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Banking Division
Weekly Bulletin

April 19, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1511 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

April 11, 2013  (MI-CRB)
INVESTORS BANK
101 JFK Parkway, Short Hills, NJ 07078

Application dated March 20, 2013 for permission to open and occupy a branch office at 60 East 42nd Street (Suite 4540), Borough of Manhattan, City of New York 10165, received.


April 12, 2013  (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notices of intention to establish electronic facilities (automated teller machines) at the following five locations, received:

  1. Sheetz Inc. Convenience Store, 600 East Nelson Street, Lexington, VA 24450;
  2. Sheetz Inc. Convenience Store, 20 Oakmont Lane, Bridgeport, Harrison County, WV 26330;
  3. Sheetz Inc. Convenience Store, 6054 Carlisle Pike, Hampden Township, Cumberland County, PA 17050;
  4. Sheetz Inc. Convenience Store, 2425 Market Street, Conewango Township, Warren County, PA 16365; and
  5. Sheetz Inc. Convenience Store, 2000 Ehrman Road, Cranberry Township, Butler County, PA 16066.

April 16, 2013  (SB-CRB)
THE DIME SAVINGS BANK OF WILLIAMSBURGH
209 Havemeyer Street, Brooklyn, NY 11201

Notice of intention to close branch office at 42-25 Queens Boulevard, Sunnyside, Borough of Queens, City of New York 11104, received.

The comment period on this notice will expire May 31, 2013.


April 19, 2013 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC U/A/N THE CHECK CASHING PLACE
560 Sylvan Avenue, Englewood Cliffs, NJ 07632

An application was received to relocate a licensed casher of checks to 1794 Jerome Avenue, Bronx, NY  10453 from 1792 Jerome Avenue, Bronx, NY  10453.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or objections should be submitted in writing, within ten business days, by May 3, 2013.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
February 21, 2012 (MB-MBD)
Applicant(s)
As: Discover Home Loans, Inc.
2500 Lake Cook Road, Riverwoods, IL 60015 3851

To:
February 21, 2012 (MB-MBD)
Applicant(s)
Carlos Manuel Minetti
David Christopher Greene
Robert John Smith
Rebecca S. Barton
Discover Financial Services

As: Discover Home Loans, Inc.
2500 Lake Cook Road, Riverwoods, IL 60015 3851


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

April 11, 2013 (BR-MBD)
Applicant(s)
Keith Patrick Bond
As: Upstate Premier Mortgage, Inc.
57 East Genesee Street, Baldwinsville, NY 13027 2619


Application to establish a Mortgage Broker's Branch received for examination:

April 12, 2013 (BR-MBD)
Full Service Branch
Liberty Home Funding Inc.
149 Madison Avenue, Suite 1119, New York, NY 10016


Application to establish a Mortgage Banker's Branch received for examination:

April 12, 2013 (MB-MBD)
Full Service Branch
Hartford Funding, LTD
333 Hempstead Turnpike, West Hempstead, NY 11552

April 12, 2013 (MB-MBD)
Full Service Branch
New Penn Financial, LLC
600 West Germantown Pike, Suite 300, Plymouth Meeting, PA 19462


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent’s Regulations For a control interest:

April 15, 2013 (BR-MBD)
Applicant(s)
Robert Grosser
To acquire interest in:
Luxury Mortgage Corp.
Four Landmark Square, Suite 300, Stamford, CT  06901


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

November 28, 2012

966490

Steven Michael Johnson

Downers Grove

IL

November 30, 2012

975132

Jared Thomas Greager

West Berlin

NJ

December 17, 2012

803888

Giovanna D Ho-Pelaez

North Bergen

NJ

December 31, 2012

22879

Richard Evan Isaacs

White Plains

NY

January 9, 2013

303267

Kenneth  Tse

Brooklyn

NY

January 17, 2013

971648

James Joseph Maher

Glenside

PA

January 22, 2013

966652

Evan Michael Adwar

Saint James

NY

January 22, 2013

1005368

Joseph James Daly

Massapequa

NY

January 25, 2013

1016963

Christopher  Lopresti

Warwick

NY

February 12, 2013

989175

Stephen Austin Ryan

West Islip

NY

February 19, 2013

143736

Kathy Pooler Thompson

Irwin

PA

February 19, 2013

1003519

Oleg  Tsaryov

Brooklyn

NY

February 25, 2013

13565

Richard Luca Desimone

Hartsdale

NY

February 28, 2013

65141

Savitri  Gangadeen

Floral Park

NY

March 1, 2013

879995

Danny Lee Andrade

Charlotte

NC

March 1, 2013

1019786

Eric  Barreau

Wheatley Heights

NY

March 1, 2013

1020935

Abdougaliel  Taher

West Seneca

NY

March 5, 2013

202157

Thomas J Bepko

Norwalk

CT

March 12, 2013

187914

Kenneth  Pierre-Louis

Rosedale

NY

March 12, 2013

65496

Edmund Demeo Pipitone

Staten Island

NY

March 13, 2013

1014627

Peter  Lo

Jersey City

NJ

March 14, 2013

957133

Chad Andrew Moore

Canonsburg

PA

March 15, 2013

871206

Christopher Randall Flick

Jacksonville

FL

March 15, 2013

1033670

Shawn Michael Prievo

Camden

NY

March 15, 2013

706919

John David Brock

West Warwick

RI

March 15, 2013

1001924

Zachary Scott Tyma

Ontario

NY

March 18, 2013

1000002

Joseph James Putnam

Columbia

MO

March 18, 2013

1023006

James Mackland Volk

Jacksonville

FL

March 18, 2013

1022871

Britt Douglas Taylor

Ponte Verda Beach

FL

March 18, 2013

968004

Marcin  Kosuda

New Britain

CT

March 19, 2013

960533

Patricia Jacqueline Maraski

Cherry Hill

NJ

March 19, 2013

1022986

Christopher Ryan Loggins

St. Augustine

FL

March 19, 2013

1011718

Sean Michael Baxter

Scottsdale

AZ

March 20, 2013

65455

Joseph  Indelicato

Malverne

NY

March 20, 2013

1016313

Dorene Olasade Oshowole

Mesquite

TX

March 20, 2013

215354

Jeffrey Scott Singleton

Irvine

CA

March 20, 2013

998883

Kathryn Elizabeth Frye

Clarkston

MI

March 21, 2013

1012376

Matthew Scott Rickett

Sterling Heights

MI

March 21, 2013

1023998

Brad David Stieber

Warren

MI

March 21, 2013

1024364

Marc Andrew Peterson

Southfield

MI

March 21, 2013

999184

Jelena Zora Povich

Lakewood

OH

March 22, 2013

1023981

Michael Alexander Zakalik

Detroit

MI

March 22, 2013

1011636

Benjamin Earl Sobanski

Chesterfield Twp.

MI

March 25, 2013

902330

Lamar Carol Lucas

Jacksonville

FL

March 25, 2013

1012620

Shawn Michael Tetens

Mansfield

TX

March 25, 2013

1018914

Rachael Denise Friesen-Norwood

Mansfield

TX

March 25, 2013

1026406

Theodorus Foster Slee

Newport

RI

March 25, 2013

624284

Patrick J Keane

New York

NY

March 25, 2013

463420

Danny Soraya Rivera

New York

NY

March 25, 2013

949935

Donald Demuth Pope

Naperville

IL

March 25, 2013

1019051

Javaro Levon Avery

Jacksonville

FL

March 25, 2013

1037161

Christopher Michael Mallon

Kings Park

NY

March 25, 2013

950316

Angelo  Spinelli

Maple Shade

NJ

March 25, 2013

199427

Zachary Arthur Meier

Wauwatosa

WI

March 26, 2013

1011523

Zachary Alexander Poole

Willoughby Hills

OH

March 26, 2013

992377

Beth Wollek Mergens

Citrus Hts.

CA

March 27, 2013

992666

Robert Maurice Barnes

Atlantic Beach

FL

April 12, 2013

1016963

Christopher  Lopresti

Warwick

NY


SECTION II

April 2, 2013(PF-LFS)
IPFS CORPORATION U/A/N PREMIUM FINANCING SPECIALISTS U/A/N IMPERIAL CREDIT
1055 Broadway, 11th Floor, Kansas City, MO  64105

License rider issued to reflect a change of branch location from 101 Hudson Street, Jersey City, NJ  07302 to 30 Montgomery Street, Suite 1000, Jersey City, NJ  07302.


April 12, 2013  (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

Authorization issued to open and occupy a branch office at 6528 Hypoluxo Road, Lake Worth, Palm Beach County, FL 33467, on or after April 13, 2013.


April 16, 2013  (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to Continue Business, approved and filed.


April 16, 2013 (BK-CRB)
OFI TRUST COMPANY
225 Liberty Street, New York, NY 10281

An application for the Superintendent’s approval of the “Certificate of Amendment of the Organization Certificate of OFI Trust Company under Section 8005 of the Banking Law,” to change the Trust Company’s name to “OFI Global Trust Company” was approved effective April 16, 2013.


April 18, 2013  (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office in Pathmark Supermarket, 1897 Front Street, East Meadow, Town of Hempstead, Nassau County, NY 11554 will not result in a significant reduction of banking services in the community to be affected.


Certificate to engage in the business of a Mortgage Broker surrendered:

April 12, 2013 (BR-MBD)
Kamer Capital Mortgage Corporation
510 Hempstead Turnpike, Suite 201, West Hempstead, NY 11552
Effective Date: March 29, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

April 15, 2013 (BR-MBD)
Money Market Mortgage, LLC
1343 Sullivan Avenue, 2nd Floor, South Windsor, CT 07074 2714


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

April 15, 2013 (BR-MBD)
First Empire Funding Corp.
108-16 72nd Avenue, 4th Floor, Forest Hills, NY 11375 5350
Effective Date: March 08, 2013

April 15, 2013 (BR-MBD)
Lynn Nunes D/B/A Network Funding
115-13 Jamaica Avenue, Richmond Hill, NY 11418 2430
Effective Date: March 19, 2013

April 15, 2013 (BR-MBD)
My Community Broker Inc.
360 Sunrise Highway, Suite E, West Babylon, NY 11704 5915
Effective Date: March 28, 2013


Mortgage Broker Certificate Address Changes:

April 15, 2013 (BR-MBD)
Leiman Mortgage Network, L.L.C.
From: 545 East County Line Road, Suite 18-I, Lakewood, NJ 08701
To: 525 East County Line Road, Suite 8, Lakewood, NJ 08701 1405

April 17, 2013 (BR-MBD)
Silver Lining Funding Inc.
From: 145 Marcus Boulevard, Suite 4, Hauppauge, NY 11788
To: 444 Route 111, Smithtown, NY 11787


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

April 11, 2013

8610

Regina  Kostin

Wheeling

IL

April 11, 2013

291128

Gene  Burshtein

Brooklyn

NY

April 12, 2013

583603

Katie Nichole Wilson

Canton

OH

April 15, 2013

76091

Randall Michael Schrope

Turnersville

NJ

April 15, 2013

920884

Jocqua Emery Keeton

Orange Park

FL

April 15, 2013

146167

Vasilios Robert Markou

Lynbrook

NY

April 16, 2013

150376

Richard J. Chester

Yaphank

NY


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

December 12, 2011

713754

Kurt Michael Hayer

Royal Oak

MI

Quicken Loans Inc.

February 3, 2012

323555

Nicholas Alan Sarmento

Royal Oak

MI

Quicken Loans Inc.

February 3, 2012

351073

Kareem Anthony Josey

Columbus

OH

Quicken Loans Inc.

April 11, 2013

921506

Diego  Melendez

Jacksonville

FL

PHH Mortgage Corporation