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Banking Division
Weekly Bulletin

December 13, 2013

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

November 14, 2013 (BP-LFS)
CLEARPOINT FINANCIAL SOLUTIONS, INC.
8000 Franklin Farms Drive, Richmond, Henrico County,VA 23229

Notification received for a change of a branch location to 6070 Six Forks Road, Suite D, Raleigh, Wake County, NC 27609 from 6060-B Six Forks Road, Raleigh, Wake County, NC 27609.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


December 9, 2013 (CC-LFS)
CHECKCHANGERS NEW YORK , LLC
8405 – 20th Avenue, Brooklyn, NY  11214

Applications were received for licenses to engage in business as a licensed casher of checks in connection with the purchase of certain assets of CheckSpring Financial Services, Inc. at the following locations:

  1. 615 Livonia Avenue, Brooklyn, NY 11207
  2. 348 Liberty Avenue, Brooklyn, NY 11207

The publication of receipt of these applications does not indicate that the applications are deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or objections should be submitted in writing, within ten business days, by December 30, 2013.


December 10, 2013 (FB-FWB)
HYPOTHEKENBANK FRANKFURT AG
Eschborn, Germany

Notice pursuant to Section 605.11 of the Banking Law of the intention to voluntarily close its New York branch located at 1301 Avenue of the Americas, New York, New York 10019, received.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

December 11, 2013 (MB-MBD)
Applicant(s)
Rantideo J. Parikh
Nishith R. Parikh
Viral Mistry
As: Kwik Mortgage Corporation
One Cragwood Road, Suite 103A, South Plainfield, NJ 07080 2416


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:

December 11, 2013 (MB-MBD)
From: Applicant(s)
Jeremy Edward Sopko
William Lee Osborne, Jr.
Justin William Sopko
As: NLC of Ohio In Lieu of True Name Nations Lending Corporation
7029 Pearl Road, Suite 300, Middleburg Heights, OH 44130

To:
December 06, 2013 (MB-MBD)
Applicant(s)
Jeremy Edward Sopko
William Lee Osborne, Jr.
Justin William Sopko
As: NLC of Ohio In Lieu of True Name Nations Lending Corporation
4 Summit Park Drive, Suite 200, Independence, OH 44131 2583


Application to establish a Mortgage Broker’s Branch received for examination:

December 11, 2013 (BR-MBD)
Full Service Branch
A.S.A.P. Mortgage Corp.
914 McLean Avenue, Store 1, Yonkers, NY  10704


Mortgage Banker License Name Change Received:

December 11, 2013 (MB-MBD)
From: New Day Financial, LLC

To: New Day Financial, LLC D/B/A New Day USA

December 11, 2013 (MB-MBD)
From: New Penn Financial, LLC

To: New Penn Financial, LLC D/B/A Rate 30


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

December 06, 2013 (MB-MBD)
Applicant(s)
Marie Joan Maita
To acquire interest in:
NJ Lenders Corp. d/b/a Home Owners Mortgage Express
Additional DBA(S): Coastal Lenders
Silver Bay Lending
219 Paterson Avenue, Little Falls, NJ 07424


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

February 12, 2013

109372

Ian Barry Sandler

Baltimore

MD

August 2, 2013

18412

John Gordon Hart

Nolensville

TN

August 8, 2013

29944

Jason Robert Leibowitz

Shamong

NJ

August 13, 2013

301627

Joseph Anthony Anselmo

Morganville

NJ

August 16, 2013

1079868

Giovanni Scott Acosta

Brooklyn

NY

August 21, 2013

1029193

Stephen Breslin Pennington

Columbia

MO

August 21, 2013

18413

Samuel Norwood Adams

Murfreesboro

TN

August 22, 2013

121774

Drew Michael Becker

Franklin

TN

August 22, 2013

144845

Jeffrey Kelly Bonte

Nashville

TN

August 22, 2013

18432

Addam Scott Pence

Nashville

TN

August 23, 2013

186451

Bryan Anthony Scott

Nashville

TN

August 23, 2013

259072

Johnny D'Wayne Roscoe

Franklin

TN

August 27, 2013

148121

Matthew Charles Fisher

Spring Hill

TN

August 28, 2013

1033824

Timothy Michael Engelhardt

Little Elm

TX

August 28, 2013

1051035

Gregory Travis Franks

Little Elm

TX

August 28, 2013

1049074

Sean Frederick Gremmer

Prosper

TX

August 30, 2013

285259

Steven Kyle Franklin

Nashville

TN

September 9, 2013

58184

Stuart  Warsawsky

Lawrence

NY

September 10, 2013

1081069

Alex Taylor Bradley

Irvine

CA

September 10, 2013

1081048

Alejandro  Macias

Placentia

CA

September 12, 2013

1080905

Jonathan James Morris

Costa Mesa

CA

September 12, 2013

1080934

Pante-A Nilchian Reza

Tustin

CA

September 12, 2013

1080928

Joseph Daniel Ellis

Aliso Veijo

CA

September 12, 2013

1080918

Craig Bernard Feinberg

Lakewood

CA

September 12, 2013

1080937

Lindsey Marie Floth

Costa Mesa

CA

September 12, 2013

1080964

Robert Brian Vaughn

Costa Mesa

CA

September 12, 2013

894223

Michael Bokdol Kim

Whittier

CA

September 12, 2013

1080950

Patrick Douglas Simon

Huntington Beach

CA

September 16, 2013

621519

Shervin  Razmzan

Carrollton

TX

September 23, 2013

298410

Aaron David Foster

Columbia

MO

October 14, 2013

321526

Fred Wayne Scott

Brentwood

TN

October 14, 2013

18426

Jason Michael Barto

Spring Hill

TN

October 24, 2013

540383

Wesley Lewis Williams

Dallas

TX

October 24, 2013

1104913

David Houston Hall

Little Elm

TX

October 24, 2013

1022725

Jamal Emerson Murad

Carrollton

TX

October 24, 2013

1104929

Bruce Madi Lam

Dallas

TX

October 24, 2013

973418

Kyle Colby Cohen

Euless

TX

October 24, 2013

1104966

Tyler Howard Salmon

Lewisville

TX

October 24, 2013

998288

Lauren Ashley Mccain

Dallas

TX

October 24, 2013

1104910

Anthony Michael Butorac

Irving

TX

October 24, 2013

1104924

Kristopher Michael Kirn

Dallas

TX

November 6, 2013

1067212

Crystal Marie Criticos

Rochester

NY

November 11, 2013

1049950

Reggie John Habas

Columbia

MO

November 19, 2013

481563

Brian J Marchand

Albany

NY

November 19, 2013

1107292

Sharon Gerri Miller

Shelby Township

MI

November 20, 2013

934335

Robert A Klein

White Plains

NY

November 20, 2013

1117289

Brian Christian Griffey

Brunswick

OH

November 20, 2013

86582

Todd Kenneth Andrews

Charlotte

NC

November 20, 2013

85671

Benjamin Ryan Schott

Hunterville

NC

November 20, 2013

1097008

Daniel Richard El-Haddad

Livonia

MI

November 20, 2013

1107388

Ali Moussa Soueidan

Dearborn Heights

MI

November 20, 2013

1107185

Ariel Stephen Wilson

Cleveland

OH

November 20, 2013

976450

Daniel Colin Kelley

Columbia

MO

November 21, 2013

1107169

Michael John Pakenham

North Canton

OH

November 21, 2013

1117547

Rodney Raymond Scarvelli

Strongsville

OH

November 21, 2013

1087196

Vincent Lamar Metcalfe

Detroit

MI

November 25, 2013

68075

Robert J Campbell

Clifton Park

NY

November 25, 2013

1117619

Jeremy Gerard Bednarz-Gray

Detroit

MI

November 25, 2013

1117171

Taylor Alexandra-Lundell Brown

Cleveland Heights

OH

November 26, 2013

923816

Ryan Michael Golden

Charlotte

NC

November 26, 2013

1107723

Ronald Ray Hobbs

Southfield

MI

November 27, 2013

1049845

Tyler Jordan Marsh

Scottsdale

AZ

November 27, 2013

27590

Marlon Kendall May

Pontiac

MI


SECTION II

November 21, 2013 (PF-LFS)
IPFS CORPORATION U/A/N PREMIUM FINANCING SPECIALISTS AND IMPERIAL CREDIT
1055 Broadway, 11th Floor, Kansas City, MO 64105

No objection issued to the notification of a change of branch location from 777 South Figueroa Street, Suite 350, Los Angeles CA 90017 to 777 South Figueroa Street, Suite 300, Los Angeles, CA 90017.


December 11, 2013 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

Authorizations issued to open and occupy branch offices at the following five locations, on or after December 12, 2013:

  1. 97-77 Queens Boulevard, Rego Park, Borough of Queens, City of New York 11374;
  2. 41-60 Main Street, Flushing, Borough of Queens, City of New York 11355;
  3. 38-07 Junction Boulevard, Corona, Borough of Queens, City of New York 11368;
  4. 57-32 Myrtle Avenue, Ridgewood, Borough of Queens, City of New York 11385; and
  5. 116-13 Liberty Avenue, South Richmond Hill, Borough of Queens, City of New York 11419.

(These locations are to be acquired from New York Commercial Bank, Islandia, New York.)


Certificate issued to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

December 06, 2013 (MLS-MBD)
Applicant(s)
Conrad David Vasquez
Robert Andrew Harris
Robert Paul Maglio
Eugene Albert Gorab
First Madison Services, LLC
Clayton Services, LLC
Clayton Holdings, LLC
Cobra Green LLC
As: Quantum Servicing Corporation
6302 E. Martin Luther King Boulevard, Suite 300, Tampa, FL 33619


Certificate issued to engage in the business as a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law:

December 09, 2013 (MLS-MBD)
Green Tree Servicing LLC
1400 Landmark Towers, 345 St. Peter Street, St. Paul, MN 55102


License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law:

December 11, 2013 (MB-MBD)
American Neighborhood Mortgage Acceptance Company, LLC DBA
AnnieMac Home Mortgage
700 East Gate Drive, Suite 400, Mount Laurel, NJ 08054 3807


Certificate issued to engage in the business as a Mortgage Loan Servicer Branch under Article 12-D of the New York State Banking Law:

December 09, 2013 (MLS-MBD)
Full Service Branch
Green Tree Servicing LLC
7360 South Kyrene Road, Tempe, AZ 85283

December 09, 2013 (MLS-MBD)
Full Service Branch
Green Tree Servicing LLC
1400 Turbine Drive, Rapid City, SD 57703

December 09, 2013 (MLS-MBD)
Full Service Branch
Green Tree Servicing LLC
33600 6th Avenue South, Suite 220, Federal Way, WA 98003

December 09, 2013 (MLS-MBD)
Full Service Branch
Green Tree Servicing LLC
Three Executive Park Drive, Bedford, NH 03110-6919

December 09, 2013 (MLS-MBD)
Full Service Branch
Green Tree Servicing LLC
4250 North Freeway, Fort Worth, TX 76137


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

December 09, 2013 (MB-MBD)
Full Service Branch
MLD Mortgage Inc. D/B/A The Money Store
Additional DBA(S): Mortgage Lending Direct
301 North Broadway, Suite 202, Jericho, NY 11753

December 09, 2013 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
4400 North Federal Highway, Suite 130, Boca Raton, FL 33431

December 09, 2013 (MB-MBD)
Full Service Branch
Syracuse Securities, Inc.
120 Sheldon Avenue, Oswego, NY 13126

December 09, 2013 (MB-MBD)
Full Service Branch
Syracuse Securities, Inc.
4902 West Genesee Street, Syracuse, NY 13219


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

December 06, 2013 (BR-MBD)
Full Service Branch
Flagship Financial Group, LLC
384 South 400 West, Suite 100, Lindon, UT 84042
Effective Date: December 05, 2013


License to engage in the business of a Mortgage Banker Branch surrendered:

December 05, 2013 (MB-MBD)
Full Service Branch
Freedom Mortgage Corporation d/b/a Jefferson Home Mortgage and Loan
2517 Highway 35, Building B, Suite 103-104, Manasquan, NJ 08736
Effective Date: November 21, 2013


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

December 09, 2013 (BR-MBD)
LP Mortgage Solutions, Inc.
83-07 54th Avenue, 2nd Floor, Elmhurst, NY 11373 4713
Effective Date: November 08, 2013


Mortgage Broker Certificate Address Changes:

December 09, 2013 (BR-MBD)
Coral Mortgage Bankers Corp. D/B/A Coral Mortgage
From: 240 Grand Avenue, Englewood, NJ 07631
To: One University Plaza, Suite 412, Hackensack, NJ 07601 6204

December 11, 2013 (BR-MBD)
Richland Equity Resources Corp. D/B/A The Richland Group
From: 551 Fifth Avenue, Suite 1620, New York, NY 10176
To: 420 Lexington Avenue, Suite 300, New York, NY 10170 0399


Mortgage Banker License Address Changes:

December 09, 2013 (MB-MBD)
Live Well Financial, Inc.
From: 1 Capitol Square, 830 East Main Street, Suite 1000, Richmond, VA 23219
To: 1011 Boulder Springs Drive, Suite 420, Richmond, VA 23225 4950

December 11, 2013 (MB-MBD)
Powerhouse Solutions, Inc.
From: 185 Great Neck Road, 2nd Floor, Great Neck, NY 11021
To: 1010 Northern Boulevard, Suite 234, Great Neck, NY 11021 5320


Mortgage Broker Branch Certificate Address Changes:

December 09, 2013 (BR-MBD)
Mortgage One, Inc.
From: 1065 Old Country Road, Suite 215, Westbury, NY 11590
To: One Huntington Quadrangle, Suite 2C15, Melville, NY 11747


Approvals issued to engage in th, Suite 100, Brooklyn, NY 11236
Effective Date: November 27, 2013 e business of mortgage loan origination under Article 12-E of the New York State Banking Law
.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

April 15, 2011

293562

David Anthony Livolsi

Sterling Heights

MI

One Reverse Mortgage, LLC

December 11, 2013

36934

James Richard Payor

Atlantic Highlands

NJ

Greenway Mortgage Funding Corp.