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New York State Department of Financial Services

Banking Division
Weekly Bulletin

June 7, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1511 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 


Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

May 22, 2013 (TM-LFS)
GROUPEX FINANCIAL CORPORATION
14849 Firestone Boulevard, La Mirada, CA 90638-6009

Notification received for a change of name from GroupEx Financial Corporation to GroupEx Financial Corporation U/A/N Reyme$a U/A/N Sigue Money Transfer.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


June 3, 2013 (SB-CRB)
SAWYER SAVINGS BANK
87 Market Street, Saugerties, NY 12528

Application dated May 28, 2013 for permission to change the location of branch office from 71 Vineyard Avenue, Highland, Town of Lloyd, Ulster County, NY 12528 to 3515 Route 9W, Highland, Town of Lloyd, Ulster County, NY 12528, received.


June 3, 2013 (SB-CRB)
PATHFINDER BANK
214 West First Street, Oswego, NY 13126

Application dated May 28, 2013 for permission to open and occupy a branch office at 302-310 South Salina Street, Syracuse, Onondaga County, NY 13202 for the limited purpose of conducting lending activities and accepting commercial deposits, received.


June 4, 2013 (BP-LFS)
SAFEGUARD CREDIT COUNSELING SERVICES, INC.
112 Parkway Drive South, Hauppauge, Suffolk County, NY 11788

Notification was received of a headquarter office relocation to 67 Fort Salonga Road, Northport, Suffolk County, NY 11768, from 112 Parkway Drive South, Hauppauge, Suffolk county, NY 11788.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


June 6, 2013 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030

Notice of intention to close branch office at 1817 Avenue M, Borough of Brooklyn, City of New York 11230, received.

The comment period on this notice will expire July 8, 2013.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

June 05, 2013 (MB-MBD)
Applicant(s)
Steven Ray Horne
Matthew Cassell
Stephanie Nicole Prince Askew
Cesar Hernandez
Jason Spooner
James Bryan Gallagher
Wingspan Portfolio Holdings, Inc.
As: Wingspan Portfolio Advisors, LLC
4100 Midway Road, Suite 1110, Carrollton, TX 75007 1977


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
March 04, 2013 (MB-MBD)
Applicant(s)
Stephen Ryan Meyers
Christopher Meyers
David Joseph Hunter, Jr.
Daniel B. Duggan
As: Silvermine Ventures, LLC
800 Westchester Avenue, Suite S432, Rye Brook, NY 10573 1354

To:
May 31, 2013 (MB-MBD)
Applicant(s)
Stephen Ryan Meyers
Christopher Meyers
David Joseph Hunter, Jr.
Daniel B. Duggan
As: Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
800 Westchester Avenue, Suite S432, Rye Brook, NY 10573 1354

Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

May 30, 2013 (MLS-MBD)
Applicant(s)
Benjamin Thomas Meacham III
William Scott Ashmore
Todd Richard Taylor
Joseph R. Tomkinson
Jo Ann Murray Kruse
Excel Mortgage Servicing, Inc.
Integrated Real Estate Service Corp.
Impac Mortgage Holdings, Inc.
As: AmeriHome Funding in lieu of corporate name
AmeriHome Mortgage Corporation
2141 W Bristol Road, Flint, MI 48507

June 4, 2013 (MLS-MBD)
Applicant(s)
Jeffrey Paul Grogin                                        
Stanford Lee Kurland                                    
Anne Dewey McCallion
David Alan Spector
PennyMac Operating Partnership, LP
PennyMac Mortgage Investment Trust    
As: PENNYMAC CORP.
6101 Condor Drive, Suite 300, Moorpark, CA 93021

June 4, 2013 (MLS-MBD)
Applicant(s)
Jeffrey Paul Grogin                                        
Stanford Lee Kurland                                    
Anne Dewey McCallion
David Alan Spector
PennyMac Operating Partnership, LP
PennyMac Mortgage Investment Trust    
As: PennyMac Mortgage Investment Trust Holdings I, LLC
6101 Condor Drive, Suite 310, Moorpark, CA 93021

June 4, 2013 (MLS-MBD)
Applicant(s)
Jeffrey Paul Grogin                                        
Stanford Lee Kurland                                    
David Alan Spector
PNMAC Mortgage Opportunity Fund, L.P.
PNMAC Mortgage Opportunity Fund, LLC              
As: PNMAC Mortgage Co., LLC.
6101 Condor Drive, Suite 340, Moorpark, CA 93021

June 4, 2013 (MLS-MBD)
Applicant(s)
Jeffrey Paul Grogin                                        
Stanford Lee Kurland                                    
David Alan Spector
Anne Dewey McCallion
PNMAC Capital Management, LLC
Private National Mortgage Acceptance Company, LLC
As: PNMAC Mortgage Opportunity Fund Investors, LLC
6101 Condor Drive, Suite 330, Moorpark, CA 93021

June 4, 2013 (MLS-MBD)
Applicant(s)
Jeffrey Paul Grogin                                        
Stanford Lee Kurland                                    
David Alan Spector
PNMAC Mortgage Co. (FI), LLC
PNMAC Mortgage Opportunity Fund Investors, LLC            
PNMAC Mortgage Opportunity Fund, L.P.
As: FNBN I, LLC
6101 Condor Drive, Suite 320, Moorpark, CA 93021


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
April 23, 2013 (MLS-MBD)
Applicant(s)
John Jones
Thomas Erhardt
John Cubbin
Thomas Arnst
Scott Courtney
Expert Global Solutions, Inc.
Expert Global Solutions, LLC
As: EGS Mortgage Services, Inc.
5085 Park Boulevard, Suite 300, Plano, TX 75093

To:
May 30, 2013 (MLS-MBD)
Applicant(s)
John Jones 
Thomas Erhardt
John Cubbin
Thomas Arnst
Charles Vester
Expert Global Solutions, Inc.
Expert Global Solutions, LLC
As: EGS Mortgage Services, Inc.
5085 Park Boulevard, Suite 300, Plano, TX 75093

From:
June 29, 2011 (MLS-MBD)
Applicant(s)
Paul Wayne Nichols
Amber Lynne Krupacs
James D. Barton
Simon Hughes
Robert Morris
Mary J. Anderson
CMH Services, Inc.
As: Vanderbilt Mortgage and Finance, Inc.
500 Alcoa Trail, Maryville, Tennessee 37804

To:
June 4, 2013 (MLS-MBD)
Applicant(s)
John Eric Hamilton III
Amber Wisner Krupacs
James David Barton
Simon Charles Hughes
Robert Wayne Morris
Mary Jane Anderson
CMH Services, Inc.
Clayton Homes, Inc.
As: Vanderbilt Mortgage and Finance, Inc.
500 Alcoa Trail, Maryville, Tennessee 37804


Application to establish a Mortgage Banker's Branch received for examination:

June 05, 2013 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
376A Main Street, Center Moriches, NY 11934

June 05, 2013 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
490 Wheeler Road, Suite 104, Hauppauge, NY 11788


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent’s Regulations For a control interest:

May 08, 2013 (BR-MBD)
Applicant(s)
Mark Edward McAnaney
Charles John LaComb
Robert Joseph Rayo
To acquire interest in:
Mortgage Network LLC
635 Plank Road, Clifton Park, NY 12065

June 04, 2013 (BR-MBD)
Applicant(s)
Arlene J. Rubin
Jessabel Figueroa
To acquire interest in:
Long Street Home Equity Corp.
6851 Jericho Turnpike, Suite 185, Syosset, NY 11791 4460


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

November 14, 2011

332839

Elaine Marie Minton

Plainfield

IN

June 5, 2012

418782

Joseph C Valenti

Clifton

NJ

August 22, 2012

210743

Shawn Walter Greve

Crystal Lake

IL

September 14, 2012

108924

Carrie Sue Witthuhn

Parker

CO

March 8, 2013

1017498

Yakov  Hershkowitz

Brooklyn

NY

March 15, 2013

940243

Donna C Cook

Ridgefield Park

NJ

March 25, 2013

806834

Quinton Darnell Harris

Rochester

NY

April 25, 2013

978955

Diane  D'Amaro

Northport

NY

April 29, 2013

1051217

David S Phelps

Castleton

NY

May 1, 2013

1050375

Cengiz Ratip Bolvadin

Patchogue

NY

May 1, 2013

1023010

Emily Hannah Heyer

Saint Augustine

FL

May 1, 2013

999832

Sandra Harvey Marshall

Wheeling

IL

May 1, 2013

847797

Jeffery Ryan Ballinger

Warren

MI

May 1, 2013

176662

Gjon  Ivezaj

Stamford

CT

May 1, 2013

938916

Julie Elizabeth Reynolds

Lakewood

OH

May 1, 2013

1050425

Hubert  Szumski

Brooklyn

NY

May 1, 2013

900982

Steve  Hernandez

Westbury

NY

May 2, 2013

942618

Mark Dennis Lehman

Medina

OH

May 2, 2013

918389

James Bryan Gallagher

Flower Mound

TX

May 2, 2013

38228

Hui  Wang

Flushing

NY

May 2, 2013

952532

Michael Patrick Riley

Royal Oak

MI

May 3, 2013

398796

Elizabeth Nirvanie Romano

Lindenhurst

NY

May 3, 2013

73255

Anthony  Sioukas

Garden City

NY

May 3, 2013

392974

Douglas Thomas Desmond

Middletown

RI

May 3, 2013

1031921

Krista L Santy

Saratoga Springs

NY

May 3, 2013

1042545

Clara Mae Gill

Garden Grove

CA

February 27, 2013

88575

Raphael N. Jean-Francois

Holtsville

NY


SECTION II

May 17, 2013 (BP-LFS)
INCHARGE DEBT SOLUTIONS
5750 Major Blvd., Suite 300, Orlando, Orange County, Florida 32819

A rider was issued in connection with the relocation of its main office to: 5750 Major Blvd., Suite 300, Orlando, Orange County, Florida 32819, from: 5750 Major Blvd., Suite 175, Orlando, Orange County, Florida 32819.


May 30, 2013 (BK-CRB)
AMALGAMATED BANK
275 Seventh Avenue, New York , New York 10001

On May 30, 2013, The New York State Department of Financial Services lifted the  Consent Order issued to Amalgamated Bank, on August 31, 2011.


May 30, 2013 (CC-LFS)
C&L CHECK CASHING CORP. 
3991 White Plains Road, Bronx, NY 10466

License to engage in business as casher of checks at the branch located at 3991 White Plains Road, Bronx, NY 10466 was surrendered.


May 31, 2013 (FB-FWB)
SOCIETE GENERALE
Paris, France

Approval given to change the location of branch from 1221 Avenue of the Americas, Borough of Manhattan, City of New York 10020 to 245 Park Avenue, Borough of Manhattan, City of New York 10167, on or after June 1, 2013.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

June 04, 2013 (BR-MBD)
Green Mortgage Corp.
333 Sylvan Avenue, Suite 210, Englewood Cliffs, NJ 07632 2732

June 04, 2013 (BR-MBD)
Upstate Premier Mortgage, Inc.
57 East Genesee Street, Baldwinsville, NY 13027 2619


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law withdrawn:

December 10, 2009 (MB-MBD)
GenEquity Mortgage, Inc.
8650 Freeport Parkway South, Suite 200, Irving, TX  75063

June 03, 2013 (MB-MBD)
Caliber Funding New York LLC In Lieu of True Name Caliber Funding LLC
6031 Connection Drive, Suite 200, Irving, TX 75039

June 03, 2013 (MB-MBD)
Homeward Residential, Inc.
1525 South Belt Line Road, Coppell, TX 75019 4913

June 03, 2013 (MB-MBD)
Greenlight Financial Services, Inc.
18200 Von Karman Avenue, Suite 300, Irvine, CA 92612 1016


Certificate to engage in the business of a Mortgage Broker surrendered:

June 05, 2013 (BR-MBD)
Direct Servicing Corp.
222 East Main Street, Suite 212, Smithtown, NY 11787
Effective Date: June 03, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

June 05, 2013 (BR-MBD)
First Community Resources, Inc.
74-09 37th Avenue, Suite 415, Jackson Heights, NY 11372


Mortgage Banker Branch License Address Changes:

June 05, 2013 (MB-MBD)
Liberty Home Equity Solutions, Inc.
From: 666 3rd Avenue, 9th Floor, New York, NY 10017
To: 600 Third Avenue, Suite 276, New York, NY 10016


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

May 29, 2013

332839

Elaine Marie Minton

Plainfield

IN

Royal United Mortgage LLC

May 29, 2013

413587

Lee Joseph Caprarola

Hillsborough

NJ

Real Estate Mortgage Network, Inc.

May 31, 2013

829920

Richard R Gallipoli

Hillsdale

NJ

PHH Home Loans, LLC


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