013 (SF-LFS)
TCF NATIONAL BANK
2508 South Louise Avenue, Sioux Falls, SD  57106

Application received for a change of control of Gateway One Lending & Finance, LLC, located at 160 N. Riverview Drive, Suite 100, Anaheim, Orange County, CA 92808.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


January 14, 2013 (TR-CRB)
FIVE STAR BANK
55 North Main Street, Warsaw, NY 14569

Notice of intention to close branch office at 65 Elizabeth Blackwell Street, Geneva, Ontario County, NY 14456, received.

The comment period on this notice will expire March 4, 2013.


January 16, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notices of intention to establish electronic facilities (automated teller machines) at the following three locations, received:

  1. Sheetz Inc. Convenience Store, 1647 Freeway Drive, Reidsville, Rockingham County, NC 27320;
  2. Sheetz Inc. Convenience Store, 1300 Battleground Avenue, Greensboro, Guilford County NC 27408; and
  3. Sheetz Inc. Convenience Store, 805 South State Street, Town of Yadkinville, Yadkin County, NC 27055.

January 16, 2013 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to continue business as Private Bankers, received.

(These Private Bankers are already under the supervision of the Department.  New Certificate submitted by reason of the withdrawal from the firm of J. William Anderson, a Class 2 Limited Partner.)


Application to establish a Mortgage Broker's Branch received for examination:

January 16, 2013 (BR-MBD)
Full Service Branch
Bridge Capital Enterprises Ltd.
610 Manhattan Avenue, 1st Floor, Brooklyn, NY 11222


Application to establish a Mortgage Banker's Branch received for examination:

January 16, 2013 (MB-MBD)
Full Service Branch
Associated Mortgage Bankers, Inc.
600 Old Country Road, Suite 516, Garden City, NY 11530


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

January 16, 2013 (MB-MBD)
Applicant(s)
Barri Habib
Toni Lee Habib

To acquire interest in:
RFC Mortgage In Lieu of True Name Residential Finance Corporation
401 North Front Street, 3rd Fl., Columbus, OH 43215


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

August 6, 2012

635949

Kenneth Gerald Whelean

Cheshire

CT

August 15, 2012

929531

Michael Joseph Pollio

Long Valley

NY

September 5, 2012

45772

James O Young

East Rochester

NY

September 9, 2012

106221

Ryan James McPartland

Glen Rock

NJ

September 12, 2012

135799

J Raymond Quinn 3rd

Voorheesville

NY

September 21, 2012

461540

Marco Antonio O'Toole

Astoria

NY

October 24, 2012

966560

Anthony  Chen

Tonawanda

NY

October 26, 2012

959951

Lisa A Merrick

Rochester

NY

November 19, 2012

12269

Quin Ying Zhang

Flushing

NY

November 27, 2012

974322

Alice Lee Tseng

Flushing

NY

December 13, 2012

973740

Jeremy Alan Carter

Rochester

NY

December 14, 2012

136651

John Joseph Diana

Sicklerville

NJ

December 14, 2012

243081

Kenton Cody Lamb

Largo

FL

December 14, 2012

759962

Paul William Storey

Greenwood

IN

December 16, 2012

901030

Jeffrey Alan Nielsen

Carson

CA

December 17, 2012

110956

Andy Lee Thaw

Brightwater

NY

December 18, 2012

390137

Robert Michael Kent

Indianapolis

IN

December 18, 2012

970700

Brian Joseph D'Amelio

Levittown

PA

December 19, 2012

985332

Louis Scott Rappaport

Farmington Hills

MI

December 19, 2012

517082

Kayla Noel Prewitt

Columbia

MO

December 19, 2012

985094

Taylor Honore Lieffers Swart

Detroit

MI

December 20, 2012

385666

Kelly Maureen Schliecker

Peoria

AZ

December 20, 2012

23352

Lindsi Marie Johnson

Oxford

MI

December 20, 2012

29928

Jessica Ann Munger

Phoenix

AZ

December 20, 2012

872173

Anthony Michael Vassau

Troy

MI

December 20, 2012

389390

Scott Aaron Milner

Woodbury

NY

December 20, 2012

902567

Giuseppe William Pappalardo

Chagrin Falls

OH

December 20, 2012

694679

Michele Elizabeth Dimino Corvino

Phoenix

AZ

December 26, 2012

926700

Joshua Jack Millikin

Grayling

MI


SECTION II

December 26, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Application, pursuant to Section 162 of the Banking Law, to increase permanent capital from $360 million to $385 million, approved.


November 12, 2012 (CC-LFS)
UBNY, LLC D/B/A SUPERCASH
115 West 23rd Street, New York, NY 10011

Licenses to engage in business as casher of checks were surrendered at the following limited stations:

  1. Railex Corp., 89-02 Atlantic Avenue, Ozone Park, NY 11416
  2. Fauna Foods Corp., 50-10 Kneeland Street, Elmhurst, NY 11373
  3. National Van Equipment Company, Inc., 38-20 Review Avenue, Long Island City, NY 11101
  4. FedEx Ground Package System, Inc., 55-90 47th Street, Maspeth, NY 11378
  5. Long Island Rail Road – Car Cleaner Shop, 33rd Street and 11th Avenue, New York, NY 10001
  6. Long Island Rail Road – Morris Park Shop, 121st Street and Atlantic Avenue, Richmond Hill, NY 11418
  7. FedEx Ground, 635 Zerega Avenue, Bronx, NY 10473

January 9, 2013 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC 
560 Sylvan Avenue, Englewood Cliffs, NJ 07632

License to engage in business as casher of checks at the branch located at 318 Third Avenue, New York, NY 10010 was surrendered.


January 10, 2013 (MI-CRB)
INVESTORS BANK
101 JFK Parkway, Short Hills, NJ 07078

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 33-02 Ditmars Boulevard, Astoria, Borough of Queens, City of New York 11105 will not result in a significant reduction of banking services in the community to be affected.


January 11, 2013 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC D/B/A THE CHECK CASHING PLACE       
560 Sylvan Avenue, Englewood Cliffs, NJ, 07632-3119

A license was issued to engage in business as a licensed casher of checks as a result of the purchase of certain assets of Karbill Check Cashing, Inc. at 167 East 87th Street, New York, NY  10128.

In connection with the above license issuance, the original check casher license for the above location was surrendered.


January 16, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at NOCO Express, 4221 Walden Avenue, Town of Lancaster, Erie County, NY 14086.


January 16, 2013 (FB-FWB)
BANCO ESPANOL DE CREDITO, S.A.
Avenida Gran Via de Hortaleza, no. 3 28043 Madrid, Spain

Voluntary liquidation, pursuant to Section 605.11 of the Banking Law, of its  New York branch located at 730 Fifth Avenue, New York, NY 10019, completed. License surrendered as of December 21, 2012.


January 17, 2013 (BK – CRB)

GOLD COAST BANK
2929 Expressway Drive North, Suite 101, Islandia, New York 11749

The Superintendent’s final approval of the “Certificate of Amendment of the Organization Certificate of Gold Coast Bank under Section 8005 of the Banking Law” was granted.

The amendment provides for an increase in the authorized amount of capital stock from $9,645,680 consisting of 2,411,420 shares, to $17,400,000 consisting of 4,350,000 shares, all with a par value of $4.00 per share. 


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

January 16, 2013 (BR-MBD)
All County Capital Corp.
32 Union Square East, Suite 800, New York, NY 10003 3241


Certificate to engage in the business of a Mortgage Broker surrendered:

January 15, 2013 (BR-MBD)
BBC Financial Services, Inc.
412 Maple Avenue, Westbury, NY 11590 3291
Effective Date: January 09, 2013


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

January 14, 2013 (BR-MBD)
Full Service Branch
Atlantic Home Capital Corp.
1565 Franklin Avenue, Suite 110, Mineola, NY 11501
Effective Date: January 09, 2013


License to engage in the business of a Mortgage Banker Branch surrendered:

January 11, 2013 (MB-MBD)
Full Service Branch
American Financial Resources, Inc.
91 Maple Avenue, Suite 200, Smithtown, NY 11787
Effective Date: January 11, 2013

January 14, 2013 (MB-MBD)
Full Service Branch
US Mortgage Corporation
117-05 115th Avenue, South Ozone Park, NY 11420
Effective Date: January 07, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

January 10, 2013 (BR-MBD)
Camelot Mortgage Co., Inc.
2562 Neptune Avenue, Seaford, NY 11783 3410

January 10, 2013 (BR-MBD)
Marquis Funding Inc.
112-08 Jamaica Avenue, #1F, Richmond Hill, NY 11418 2425

January 14, 2013 (BR-MBD)
Homequest Mortgage & Financial Services Corporation
250 Fulton Avenue, Suite 420, Hempstead, NY 11550

January 15, 2013 (BR-MBD)
Gene Burshtein Enterprises, Inc.
2125 Flatbush Avenue, Brooklyn, NY 11234


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

January 16, 2013 (BR-MBD)
Clayton Financial Group Inc.
662 Myrtle Avenue, Unit 4, Brooklyn, NY 11205 3932
Effective Date: December 20, 2012


Mortgage Broker Branch Certificate Address Changes:

January 10, 2013 (BR-MBD)
Morgan Stanley Smith Barney LLC
From: 2 Blue Hill Plaza, Ground Floor, Pearl River, NY 10965
To: 1 Blue Hill Plaza, 1st Floor, Pearl River, NY 10965


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

January 15, 2013

939655

Jonathan Paul Mees

Richardson

TX

January 15, 2013

135488

Richard Joseph Jackson

Long Beach

NY

January 15, 2013

926724

Adrian Marie Ziaja

Dearborn

MI

January 15, 2013

270536

Luis G. Cruz

Lake Grove

NY


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of
Residence

Sponsoring Entity

January 15, 2013

790413

Michael David Peretz

Ballwin

MO

Altisource Fulfillment
Operations, Inc.

January 15, 2013

151012

Gabriel Franklin Gillen

Toms River

NJ

Family First Funding LLC

January 15, 2013

298078

Scott Anthony Weikel

Marlton

NJ

Family First Funding LLC