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Banking Division
Weekly Bulletin

November 15, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

November 13, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notice of intention to establish an electronic facility (automated teller machine) at Rutter's Farm Store, 714 West Main Street, Mechanicsburg, Cumberland County, PA 17055, received.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

November 13, 2013 (BR-MBD)
Applicant(s)
Frederic Abitbol
As: U.V.S. Inc. D/B/A Hypotec
6380 Wilshire Boulevard, Suite 1602, Los Angeles, CA 90048 5032


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

November 13, 2013 (MB-MBD)
Applicant(s)
UFG Holdings, LLC
To acquire interest in:
Urban Financial Group, Inc. D/B/A Reverse It!
8909 South Yale Avenue, Tulsa, OK 74137 3557


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

March 16, 2013

136120

Matthew Joseph Prizzi

Medford

NJ

July 18, 2013

984286

Anthony  Lasala

Chester

NJ

July 26, 2013

211074

Roy Edward Lewis

Marysville

IN

August 19, 2013

890700

Doug Andrew Garceau

Narragansett

RI

August 19, 2013

1023947

Joseph Brandon Tosto

Northville

MI

August 19, 2013

1087394

Paul  Rooney

White Plains

NY

August 19, 2013

802229

Amber Leigh Arwine

Chicago

IL

August 19, 2013

1011880

Joshua David Walker

Detroit

MI

August 19, 2013

1023035

Michael John Drake

Northville

MI

August 19, 2013

872191

Samuel Joseph Selker

South Euclid

OH

August 21, 2013

1037553

Erica Darlene Lorick

Detroit

MI

August 21, 2013

1011457

Nigel James Levy

Detroit

MI

August 28, 2013

107712

John Charles Bruno

Woolwich

NJ

September 9, 2013

4235

Marissa  Landrau-Pirazzi

Jamaica Plain

MA

September 12, 2013

1085606

Tzuchun  Chen

Flushing

NY

October 10, 2013

1094741

Robert W. Merkelbach

Merrick

NY

October 14, 2013

855567

David Edward Barry

South Kingtown

RI

October 15, 2013

1096923

Shawn Anthony Baxter

Novi

MI

October 15, 2013

991453

John  Colelli

Lyndhurst

NJ

October 16, 2013

1098408

Elric Corey Sherin

Brandon

FL

October 16, 2013

1030211

Jocelyn Burkhart Diehl

Columbia

MO

October 16, 2013

1098411

Brian  Rummell

Riverview

FL

October 17, 2013

826567

Kelly Marie Palac

Romulus

MI

October 17, 2013

861219

Michael Joseph Lollio

Redford

MI

October 17, 2013

1097305

Kyle James Mickelson-Carver

Detroit

MI

October 17, 2013

1096932

Steven Matthew Britz

Dearborn

MI


SECTION II

October 30, 2013 (sF-LFS)
AGRICREDIT ACCEPTANCE LLC
8001 Birchwood Ct., Johnston, Polk County, IA  50131

Application for a license to engage in business as a sales finance company was approved.


November 7, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Applicant notified in writing that no objection will be interposed to the establishment of electronic facilities (automated teller machines) at the following four locations:

(1) Sheetz Inc. Convenience Store, 107 Franklin Street, Slippery Rock, Butler County, PA 16057;
(2) Sheetz Inc. Convenience Store, 45 Muncy Creek Boulevard, Muncy Township, Lycoming County, PA 17758;
(3) Sheetz Inc. Convenience Store, 2807 Lafayette Boulevard, Fredericksburg, Spotsylvania County, VA 22408; and
(4) Sheetz Inc. Convenience Store, 10315 Cascade Crossing, Brooklyn, OH, Cuyahoga County, OH 44144.


November 8, 2013 (BK-CRB)
METROPOLITAN NATIONAL BANK
99 Park Avenue, 4th Floor, New York, NY 10016

Application, pursuant to Section 136 of the Banking Law, for conversion of Metropolitan National Bank from national to state charter, under the name Metropolitan Commercial Bank, approved.


November 8, 2013 (BK-CRB)
THE MAHOPAC NATIONAL BANK
1441 Route 22, Town of Southeast, NY 10509

Application, pursuant to Section 136 of the Banking Law, for the conversion from national to state charter under the name Mahopac Bank, approved.


November 8, 2013 (SL-CRB)
GOUVERNEUR SAVINGS AND LOAN ASSOCIATION
42 Church Street, Gouverneur, NY 13642

Application, pursuant to Section 412 of the Banking Law, for conversion of Gouverneur Savings and Loan Association from federal to state charter, under the name Gouverneur Savings and Loan Association, approved.


November 12, 2013 (BK-CRB)
EMPIRE STATE BANK
68 North Plank Road, Newburgh, NY  12550

Authorization issued to open and occupy a branch office at 8701 3rd Avenue, Borough of Brooklyn, City of New York 11209, on or after November 13, 2013.


November 12, 2013 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Approval given to change the location of branch office from 526 East Market Street, Leesburg, Loudoun County, VA 20176 to 341 East Market Street, Leesburg, Loudoun County, VA 20176, on or after November 13, 2013.


November 12, 2013 (TR-CRB)
FIVE STAR BANK
55 North Main Street, Warsaw, NY 14569

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 6599 Route 219, Town of Ellicottville, Cattaraugus County, NY 14731.

November 12, 2013 (MI-CRB)
SUSSEX BANK
399 Route 23, Franklin, NJ 07416

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 65-67 Main Street, Warwick, Orange County, NY 10990, will not result in a significant reduction of banking services in the community to be affected.


November 13, 2013 (TR-CRB)
FIVE STAR BANK
55 North Main Street, Warsaw, NY 14569

Authorizations granting permission to open and occupy branch offices at the following two locations, surrendered for cancellation:

(1) 6948 Cato Street, Pavilion, Town of Pavilion, Genesee County, NY 14525; and
(2) 4222 Route 98, North Java, Town of Java, Wyoming County, NY 14113.

Offices discontinued as of October 31, 2013.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

November 12, 2013 (BR-MBD)
Empire NY Funding LLC
136-56 39th Avenue, Suite 406, Flushing, NY 11354 5508

November 12, 2013 (BR-MBD)
ISGN Solutions, Inc.
2330 Commerce Park Drive NE, Suite 2, Palm Bay, FL 32905 7721

November 12, 2013 (BR-MBD)
Full Beaker, Inc.
200 112th Avenue NE, Suite 205, Bellevue, WA 98004 5812


Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

November 13, 2013 (BR-MBD)
Full Service Branch
ISGN Solutions, Inc.
31 Inwood Road, Rocky Hill, CT 06067


License to engage in the business of a Mortgage Banker Branch surrendered:

November 08, 2013 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. D/B/A RHF Wholesale
44 West Ferris Street, Suite E, East Brunswick, NJ 08816
Effective Date: November 06, 2013

November 08, 2013 (MB-MBD)
Full Service Branch
Residential Home Funding Corp. D/B/A RHF Wholesale

157 Broad Street, Suite 204, Red Bank, NJ 07701
Effective Date: November 06, 2013


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

November 08, 2013 (BR-MBD)
Overall Mortgage Corp.
1438 42nd Street, Lower Level, Brooklyn, NY 11219

November 08, 2013 (BR-MBD)
Braccio Inc. D/B/A The Mortgage Forum
2809 Lindenmere Drive, Merrick, NY 11566

November 08, 2013 (BR-MBD)
At Home Mortgage Corp.
127 Maple Boulevard, Long Beach, NY 11561 3816


Mortgage Broker Branch Certificate Address Changes:

November 08, 2013 (BR-MBD)
Charles Martin Mortgage L.L.C.
From: 72 Madsen Avenue, Staten Island, NY 10309
To: 51 Outerbridge Avenue, Staten Island, NY 10309


The following licensed mortgage banker has entered into a Settlement Agreement with the Department in lieu of a hearing for a fine or revocation of its mortgage banker license, to settle the violation of Section 1301(a) of the New York Business Corporation Law.  The Licensee conducted mortgage activities in connection with properties located in New York during the period when its authority to conduct business in New York was terminated.  Furthermore, the Licensee failed to notify the Department of the termination of its corporate authority in New York in violation of Supervisory Procedure MB 101.1(c)(1). The Settlement Agreement terms and conditions include a fine of $5,000.  

November 7, 2013 (BK-MBD)
Mortgage Master, Inc.   
102 Elm Street, Walpole, MA 0208