Skip to Content

NY.gov Portal State Agency Listing

Translate | Disclaimer

Banking Division
Weekly Bulletin

March 15, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

March 4, 2013 (TM-LFS)
ITC FINANCIAL LICENSES, INC.
5617 Princeton Avenue, Suite B, Columbus, GA 31904

Notification received for a change of office location from 5617 Princeton Avenue, Suite B, Columbus, GA 31904 to 12000 Brookstone Centre Parkway, Suite 220, Columbus, GA 31904.

The publication of receipt of this notification does not indicate that the notification is complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.

ORIGINALLY PUBLISHED MARCH 8, 2013, CORRECTED TO READ:

March 4, 2013 (TM-LFS)
ITC FINANCIAL LICENSES, INC.
5617 Princeton Avenue, Suite B, Columbus, GA 31904

Notification received for a change of office location from 5617 Princeton Avenue, Suite B, Columbus, GA 31904 to 1200 Brookstone Centre Parkway, Suite 220, Columbus, GA 31904.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


March 8, 2013 (SB-CRB)
ULSTER SAVINGS BANK
280 Wall Street, Kingston, NY 12401

Application dated March 4, 2013 for permission to change the location of branch office from 60 Mill Hill Road, Woodstock, Town of Woodstock, Ulster County, NY 12498 to 68 Mill Hill Road, Woodstock, Town of Woodstock, Ulster County, NY 12498, received.


March 9, 2013 (CU- CRB)
AMERICU CREDIT UNION
1916 Black River Boulevard, Rome, NY 13440

Application dated February 21, 2013 for permission to open and maintain a station at 82 Albany Street, Cazenovia, County of Madison, NY 13035, received.


March 12, 2013 (SF-LFS)
American Honda Finance Corporation
20800 Madrona Avenue, Torrance, Los Angeles County, CA 90503

Notification of the use of d/b/a names Honda Financial Services, and Acura Financial Services, received.

The publication of receipt of this notification does not indicate that it is deemed complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

March 13, 2013 (BR-MBD)
Applicant(s)
James William Mason
As: MDE Funding Limited Liability Company
In Lieu of True Name MDE Home Loans Limited Liability Company
26 Ayers Lane, Little Silver, NJ 07739 1252


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

March 8, 2013 (MLS-MBD)
Applicant(s)
Joseph O’Doherty
Ellen Veronica Kiernan
Barclays Group US
Barclays Bank PLC
Barclays PLC
As: Sutton Funding LLC
745 Seventh Avenue, 21st Floor, New York, NY 10019


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
November 30, 2011 (MLS-MBD)
Applicant(s)
Scott Paul Conradson
Curtis Wayne Rethwisch
Steven Lewis Cohen
Eugene Albert Gorab
First Madison Services, LLC
Clayton Services, LLC
Clayton Holdings, LLC
Cobra Green LLC
As: Quantum Servicing Corporation
6302 E. Martin Luther King Blvd., Suite 300, Tampa, FL 33619

To:
March 13, 2013 (MLS-MBD)
Applicant(s)
Conrad David Vasquez
Robert Andrew Harris
Robert Paul Maglio
Eugene Albert Gorab
First Madison Services, LLC
Clayton Services, LLC
Clayton Holdings, LLC
Cobra Green LLC
As: Quantum Servicing Corporation
6302 E. Martin Luther King Blvd., Suite 300, Tampa, FL 33619


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a change in control:

March 13, 2013 (BR-MBD)
Applicant(s)
Markert Family 2010 Irrevocable Trust
Markert Family 2012 Irrevocable Trust
Patrick Markert Revocable Trust
To acquire interest in:
Amerisave Mortgage Corporation
3350 Peachtree Road, NE, Suite 1000, Atlanta, GA 30326 1057


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

June 6, 2012

186476

Steven Michael Schwab

Basking Ridge

NJ

June 15, 2012

872264

Deya Lynne Araiza

Oceanside

CA

June 18, 2012

519135

Salvatore Salerno

Massapequa

NY

September 17, 2012

931397

Scott David Singer

Westfield

NJ

September 26, 2012

266012

Christopher Allan Channell

Silver Spring

MD

October 16, 2012

306752

Jonathan L Belle

Rockville Centre

NY

December 18, 2012

22723

Mahendra N Lilman

So Ozone Park

NY

January 3, 2013

870551

Pankaj Tulsidas Dayal

Wall

NJ

January 4, 2013

252290

Lidia M. Moreano

Paterson

NJ

January 4, 2013

402731

Christina Marie Vaughan

Jacksonville

FL

January 18, 2013

413587

Lee Joseph Caprarola

Hillsborough

NJ

January 30, 2013

964664

Justin Allen Leffew

Newark

OH

February 4, 2013

222742

Stephen Lyn March

Citrus Heights

CA

February 6, 2013

992668

Matthew Christian Lamb

Orange Park

FL

February 6, 2013

872562

Michael James Shea

Pittsburgh

PA

February 6, 2013

459155

Suzanne Helen Head

Stilwell

KS

February 6, 2013

998673

Kevin Michale Beeler

Cleveland

OH

February 7, 2013

985995

Ted Alexander Lewis

Delaware

OH

February 8, 2013

1015294

Lara Marie Maxinoski

Laguna Niguel

CA

February 8, 2013

366915

Tamara Lyn Curry

Medford

NJ

February 12, 2013

905185

Eric Thomas Yancey

Germantown

MD

February 12, 2013

1002333

Jeffrey Ward Moyer

Sellersville

PA

February 13, 2013

54151

Vincent Michael Bertin

Lindenhurst

NY

February 13, 2013

1019942

Frank William Chin

Dana Point

CA

February 13, 2013

268361

Irene  Dubrovina

Washington

DC


SECTION II

March 1, 2013 (PF-LFS)
Carpezzi-Liebert Group, Inc. d/b/a Lloyds Credit of 172 Main Street
172 Main Street, Nanuet, Rockland County, NY 10954

License to engage in business as a premium finance agency was surrendered.


March 5, 2013 (FB-FWB)
CANADIAN IMPERIAL BANK OF COMMERCE
199 Bay Street Commerce Court
Toronto, Ontario, Canada M5L 1A2

Application, pursuant to Section 202-g of the Banking Law, to convert its license, from agency to branch, thereby allowing the upgrade of its agency offices at 300 Madison Avenue, New York, NY 10017 and 425 Lexington Avenue, New York, NY 10017, to branch offices, approved.


March 6, 2013 (CC-LFS)
EASTCHESTER CHECK CASHING, INC. 
2046-A Eastchester Road, Bronx, NY 10461

License to engage in business as casher of checks at the branch located at 242 South Fulton Avenue, Mount Vernon, NY 10553 was surrendered.


March 7, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at NOCO Express, 7328 East Main Street, Lima, Livingston County, NY 14485.


March 7, 2013 (TM-LFS)
AYAAN INC.
100 Park Plaza Drive, Secaucus, New Jersey 07094

Application for a license to engage in business as a transmitter of money was approved.


March 8, 2013 (MI-CRB)
BERKSHIRE BANK
24 North Street, Pittsfield, MA  01201

Approval given to change the location of branch office from 230 South James Street, Rome, Oneida County, NY 13440 to 100 West Dominick Street, Rome, Oneida County, NY 13440, on or after March 9, 2013.


March 12, 2013 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

Branch office temporarily located at 478 5th Avenue, Borough of Brooklyn, City of New York 11215 pursuant to Certificate of Authorization dated January 3, 2013, returned to permanent site in Pathmark Supermarket, 137 12th Street, Borough of Brooklyn, City of New York 11215, effective March 1, 2013.


March 12, 2013 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

Branch office temporarily located at 1100 Hylan Boulevard, Borough of Staten Island, City of New York 10305 pursuant to Certificate of Authorization dated January 3, 2013, returned to permanent site at 1833 Hylan Boulevard, Borough of Staten Island, City of New York 10305, effective March 4, 2013.


March 13, 2013 (BK-CRB)
RIVERSIDE BANK
11-13 Garden Street, Poughkeepsie, NY 12601

Approval given to change the location of branch office from 16 Vassar Road, Town of Poughkeepsie, Dutchess County, NY 12603 to 2064 New Hackensack Road, Town of Poughkeepsie, Dutchess County, NY 12603, on or after March 14, 2013.


March 14, 2013 (MI-CRB)
FIRST REPUBLIC BANK
111 Pine Street, San Francisco, CA 94111

Authorization granting permission to open and occupy a branch office at 80 Broad Street, Borough of Manhattan, City of New York 10004, surrendered for cancellation.

Office discontinued as of October 29, 2012.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

March 12, 2013 (BR-MBD)
My Community Broker Inc.
360 Sunrise Highway, Suite E, West Babylon, NY 11704 5915


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

March 11, 2013 (MB-MBD)
Full Service Branch
Real Estate Mortgage Network, Inc. D/B/A
Menlo Park Funding
255 Old New Brunswick Road, Suite S210, Piscataway, NJ 08854

March 11, 2013 (MB-MBD)
Full Service Branch
Guaranteed Home Mortgage Company Inc.
Aspen Corporate Park II 1460 Rte.9 No. Suite #302, Woodbridge, NJ 07095

March 11, 2013 (MB-MBD)
Full Service Branch
M.T.G. Capital In Lieu of True Name Mortgage Capital Associates, Inc.
121 Highway 36, Suite 230, West Long Branch, NJ 07764


Certificate issued to engage in the business as a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law:

March 13, 2013 (MLS-MBD)
Kyanite Financial Business Services, Inc.
3039 Cornwallis Road, Building 203 #AA145, Research Triangle Park, NC 27709

March 13, 2013 (MLS – MBD)
Residential Credit Solutions, Inc.
4708 Mercantile Drive, Fort Worth, TX 76137


Certificate to engage in the business of a Mortgage Broker surrendered:

March 13, 2013 (BR-MBD)
Nacco Capital Corp.
1988 Bedford Avenue, Brooklyn, NY 11225
Effective Date: March 11, 2013

March 13, 2013 (BR-MBD)
Barbara Wilson DBA A1 Tax & Financial Services
110 Pine Brook Road, Chestnut Ridge, NY 10977 6620
Effective Date: March 04, 2013

March 13, 2013 (BR-MBD)
Northeast Capital Finance, LLC
2547 Staunton Lane, Duluth, GA 30096 1279
Effective Date: March 07, 2013

March 13, 2013 (BR-MBD)
Amerimax Capital, LLC
75 Maiden Lane, Suite 904, New York, NY 10038
Effective Date: March 07, 2013


License to engage in the business of a Mortgage Banker Branch surrendered:

March 12, 2013 (MB-MBD)
Full Service Branch
Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(S): Presidents First Mortgage Bankers
Senior Funding Group
97-18 Queens Boulevard, Suite A, Rego Park, NY 11374
Effective Date: March 08, 2013

March 13, 2013 (MB-MBD)
Full Service Branch
The Funding Source, LLC
930 Albany Shaker Road, Suite 103, Latham, NY 12110
Effective Date: March 13, 2013

March 13, 2013 (MB-MBD)
Full Service Branch
Real Estate Mortgage Network, Inc. D/B/A Menlo Park Funding
16 Madison Avenue, 2nd Floor, Suite 2D, Toms River, NJ 08753
Effective Date: March 04, 2013

March 13, 2013 (MB-MBD)
Full Service Branch
Real Estate Mortgage Network, Inc. D/B/A Menlo Park Funding
1739 Wallace Avenue, Suite B, Bronx, NY 10462
Effective Date: March 04, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

March 11, 2013 (BR-MBD)
Ohgeun Kwon D/B/A Union Mortgage Co.
219-03 Northern Boulevard, Suite 3, Bayside, NY 11361 3571

March 12, 2013 (BR-MBD)
TNI Finances, Inc.
626 Rexcorp Plaza, Suite 675, Uniondale, NY 11556 0626

March 13, 2013 (BR-MBD)
Radcliffe Funding Corp.
5036 Jericho Turnpike, Suite 305, Commack, NY 11725


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

March 07, 2013 (BR-MBD)
Zara Zahn Corp. D/B/A E Funding
950 Jericho Turnpike, Westbury, NY 11590 1512
Effective Date: March 07, 2013


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Withdrawn

Subject id

Name

City

State

March 7, 2013

774735

David Leonard Rome

Shaker Heights

OH

March 8, 2013

913680

Raidan Kamal Sobh Jr

Grand Blanc

MI

March 11, 2013

275084

Choan Elwin Hatzenbuhler

Newport Beach

CA

March 12, 2013

33536

Peter Francis Gorman

Philadelphia

PA

March 13, 2013

391649

Stephen Michael Berkowitz

Monroeville

PA

March 13, 2013

927818

Courtney Elizabeth Marzejon

Scottsdale

AZ

March 13, 2013

64596

James Edward Cahill

Cicero

NY

March 13, 2013

921692

Scott S Warren

Ormond Beach

FL

March 13, 2013

839758

Jesse Douglas Allen

Bel Air

MD

March 13, 2013

49609

Theodore  Faulhaber

Atlantic Beach

NY

March 13, 2013

946204

Vincent John Savino

New York

NY