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New York State Department of Financial Services

Banking Division
Weekly Bulletin

February 14, 2014

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

February 10, 2014 (BR-MBD)
Applicant(s)
Jared C. Martin
Christopher M. Swartz
As: Keystone Funding Inc.
206 West State Street, Suite 200, Media, PA 19063 3113


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination:

February 10, 2014 (MB-MBD)
Applicant(s)
Roy Chester Johnson
Annie Lois Johnson
Linda Diane Weir
As: United Security Financial Corp
930 East 6600 South, Murray, UT 84121 2445


Application to establish a Mortgage Banker's Branch received for examination:

February 12, 2014 (MB-MBD)
Full Service Branch
Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC
8650 Freeport Parkway, Suite 130, Irving, TX 75063

February 12, 2014 (MB-MBD)
Full Service Branch
Mortgage Enterprise, Ltd.
92-11 Roosevelt Avenue, 2nd Floor, Jackson Heights, NY 11372

February 12, 2014 (MB-MBD)
Full Service Branch
loanDepot.com, LLC
14000 North Pima Road, Suite 150, Scottsdale, AZ 85260


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

July 10, 2012

8877

Brian Michael Anton

Marlton

NJ

November 20, 2013

137999

Wayne Anthony Murray

Brooklyn

NY

November 25, 2013

923616

Michael Antero Alhava

Forest Hills

NY

November 26, 2013

157742

Sean Rock Hinkle

Howell

MI

December 3, 2013

63106

Michael A Gaggi

Monroe

NY

December 4, 2013

823774

Justin Aaron Napier

Columbia

MO

December 4, 2013

1080316

Chandra Hope Heartland

Columbia

MO

December 4, 2013

1119790

Joseph John Narron

Columbia

MO

December 12, 2013

56394

Robert A Brady

Port Washington

NY

December 23, 2013

66220

Albert Thomas Hutson

Saratoga Springs

NY

January 7, 2014

455829

Ioannis John Lagoudis

Williston Park

NY

January 9, 2014

403744

Venus Andria Florio

Brooklyn

NY

January 9, 2014

186350

Khosrow D Ghazi

Mastic

NY

January 13, 2014

1065170

Kelly Marie Dupre

Foothill Ranch

CA

January 14, 2014

1059670

Andrew J Saxby

Fairport

NY

January 15, 2014

184615

Gina Diane Ladalski

Indianapolis

IN

January 15, 2014

1051400

Holly Lynn Bittner

Plano

TX

January 15, 2014

883841

Holli Renae Casanzio

Williamson

NY

January 16, 2014

1127821

Michael Anthony Umin

Monroe

MI

January 17, 2014

477951

Wayne Wei-En Lee

Irvine

CA

January 17, 2014

404180

Kimberly Kull Chizuk

Victor

NY

January 17, 2014

40392

Zack  Atakishiyev

Commerce Twp.

MI


SECTION II

January 14, 2014 (TM-LFS)
METAVANTE PAYMENT SERVICES, LLC
4900 W. Brown Deer Road, Milwaukee, WI 53223

Application for a license to engage in business as a transmitter of money approved.


January 30, 2014 (TM-LFS)
SONALI EXCHANGE COMPANY, INC.
336 East 45th Street, 8th Floor, New York, NY 10017

A money transmitter license was issued to Sonali Exchange Company, Inc. in connection with its change of headquarters location from 211 East 43rd Street, Suite 1503, New York, NY 10017 to 336 East 45th Street, 8th Floor, New York, NY 10017.

In connection with the above license issuance, the money transmitter license for 221 East 43rd Street, Suite 1503, New York, NY 10017 was surrendered.


February 11, 2014 (BP-LFS)
CLEARPOINT FINANCIAL SOLUTIONS, INC., U/A/N  CLEARPOINT CREDIT COUNSELING SOLUTIONS
8000 Franklin Farms Dr., Richmond County, Richmond, VA 23229-5004

A license was issued to operate a budget planner branch office at:

225 Franklin Street – 26th Floor, Suite 2672, Boston, Suffolk County, MA 02110.


February 11, 2014 (BK-CRB)
SIGNATURE BANK
565 Fifth Avenue, New York, NY 10017

Approval given to change the location of branch office from 279 Sunrise Highway, Rockville Centre, Nassau County, NY 11570 to 53 North Park Avenue, Rockville Centre, Nassau County, NY 11570, on or after February 12, 2014.


February 11, 2014 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Applicant notified in writing that no objection will be interposed to the establishment of electronic facilities (automated teller machines) at the following three locations:

  1. Shoppers Food & Pharmacy, 5722 Ritchie Highway, Brooklyn, Anne Arundel County, MD 21225;
  2. Shoppers Food & Pharmacy, 1200 Eastern Boulevard, Essex, Baltimore County, MD 21221; and
  3. Shoppers Food & Pharmacy, 1955 East Joppa Road, Parkville, Baltimore County, MD 21234.

February 11, 2014 (CC–LFS)
METROTECH CHECK CASHING SERVICE, INC.  
397 Bridge Street, Brooklyn, NY 11201      

A license was issued in connection with the relocation of main office of the above captioned licensed casher of checks to 397 Bridge Street, Brooklyn, NY 11201.          

In connection with the above license issuance, the original check casher license at 168-05 Union Turnpike, Flushing, NY 11366 was surrendered.


February 12, 2014 (TR-CRB)
FIVE STAR BANK
55 North Main Street, Warsaw, NY 14569

Authorization granting permission to open and occupy a branch office in Tops Supermarket, 390 West Main Street, Batavia, Genesee County, NY 14020, surrendered for cancellation.

Office discontinued as of January 31, 2014.


February 12, 2014 (BK-CRB)
NEW YORK COMMERCIAL BANK
One Suffolk Square, Islandia, NY 11749

Authorizations granting permission to open and occupy branch offices at the following five locations, surrendered for cancellation:

  1. 97-77 Queens Boulevard, Rego Park, Borough of Queens, City of New York 11374;
  2. 41-60 Main Street, Flushing, Borough of Queens, City of New York 11355;
  3. 38-07 Junction Boulevard, Corona, Borough of Queens, City of New York 11368;
  4. 57-32 Myrtle Avenue, Ridgewood, Borough of Queens, City of New York 11385; and
  5. 116-13 Liberty Avenue, South Richmond Hill, Borough of Queens, City of New York 11419.

Offices discontinued as of January 31, 2014.  (These locations are now branches of New York Community Bank, Flushing, New York.)


February 12, 2014 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to Continue Business, approved and filed.


License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law:

February 12, 2014 (MB-MBD)
Maverick Funding Corp.
9 Entin Road, Suite 200, Parsippany, NJ 07054 5000


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

February 12, 2014 (MB-MBD)
Full Service Branch
Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC
61 South Paramus Road, Suite 375, Paramus, NJ 07652

February 12, 2014 (MB-MBD)
Maverick Funding Corp.
1140 Parsippany Boulevard, 2nd Floor, Parsippany, NJ  07054

February 12, 2014 (MB-MBD)
Maverick Funding Corp.
300 Centerville Road, The Summit West, Suite 102, Warwick, RI  02886

February 12, 2014 (MB-MBD)
Maverick Funding Corp.
66 Painters Mill Road, Suite 202, Owings Mills, MD  21117


Application to engage in the business of a Mortgage Banker branch under Article 12-D of the New York State Banking Law withdrawn:

February 12, 2014 (MB-MBD)
Full Service Branch
SunTrust Mortgage, Inc.
300 North Martingale Road, Suite 210, Schaumburg, IL 60173

February 12, 2014 (MB-MBD)
Full Service Branch
SunTrust Mortgage, Inc.
10700 Sikes Place, Charlotte, NC 28277


Certificate to engage in the business of a Mortgage Broker surrendered:

February 10, 2014 (BR-MBD)
Amsterdam Mortgage Corp.
215-45 Jamaica Avenue, Queens Village, NY 11428 1736
Effective Date: January 28, 2014


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

February 06, 2014 (BR-MBD)
Money Market Mortgage, LLC
1343 Sullivan Avenue, 2nd Floor, South Windsor, CT 07074 2714

February 10, 2014 (BR-MBD)
Braccio Inc. D/B/A The Mortgage Forum
2809 Lindenmere Drive, Merrick, NY 11566


Mortgage Banker Branch License Address Changes:

February 12, 2014 (MB-MBD)
Residential Home Funding Corp. D/B/A RHF Wholesale
From: 64 Division Avenue, Suite LL7, Levittown, NY 11756
To: 64 Division Avenue, Suite 216, Levittown, NY 11756

February 12, 2014 (MB-MBD)
US Mortgage Corporation
From: 4350 Hylan Boulevard, First Floor Rear, Staten Island, NY 10312
To: 1110 South Avenue, Suite 71, Staten Island, NY 10314

February 12, 2014 (MB-MBD)
Residential Home Funding Corp. D/B/A RHF Wholesale
From: 147-17 Union Turnpike, Bottom Floor, Suite 201, Flushing, NY 11367
To: 112-19 Liberty Avenue, 2nd Floor, Richmond Hill, NY 11419


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

February 3, 2014

998668

Daniel Christopher Baus

Cleveland

OH

Quicken Loans Inc.

February 6, 2014

1107328

Patrick James Pawlak

Clawson

MI

Quicken Loans Inc.

February 6, 2014

143996

William  Fort

Bayonne

NJ

First Alliance Home Mortgage, LLC

February 6, 2014

1097469

Tori Marie Ritchie

Waterford

MI

Quicken Loans Inc.

February 6, 2014

30960

Kevin  Kuechler

Needham

MA

Guaranteed Rate, Inc.

February 6, 2014

1080950

Patrick Douglas Simon

Huntington Beach

CA

loanDepot.com, LLC

February 6, 2014

156446

Scott Jamison Galbraith

Charlotte

NC

RoundPoint Mortgage Company

February 6, 2014

1108349

Michael Christian Minjock

Seven Hills

OH

Quicken Loans Inc.

February 6, 2014

1069409

Melissa Michelle Gruner

Long Beach

CA

American Advisors Group

February 6, 2014

1023032

Renee Elizabeth Delia

Rochester Hills

MI

Quicken Loans Inc.

February 6, 2014

1080905

Jonathan James Morris

Costa Mesa

CA

loanDepot.com, LLC

February 6, 2014

1123063

Jason Myles Muir

Orange

CA

loanDepot.com, LLC

February 6, 2014

1097518

Paul Richard Stephens

Macomb

MI

Quicken Loans Inc.

February 6, 2014

143490

Adrian Marbury Grove

Irving

TX

Nationstar Mortgage LLC

February 6, 2014

1037843

Ashley Victoria Beutner

Garden City

MI

One Reverse Mortgage, LLC

February 6, 2014

1112018

Matthew  Ademola

Philadelphia

PA

Residential Home Funding Corp.

February 6, 2014

1080934

Pante-A Nilchian Reza

Tustin

CA

loanDepot.com, LLC

February 6, 2014

1037782

David J Herbst

Farmingdale

NY

Residential Home Funding Corp.

February 6, 2014

1087608

Firas Ahmed Zeidan

Dearborn Heights

MI

Quicken Loans Inc.

February 6, 2014

1023916

Cory Harris Sheena

Detroit

MI

Quicken Loans Inc.

February 6, 2014

1023665

Mary Nugent Mccarthy

Oak Park

MI

Quicken Loans Inc.

February 6, 2014

1107541

Emmanuel  Velazquez

Detroit

MI

Quicken Loans Inc.

February 6, 2014

1087317

Karlee Rae Pilarski

Grosse Pointe Park

MI

Quicken Loans Inc.

February 6, 2014

970527

Kenneth Joseph Michin Jr

Warwick

RI

Embrace Home Loans, Inc.

February 6, 2014

1080937

Lindsey Marie Floth

Costa Mesa

CA

loanDepot.com, LLC

February 6, 2014

1015182

Kyle Morgan O'Brien

Trabuco Canyon

CA

loanDepot.com, LLC

February 6, 2014

1025872

Jonathan Arthur Hahn

Indianapolis

IN

Royal United Mortgage LLC

February 6, 2014

847909

Lauren Elizabeth Leonbruno

Scottsdale

AZ

Quicken Loans Inc.

February 6, 2014

1123095

Tamber Tilly Miller

Huntington Beach

CA

loanDepot.com, LLC

February 6, 2014

379507

Edgar  Montes

Irving

TX

Nationstar Mortgage LLC

February 6, 2014

1094741

Robert W. Merkelbach

Merrick

NY

MCS Mortgage Bankers, Inc.

February 6, 2014

1068399

Eric Jason Attina

Deer Park

NY

United Mortgage Corp.

February 6, 2014

1108348

Sean Christopher Wenn

Royal Oak

MI

Quicken Loans Inc.

February 6, 2014

275611

Mohammad  Attiyah

Edison

NJ

First Alliance Home Mortgage, LLC

February 6, 2014

1097975

Kristopher Warren Wirth

Eastpointe

MI

Quicken Loans Inc.

February 6, 2014

872138

William Blake Eager Iv

Taylor

MI

Quicken Loans Inc.

February 6, 2014

110634

Todd  Stampp

Woodbury

CT

Prysma Lending Group, LLC

February 6, 2014

1066212

Pete  Torres

Livonia

MI

Quicken Loans Inc.

February 6, 2014

128271

Jason Scott Kubat

Babylon

NY

Franklin First Financial, Ltd.

February 6, 2014

1097305

Kyle James Mickelson-Carver

Detroit

MI

Quicken Loans Inc.

February 6, 2014

33630

Crystal Bree Behrens

Scottsdale

AZ

Quicken Loans Inc.

February 6, 2014

1081048

Alejandro  Macias

Placentia

CA

loanDepot.com, LLC

February 6, 2014

1107778

Mark Andrew Simmons

Waterford

MI

One Reverse Mortgage, LLC

February 6, 2014

1108034

Megan Diane Satterly

Columbia

MO

Mortgage Research Center, LLC

 


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