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New York State Department of Financial Services

Banking Division
Weekly Bulletin

July 19, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

July 9, 2013 (PF-LFS)
GOTOPREMIUMFINANCE.COM, LLC
21820 Burbank Boulevard, Suite 300, Woodland Hills, CA 91367

Notification received for a change of headquarters location from 21820 Burbank Boulevard, Suite 300, Woodland Hills, CA 91367 to 6200 Canoga Avenue, Suite 400, Woodland Hills, CA 91367.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


July 12, 2013 (TR-CRB)
BANCO POPULAR NORTH AMERICA
11 West 51st Street, New York, NY 10019

Application dated July 12, 2013 for permission to change the location of branch office from 606 North Milwaukee Avenue, Prospect Heights, Cook County, IL 60070 to 1434 North Rand Road, Arlington Heights, Cook County, IL 60004, received.


July 12, 2013 (CC-LFS)
PLS CHECK CASHERS OF NEW YORK, INC.
40-35 Junction Blvd, Corona, NY 11368

An application for a license to engage in business as a licensed casher of checks at 738A East 233 Street, Bronx, NY 10466 in connection with the purchase of certain assets of PTL Check Cashing Corp. was received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or objections should be submitted in writing, within 10 business days, by August 2, 2013.


July 16, 2013 (MI-CRB)
INVESTORS BANK
101 JFK Parkway, Short Hills, NJ 07078

Application dated May 28, 2013 for permission to change the location of branch office from 35-02 Broadway, Astoria, Borough of Queens, City of New York 11106 to 31-01 Broadway, Astoria, Borough of Queens, City of New York 11106, received.


July 16, 2013 (SF-LFS)
ALLY FINANCIAL INC. D/B/A GMAC
200 Renaissance Center, Detroit, MI 48243-1300

Notification received for a change of branch location for the following two branches:

From:    7159 Corklan Drive, Suite 200, Jacksonville, FL 32258
To:        12850 West Gran Bay Parkway, Suite 100, Jacksonville, FL 32258

and

From:    3200 Park Center Drive, Suite 400, Costa Mesa, CA 92626
To:        3200 Bristol Street, Suite 700, Costa Mesa, CA 92626.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


July 17, 2013 (SB-CRB)
ULSTER SAVINGS BANK
280 Wall Street, Kingston, NY 12401

Application dated July 15, 2013 for permission to open and occupy a branch office at 1299 Route 300, Town of Newburgh, Orange County, NY 12550, received.


July 17, 2013 (MI-CRB)
BANK OF THE WEST
180 Montgomery Street, San Francisco, CA 94104

Application dated July 15, 2013 for permission to open and occupy a branch office at 787 7th Avenue, Borough of Manhattan, City of New York 10019 for the limited purpose of serving commercial clients, received.


July 17, 2013 (SF-LFS)
LAKEWOOD ACCEPTANCE CORP. d/b/a CARNOW ACCEPTANCE CORP. d/b/a CNAC
15200 Lorain Ave, Cleveland, Cuyahoga County, OH 44111

Application for a license to engage in business as a sales finance company received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


July 17, 2013 (FR-FWB)
CAIXABANK, S.A.
Av. Diagonal,621, 08028 Barcelona, Spain

Application for a license to establish and maintain a representative office in the Borough of Manhattan, City of New York, received.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

July 12, 2013 (BR-MBD)
Applicant(s)
Vaishali Sheth
Biswajit Mazumdar
As: Ruma Financial Corporation
306 Avenel Street, Avenel, NJ 07001 1523


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

July 16, 2013 (MB-MBD)
Applicant(s)
Joe Don Anderson
Larry R. Spangler, Jr.
Patrick M. Hickey
Chadwick T. Patton
Richard William Brooks
Hal Leslie Bartow
John Grayken
Lone Star Management Co. VI Ltd
Lone Star Management Co. V Ltd
Lone Star Partners VI, L.P. (Bermuda)
Lone Star Partners V, L.P. (Bermuda)
CADFUND, L.P.
Lone Star Fund VI, (U.S.), LP
LSF VI International 2, L.P.
Lone Star Fund V (U.S.), LP
LSF V International Finance, L.P.
LSF6 Mercury GenPar, LLC (DE)
LSF6 Servicer Holdings, LP
LSF6 Pickens Super Holdings, LLC
LSF5 Mortgage Holding III Operations, LLC
LSF Pickens Holdings, LLC
LSF6 Mid-Servicer Holdings, LLC
LSF6 Service Operations, LLC

As: Caliber Home Loans, Inc.
13801 Wireless Way, Oklahoma City, OK 73134


Application to establish a Mortgage Banker's Branch received for examination:

July 10, 2013 (MB-MBD)
Full Service Branch
MCS Mortgage Bankers, Inc. d/b/a Wholesale Direct
255 Executive Drive, Suite 409, Plainview, NY 11803

July 12, 2013 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
4000 Route 66, Suite 344, Tinton Falls, NJ 07753

July 12, 2013 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
6031 Connection Drive, Suite 200, Irving, TX 75039

July 17, 2013 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
16745 West Bernardo Drive, Suite 300, San Diego, CA 92127

July 17, 2013 (MB-MBD)
Full Service Branch
MCS Mortgage Bankers, Inc. d/b/a Wholesale Direct
591 Stewart Avenue, 4th Floor, Garden City, NY 11530

July 17, 2013 (MB-MBD)
Full Service Branch
Jersey Mortgage Company of  New Jersey, Inc.
140 Littleton Road, Suite 104, Parsippany, NJ 07054


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

April 9, 2013

212869

Nicholas James Deniro

Selden

NY

April 17, 2013

356108

Phillip Thomas Cresta

Annandale

NJ

April 19, 2013

1025833

Kritina Ruth Bonamo

New York

NY

April 24, 2013

1049943

Lisa Renee Hantes

Kingston

NY

May 1, 2013

8012

Samuel Vincent Cino

Webster

NY

May 3, 2013

1021549

David Tremayne Lloyd

Farmingville

NY

May 6, 2013

316638

Jeremias Nazareno Smith

Roseville

CA

May 9, 2013

976616

Christopher Michael Barnabae

Baltimore

MD

May 9, 2013

981138

Michael Jesse Morales

Morganville

NJ

May 10, 2013

523090

Stacey  Lawrence

Philadelphia

PA

May 10, 2013

914926

Stephen Patrick Martin

Massapequa

NY

May 13, 2013

222987

Michael E Knopf

Chicago

IL

May 15, 2013

175106

James William Mason

Middletown

NJ

May 24, 2013

1002066

Zachary P Grassi

Freehold

NJ

May 28, 2013

1006234

Ronald Pierre Laurent

Mahwah

NJ

May 28, 2013

1020531

Darron Joseph Clauson

Clawson

MI

May 30, 2013

954102

Karen Louise Trejo

Citrus Heights

CA

June 3, 2013

132664

Caesar  Gomez

Tustin

CA

June 3, 2013

156374

Miriam  Duran Rodriguez

Elmhurst

NY

June 13, 2013

286716

Robert William Tranchell

East Falmouth

MA

June 14, 2013

157216

Scot David Alexander

Old Bethpage

NY

June 14, 2013

1043757

Adam Sang-Lee Moosbrugger

Rochester

NY

June 17, 2013

963423

Giovanni  Girgenti

Anaheim

CA

June 17, 2013

154863

John Riley Rickert

Louisville

KY

June 18, 2013

938465

Matthew David Sanderson

Royal Oak

MI

June 18, 2013

1069184

Samson  Adler

Brooklyn

NY

June 18, 2013

1054936

Michael Richard Hughes

Roseville

MI

June 18, 2013

376443

Benjamin Daniel Poor

Indianapolis

IN

June 18, 2013

1074547

John Abbott McCargar

Cypress

CA

June 19, 2013

888635

Mancy Jerome Kelly

Jacksonville

FL

June 19, 2013

915209

Erin Kathleen Benson

Sewell

NJ

June 19, 2013

1049200

Todd Steven Griglin

Mchenry

IL

June 19, 2013

1035615

Adam Bryce Carr

Columbia

MO

June 20, 2013

1055056

Allison Marie Cunningham

Royal Oak

MI

June 20, 2013

902496

Andrew Patrick Johnson

Wyandotte

MI

June 20, 2013

1037278

Ryan Michael Bazzana

Allen Park

MI

June 20, 2013

17846

Adam Kelly Williams

Louisville

KY

June 20, 2013

913987

Jerry Michael Marvel

Taylor

MI

June 20, 2013

1047744

Mark John Distante

Waxhaw

NC

June 20, 2013

180019

Andrew Neal McElmurray

Louisville

KY

June 20, 2013

970883

Michael Philip Cuellar

South Lyon

MI

June 20, 2013

1058092

Corey  Luke

Tampa

FL


SECTION II

June 10, 2013 (SF-LFS)
ENSPIRE FINANCE LLC 
4643 South Ulster Street, Suite 400
Denver, Denver County, CO 80237
 
License to engage in business as a sales finance company was surrendered.  


June 27, 2013 (BP-LFS)
HARBOUR CREDIT COUNSELING SERVICES, INC.
u/a/n  A SAFE HARBOUR CREDIT MANAGEMENT u/a/n DEBTFREEAMERICA.COM
101 N. Lynnhaven Road - Suite 300, Virginia Beach, VA  23452-7523.

License to engage in business as a budget planner was surrendered.


July 9, 2013 (CC-LFS)
BROAD STREET CHECK CASHING CORP. d/b/a NYC CHECK EXPRESS
24 Beaver Street, New York, NY 10004

License to engage in business as casher of checks at 38 East 23rd Street, New York, NY 10010 was surrendered.


July 9, 2013 (CC-LFS)
THE CHECK CASHING SUPERSTORE, INC.
602 Ulster Avenue, Kingston, NY 12401

License to engage in business as casher of checks at 602 Ulster Avenue, Kingston, NY 12401 was surrendered.


July 17, 2013 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 1817 Avenue M, Borough of Brooklyn, City of New York 11230 will not result in a significant reduction of banking services in the community to be affected.


July 17, 2013 (TR-CRB)
BANCO POPULAR NORTH AMERICA
11 West 51st Street, New York, NY 10019

Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 15341 South 94th Avenue (Suite 102), Orland Park, Cook County, IL 60462.


July 18, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 436 West Glenwood Avenue, Smyrna, Kent County, DE 19977, surrendered for cancellation.

Office discontinued as of July 3, 2013.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

July 09, 2013 (BR-MBD)
Wipro Gallagher Solutions, Inc.
810 Crescent Centre Drive, Suite 400, Franklin, TN 37067 7229


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

July 08, 2013 (MB-MBD)
Full Service Branch
NFM, Consultants d/b/a NFM, Inc.
521 Fellowship Road, Suite 140, Mount Laurel, NJ 08054

July 08, 2013 (MB-MBD)
Full Service Branch
Corridor Mortgage Group, Inc.
12 Christopher Way, Suite 101, Eatontown, NJ 07724

July 08, 2013 (MB-MBD)
Full Service Branch
Academy Mortgage Corp.
750 Veterans Memorial Highway, Suite 100, Hauppauge, NY 11788

July 08, 2013 (MB-MBD)
Full Service Branch
PHH Mortgage Corporation d/b/a PHH Mortgage Services
Additional DBA(S): Instamortgage.com
Mortgagesave.com
Coldwell Banker Mortgage
ERA Mortgage
Century21 Mortgage
Domain Distinctive Property Finance
10000 Midlantic Drive, Suite 105E, Mount Laurel, NJ 08054

July 08, 2013 (MB-MBD)
Full Service Branch
PHH Mortgage Corporation d/b/a PHH Mortgage Services
Additional DBA(S): Instamortgage.com
Mortgagesave.com
Coldwell Banker Mortgage
ERA Mortgage
Century21 Mortgage
Domain Distinctive Property Finance
10000 Midlantic Drive, Suite 200E, Mount Laurel, NJ 08054

July 08, 2013 (MB-MBD)
Full Service Branch
PHH Mortgage Corporation d/b/a PHH Mortgage Services
Additional DBA(S): Instamortgage.com
Mortgagesave.com
Coldwell Banker Mortgage
ERA Mortgage
Century21 Mortgage
Domain Distinctive Property Finance
10000 Midlantic Drive, Suite 300E, Mount Laurel, NJ 08054

July 08, 2013 (MB-MBD)
Full Service Branch
Mortgage World Bankers, Inc.
32-75 Steinway Street, Suite 209, Astoria, NY 11103

July 08, 2013 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. d/b/a  RHF Wholesale
147-17 Union Turnpike, Bottom Floor, Suite 201, Flushing, NY 11367

July 08, 2013 (MB-MBD)
Full Service Branch
Devere Mortgage Corporation d/b/a  Hunt Mortgage
333 Glen Street, Suite 103, Glens Falls, NY 12801

July 15, 2013 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
1800 West Cuyler Avenue, Suite 2W, Chicago, IL 60613


Certificate to engage in the business of a Mortgage Broker surrendered:

July 10, 2013 (BR-MBD)
Success Mortgage Inc.
230 Grand Street, Suite 611, New York, NY 10013
Effective Date: July 01, 2013

July 17, 2013 (BR-MBD)
Hellmold Financial d/b/a DM Ventures, Inc.
101 East Green Street, Suite 13, Pasadena, CA 91105 2069
Effective Date: July 16, 2013


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

July 09, 2013 (BR-MBD)
Full Service Branch
Territory Mortgage, Inc.
26 Hilltop Drive, Penfield, NY 14526
Effective Date: July 09, 2013


License to engage in the business of a Mortgage Banker Branch surrendered:

July 08, 2013 (MB-MBD)
Full Service Branch
Nationwide Equities Corporation
33 South Services Road, Jericho, NY 11753
Effective Date: July 08, 2013


Certificate to engage in the business of a Mortgage Loan Servicer Branch surrendered:

July 17, 2013 (MLS-MBD)
Full Service Branch
Homeward Residential, Inc.
4875 Belfort Road, Suite 130, Jacksonville, FL  32256
Effective Date: July 08, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

July 04, 2013 (BR-MBD)
Prisani Funding Corporation
251-61 Jericho Turnpike, 2nd Floor, Bellerose, NY 11426

July 04, 2013 (BR-MBD)
Platinum Home Finance, Inc.
1101 Stewart Avenue, Suite 303, Garden City, NY 11530

July 04, 2013 (BR-MBD)
First Superior Mortgage, Inc.
260-14 Hillside Avenue, Floral Park, NY 11004

July 08, 2013 (BR-MBD)
George Fuchs d/b/a Pace Mortgage Capital
303 Fifth Avenue, New York, NY 10016 6601


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

July 17, 2013 (BR-MBD)
Maric Capital Corp.
330 Great Neck Road, 2nd Floor, Great Neck, NY 11021 4227
Effective Date: July 02, 2013

July 17, 2013 (BR-MBD)
Equiventure Capital, LLC
250 West 90th Street, Suite 12C, New York, NY 10024
Effective Date: June 27, 2013


Mortgage Broker Certificate Address Changes:

July 11, 2013 (BR-MBD)
Trans American Mortgage Corp.
From: 152-53 10th Avenue, Suite 222, Whitestone, NY 11357
To: 610 Union Avenue, 1st Floor Rear, Bronx, NY 10455 3353

July 16, 2013 (BR-MBD)
East Coast Capital Corp.
From: 6901 Jericho Turnpike, Suite 212, Syosset, NY 11791
To: 25 Melville Park Road, Suite 200, Melville, NY 11747 3156


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

June 26, 2013

869546

Darnell Anderson

Dallas

TX

Nationstar Mortgage LLC

July 17, 2013

110875

Edward V. Moro Sr.

Monmouth Beach

NJ

Atlantis Mortgage Co., Inc.


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

July 10, 2013

151193

Jordan Russell Palmer

Encinitas

CA

July 12, 2013

913426

Heath Christian Glovac

Northville

MI

July 12, 2013

155652

Cal Alfonso Daniels

Santa Ana

CA

July 12, 2013

881593

John Paul Baker

Seven Hills

OH

July 12, 2013

847911

Tyra Leeanne Mcintosh

Peoria

AZ

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