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New York State Department of Financial Services

Banking Division
Weekly Bulletin

October 11, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov. This Weekly Bulletin may also be viewed online at the Department’s Web site at:  http://www.dfs.ny.gov

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

October 3, 2013 (BP-LFS)
CLEARPOINT FINANCIAL SOLUTIONS, INC., D/B/A CLEARPOINT CREDIT COUNSELING SOLUTIONS
8000 Franklin Farms Dr.,
Richmond County, Richmond, VA 23229-5004

A notification was received for a licensed Budget Planner branch relocation from: 1999 Wabash Avenue, Suite 208, Springfield, Sangamon County, IL 62704 to:       205 South Fifth Street, Springfield, Sangamon County, IL 62701

The publication of receipt of the notification does not indicate that the notification is deemed complete. The notification is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


October 4, 2013 (SL-CRB)
GOUVERNEUR SAVINGS AND LOAN ASSOCIATION
42 Church Street, Gouverneur, NY 13642

Application, pursuant to Section 412 of the Banking Law, for conversion of Gouverneur Savings and Loan Association from national to state charter, under the name Gouverneur Savings and Loan Association, received.


October 8, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notices of intention to establish electronic facilities (automated teller machines) at the following four locations, received:

  1. Sheetz Inc. Convenience Store, 107 Franklin Street, Slippery Rock, Butler County, PA 16057;
  2. Sheetz Inc. Convenience Store, 45 Muncy Creek Boulevard, Muncy Township, Lycoming County, PA 17758;
  3. Sheetz Inc. Convenience Store, 2807 Lafayette Boulevard, Fredericksburg, Spotsylvania County, VA 22408; and
  4. Sheetz Inc. Convenience Store, 10315 Cascade Crossing, Brooklyn, Cuyahoga County, OH 44144.

October 10, 2013 (BK-CRB)
EMPIRE STATE BANK
68 North Plank Road, Newburgh, NY  12550

Application dated October 8, 2013, for permission to open and occupy a branch office at 8701 3rd Avenue, Borough of Brooklyn, City of New York 11209, received.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

From:
September 25, 2013 (MB-MBD)
Applicant(s)
Joseph Alan Panebianco
Matthew John Buckley
Ryan Peyton Kube
Nicholas Anthony Cettei
As: American Neighborhood Mortgage Acceptance Company, LLC
700 East Gate Drive, Suite 400, Mount Laurel, NJ 08054 3807

To:
October 4, 2013 (MB-MBD)
Applicant(s)
Joseph Alan Panebianco
Matthew John Buckley
Ryan Peyton Kube
Nicholas Anthony Cettei
As: American Neighborhood Mortgage
Acceptance Company, LLC DBA AnnieMac Home Mortgage
700 East Gate Drive, Suite 400, Mount Laurel, NJ 08054 3807

From:
June 19, 2012 (MB-MBD)
Applicant(s)
Lorne E. Becker
Paul Brian Sortino
As: Lakeview Funding Corp.
5302 Merrick Road, Massapequa, NY 11758 6206

To:
October 7, 2013 (MB-MBD)
Applicant(s)
Lorne E. Becker
Paul Brian Sortino
Maxine M. Sortino
As: Lakeview Funding Corp.
5302 Merrick Road, Massapequa, NY 11758 6206

From:
February 1, 2013 (MB-MBD)
Applicant(s)
Christopher R. Spaker
George W. Hamlin 
Frank H. Hamlin lll
Karen C. Serinis
Lawrence A. Heilbronner
Robert Sheridan
Canandaigua National Bank and Trust
As: Home Town Funding, Inc. d/b/a CNB Mortgage Company
63 Monroe Avenue, Suite A, Pittsford, NY 14534

To:
October 9, 2013 (MB-MBD)
Applicant(s)
Christopher R. Spaker
George W. Hamlin 
Frank H. Hamlin lll
Karen C. Serinis
Lawrence A. Heilbronner
Robert Sheridan
Helen Saxby
Canandaigua National Bank and Trust
Canandaigua National Corporation
As: Home Town Funding, Inc. d/b/a CNB Mortgage Company
63 Monroe Avenue, Suite A, Pittsford, NY 14534


Application to establish a Mortgage Broker's Branch received for examination:

October 09, 2013 (BR-MBD)
Full Service Branch
Right Trac Financial Group, Inc.
678 Troy Schenectady Road, Suite 206, Latham, NY 12110


Application to establish a Mortgage Banker's Branch received for examination:

October 08, 2013 (MB-MBD)
Full Service Branch
Cardinal Financial Company, LP
375 N. Stephanie Street, Suite 1911, Henderson, NV 89014

October 09, 2013 (MB-MBD)
Full Service Branch
Nationwide Equities Corporation
2201 Midway Road, Suite 108F, Carrollton, TX 75006


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent’s Regulations for a control interest:

October 9, 2013 (MB-MBD)
Applicant(s)
John Clifton Sites, Jr.
To acquire a direct interest in Reliance Control LLC,  and indirect interest in
Reliance First Capital, LLC
201 Old Country Road, Suite 205 Melville, NY 11747


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

June 6, 2013

759454

Michael Edward Matthews

Plano

TX

August 29, 2013

1094751

Edgar  Molineros

Bronx

NY

September 10, 2013

1087123

Taylor Michael Leonard

Detroit

MI


SECTION II

October 8, 2013 (CC-LFS)
257 SHERIDAN BLVD. CORP. D/B/A INWOOD SERVICES U/A/N BALDWIN EXPRESS  
1747 Grand Avenue, Baldwin, NY 11510

Licenses were issued to operate limited station casher of checks at:

  1. Mayfair Care Center Inc., at 100 Baldwin Road, Hempstead, NY 11550;
  2. Midway Nursing Home, at 69-95 Queens Midtown Expressway, Maspeth, NY 11378;
  3. Fulton Common Care Center, at 60 Merrick Avenue, East Meadow, NY 11554;
  4. Davis & Warshow, at 57-22 49th Street, Maspeth, NY 11378; and
  5. Bridge View Nursing Home, Inc., at 143-10 20th Avenue, Whitestone, NY 11357   

License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

October 07, 2013 (MB-MBD)
Full Service Branch
United Mortgage Corp. UAN NY Finest Funding
Additional DBA(S): United Global Group
490 Wheeler Road, Suite 185, Hauppauge, NY 11788


Certificate issued to engage in the business as a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law:

October 8, 2013 (MLS-MBD)
Gregory Funding LLC
9400 SW Beaverton-Hillsdale Hwy, Suite 131, Beaverton, OR 97005


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law withdrawn:

September 06, 2013 (MB)
Applicant(s)
Laura A. Ferraro
Jody M. Tobia
Jorge L. Ferrer
Somerset Hills Bank
Somerset Hills Bancorp.
As: Sullivan Financial Services Inc.
265 Main Street, Madison, NJ 07940 2208

September 19, 2013 (MB-MBD)
Applicant(s)
Steven Ray Horne
Matthew Cassell
Stephanie Nicole Prince Askew
Cesar Hernandez
Jason Spooner
James Bryan Gallagher
Wingspan Portfolio Holdings, Inc.
As: Wingspan Portfolio Advisors, LLC
4100 Midway Road, Suite 1110, Carrollton, TX 75007 1977


Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law withdrawn:

September 30, 2013 (MLS)
Applicant(s)
iGate Inc.
iGate Corporation
iGate Holding Corp.
Sunil Wadhwani
Ashok Kumar Trivedi
Phaneesh Murthy
Ram Santhanam Prasad
Suresh Kumar Kunnumal
Sujit Sircar
Mukund Srinath
As: iGate Global Solutions Limited
6528 Kaiser Drive, Fremont, CA  94555


License to engage in the business of a Mortgage Banker Branch surrendered:

October 08, 2013 (MB-MBD)
Full Service Branch
Cardinal Financial Company, LP
39 Avenue at the Commons, Suite 101, Shrewsbury, NJ 07702
Effective Date: October 07, 2013

October 08, 2013 (MB-MBD)
Full Service Branch
Cardinal Financial Company, LP
50 Harrison Street, Suite 310E, Hoboken, NJ 07030
Effective Date: October 07, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

October 08, 2013 (BR-MBD)
BMC Productions Mortgage Co.
424 Webster Avenue, New Rochelle, NY 10801 3224


Mortgage Banker License Name Changes:

October 07, 2013 (MB-MBD)
From: American Financial Resources, Inc.
To: American Financial Resources, Inc. D/B/A E-Lend


Mortgage Broker Certificate Address Changes:

October 03, 2013 (BR-MBD)
Mortgage Direct Inc.
From: 626 RXR Plaza, Room 701, Uniondale, NY 11556
To: 506W RXR Plaza, 5th Floor, Uniondale, NY 11556

October 03, 2013 (BR-MBD)
Cenmark Mortgage Company, Inc.
From: 1460 Route 9 North, Suite 205, Woodbridge, NJ 07095
To: 1316 Bound Brook Road, Suite 1B West, Middlesex, NJ 08846

October 03, 2013 (BR-MBD)
Queen City Funding Inc.
From: 2776 Eggert Road Left Side, Tonawanda, NY 14150
To: 1416 Sweet Home Road, Suite 9B, Amherst, NY 14228 2784


Mortgage Banker License Address Changes:

October 03, 2013 (MB-MBD)
NVR Mortgage Finance, Inc.
From: 121 Hillpointe Drive, Suite 100, Canonsburg, PA 15317
To: 555 Southpointe Boulevard, 3rd Floor, Canonsburg, PA 15317


Mortgage Banker Branch License Address Changes:

October 03, 2013 (MB-MBD)
Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(S): Presidents First Mortgage Bankers
Senior Funding Group
From: 3200 N.E. 14th Street, Suite 204, Pompano Beach, FL 33062
To: 101 Plaza Real South, Suite 215, Boca Raton, FL 33432


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

September 17, 2013

263797

Matthew  Woods

Trabuco Canyon

CA

Genpact Mortgage Services, Inc.

October 8, 2013

350865

Adetayo  Adeseye

Newark

DE

New Penn Financial, LLC

October 8, 2013

54677

Enrico  Abbondandolo

Glen Cove

NY

Affordable Financial Services Ltd.

October 8, 2013

1024256

Amanda Jill Smukler

Conshohochen

PA

Home Finance of America, Inc.

October 8, 2013

31920

Robert Charles Camp

Rochester

NY

Residential Home Funding Corp.


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