Skip to Content

New York State Department of Financial Services

Banking Division
Weekly Bulletin

May 2, 2014

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

April 25, 2014 (TR-CRB)
HABIB AMERICAN BANK
99 Madison Avenue, New York, NY  10016

Application dated April 24, 2014, for permission to change temporarily the location of branch office from 74-05/07 37th Avenue, Jackson Heights, Borough of Queens, City of New York 11372 to 74‑22 37th Avenue, Jackson Heights, Borough of Queens, City of New York 11372, received.  (Limited services will be provided at the temporary location.)


April 30, 2014 (CC-LFS)
PLS CHECK CASHERS OF NEW YORK, INC.
40-35 Junction Blvd, Corona, NY 11368

Applications for a license to engage in business as a licensed casher of checks were received in connection with the purchase of certain assets of CashZone Financial Services, Inc. at the following locations:

  1. 416 East 149th Street, Bronx 10455
  2. 827-829 Avenue of the Americas, New York, NY 10001
  3. 140 West 36th Street, New York, NY 10018
  4. 40 East 33rd Street, New York, NY 10016
  5. 37 West 43rd Street, New York, NY 10036
  6. 140 West 55th Street, New York, NY 10019
  7. 11 West 46th Street, New York, NY 10036
  8. 365 7th Avenue, New York, NY 10001
  9. 90-79 Sutpin Blvd, Jamaica, NY 11435

The publication of receipt of these applications does not indicate that the applications are deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any comments or objections should be submitted in writing, within 10 business days, by May 16, 2014.


May 2, 2014 (PF-LFS)
AON BERMUDA HOLDING COMPANY LIMITED AND AON US & INTERNATIONAL HOLDINGS LIMITED
c/o Appleby Services (Bermuda) Limited, Canon’s Court, 22 Victoria Street, Hamilton, Bermuda and
8 Devonshire Square, London, England EC2M 4PL

Application received for a change of control.  Aon Bermuda Holding Company Limited and Aon US & International Holdings Limited, newly created holding companies, are acquiring 100% indirect ownership of licensee Aon Premium Finance, LLC located at 200 East Randolph Street, Chicago, Illinois 60601.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

April 24, 2014 (BR-MBD)
Applicant(s)
Anthony C. Donato
As: Ownit, LLC
180 East Main Street, Suite 308, Smithtown, NY 11787 2811


Mortgage Broker Certificate Name Change Received:

April 25, 2014 (BR-MBD)
From: MDE Funding Limited Liability Company In Lieu of True Name
MDE Home Loans Limited Liability Company

To: MDE Funding, LLC In Lieu of True Name
MDE Home Loans, LLC


Mortgage Banker License Name Change Received:

April 25, 2014 (MB-MBD)
From: Jet Direct Funding Corp. D/B/A Jet Direct Mortgage

To: Jet Direct Funding Corp. D/B/A Jet Direct Mortgage
Additional DBA(s) Senior Reverse Network


Mortgage Banker License Name Change Received:

April 25, 2014 (MB-MBD)
From: Real Estate Mortgage Network, Inc. D/B/A Menlo Park Funding

To: Homebridge Financial Services, Inc. D/B/A Menlo Park Funding

Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must  also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

December 21, 2012

983441

Elizabeth Marie Mason

Maineville

OH

January 8, 2014

138410

Robert  Marnell

Flemington

NJ

January 9, 2014

63737

Nicole  Mccarthy

Hoboken

NJ

January 10, 2014

404287

Patrick Michael Avram

Syosset

NY

January 21, 2014

209446

Nicholas  Agnone

Hicksville

NY

February 14, 2014

847035

Richard John Hearn

Marlton

NJ

February 25, 2014

292780

Chet  Davis

New York

NY

February 28, 2014

270230

Tina Susan Dixon-Smith

Lake Worth

FL

March 17, 2014

1132842

Frank  Marabeti

Whitestone

NY

March 26, 2014

37291

Glenn Anthony Lombardo

West Islip

NY


SECTION II

April 3, 2014 (SF-LFS)
TD AUTO FINANCE LLC
27777 Inkster Road, Farmington Hills, MI 48334-5326

A branch license was issued to engage in the business of a sales finance company at 4600 Touchton Road, Building 200, Suite 400, Jacksonville, Duval County, FL 32246


April 22, 2014 (SF-LFS)
GATEWAY ONE LENDING & FINANCE, LLC
160 N. Riverview Drive, Suite 100, Anaheim, CA 92808

A license was issued to engage in the business of a sales finance company at 3150 Brunswick Pike, Suite 320, Lawrenceville, NJ 60563.


April 25, 2014 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Authorizations granting permission to open and occupy branch offices at the following four locations, surrendered for cancellation:

  1. 2655 East Henrietta Road, Town of Henrietta, Monroe County, NY 14467;
  2. Tops Markets, 3955 Vineyard Drive, Dunkirk, Chautauqua County, NY 14048;
  3. 14060 Baltimore Boulevard, Laurel, Prince George’s County, MD 20707; and
  4. 6900 York Road, Baltimore, Baltimore County, MD 21212.

Offices discontinued as of April 18, 2014.


April 28, 2014 (FB-FWB)
HYPOTHEKENBANK FRANKFURT AG
Eschborn, Germany

Voluntary liquidation, pursuant to Section 605.11 of the Banking Law, of its New York branch located at 1301 Avenue of the Americas, New York, New York 10019, completed. License surrendered as of April 17, 2014.


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

April 29, 2014 (MB-MBD)
Full Service Branch
Advisors Mortgage Group, L.L.C.
42-40 Bell Boulevard, Suite 402, Bayside, NY 11361

April 29, 2014 (MB-MBD)
Full Service Branch
Advisors Mortgage Group, L.L.C.
1049 Broadway, Suite 4, 1st Floor, West Long Branch, NJ 07764

April 29, 2014 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
1450 Route 300, Suite 201, Newburgh, NY 12550

April 29, 2014 (MB-MBD)
Full Service Branch
Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
4 Valley Road, Suite 5A, Bronxville, NY 10701

April 29, 2014 (MB-MBD)
Full Service Branch
Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
1325 Route 55, Suite 1A, Lagrangeville, NY 12540

April 29, 2014 (MB-MBD)
Full Service Branch
Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
237 Mamaroneck Avenue, Suite 1A, White Plains, NY 10605

April 29, 2014 (MB-MBD)
Full Service Branch
Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
16 Elm Place, Suite 1A, Rye, NY 10580

April 29, 2014 (MB-MBD)
Full Service Branch
Silvermine Ventures, LLC D/B/A Thoroughbred Mortgage
703 Main Street, Suite 1A, Jefferson Valley, NY 10535


Certificate to engage in the business of a Mortgage Broker surrendered:

April 28, 2014 (BR-MBD)
First Rochester Mortgage Corp. D/B/A Uni-Source Funding
Additional DBA(S):
Centerpointe Mortgage
eastcap mortgage
2024 West Henrietta Road, Suite 2A, Rochester, NY 14623
Effective Date: April 11, 2014

April 28, 2014 (BR-MBD)
Fidelity Streamline Mortgage In Lieu of True Name Fidelity Mortgage Co., Inc.
17 Route 37 East, Toms River, NJ 08753
Effective Date: March 31, 2014


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

April 28, 2014 (BR-MBD)
Full Service Branch
First Rochester Mortgage Corp. D/B/A Uni-Source Funding
Additional DBA(S):
Centerpointe Mortgage
eastcap mortgage
130 Allens Creek Road, Rochester, NY 14618
Effective Date: April 11, 2014

April 28, 2014 (BR-MBD)
Full Service Branch
First Rochester Mortgage Corp. D/B/A Uni-Source Funding
Additional DBA(S):
Centerpointe Mortgage
eastcap mortgage
919 Winton Road South, Suite 210, Rochester, NY 14618
Effective Date: April 11, 2014


License to engage in the business of a Mortgage Banker Branch surrendered:

April 29, 2014 (MB-MBD)
Full Service Branch
NFM, Consultants In Lieu of True Name NFM, Inc.

521 Fellowship Road, Suite 140, Mount Laurel, NJ 08054
Effective Date: April 23, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
2025 Richmond Avenue, Suites 200 & 201, Staten Island, NY 10314
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
1466 Coney Island Avenue, Brooklyn, NY 11230
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
441 Route 306, Suite 1, Wesley Hills, NY 10952
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
95-20 63rd Road, Suite D, Rego Park, NY 11374
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
48 Bakertown Road, Suite 407, Monroe, NY 10950
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
590 Kennedy Boulevard, Suite 1B, Lakewood, NJ 08701
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
200 Broadhollow Road, Suite 306, Melville, NY 11747
Effective Date: April 25, 2014

April 30, 2014 (MB-MBD)
Full Service Branch
GFI Mortgage Bankers, Inc.
84 Business Park Drive, Suite 203, Armonk, NY 10504
Effective Date: April 25, 2014


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

April 29, 2014 (BR-MBD)
Capital City Home Mortgage Corp.
1000 Rutland Road, Brooklyn, NY 11212 2202

April 30, 2014 (BR-MBD)
United Mortgage Group, Inc.
54C Sunnyside Boulevard, Plainview, NY 11803
Branch Offices:
681 Bryant Street, East Meadow, NY 11554


Mortgage Broker Certificate Address Changes:

April 30, 2014 (BR-MBD)
Vantage Mortgage LLC
From: 769 57th Street, 2nd Floor, Brooklyn, NY 11220
To: 6222 18th Avenue, 2nd Floor, Brooklyn, NY 11204 2901

April 30, 2014 (BR-MBD)
Porch Light Mortgage LLC
From: 305 North State Route 17, Suite 3-205, Paramus, NJ 07652
To: 45 North Broad Street, Suite 302, Ridgewood, NJ 07450 2913


Mortgage Banker License Address Changes:

April 28, 2014 (MB-MBD)
Customized Mortgage Solutions, LLC
From: One DeWolf Road, Suite 101, Old Tappan, NJ 07675
To: One DeWolf Road, Suite 208, Old Tappan, NJ 07675 7084


Mortgage Banker Branch License Address Changes:

April 28, 2014 (MB-MBD)
Patriot One Mortgage Bankers, LLC
From: 303 South Broadway, Suite 235, Tarrytown, NY 10591
To: 303 South Broadway, Suite 486, Tarrytown, NY 10591


 

Link to DFS Portal

About DFS

Contact DFS

Reports & Publications

Licensing

Laws and Regs

Connect With DFS

DFS Facebook page

Follow NYDFS on Twitter