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New York State Department of Financial Services

Banking Division
Weekly Bulletin

June 27, 2014

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

For information on CRA applications and notices, please select this link.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MLS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SD

Safe Deposit Company

FR

Foreign Representative Office

SF

Sales Finance Agency

HC

Holding Company

SL

Savings and Loan Association

IC

Investment Company

SB

Savings Bank

LL

Licensed Lender

TM

Transmitter of Money

MK

Merchant Bank

TR

Trust Company

MI

Miscellaneous

 

 

Regulatory Unit Codes

CRB

Community and Regional Banks

CSD

Consumer Services

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking


SECTION I

June 17, 2014 (SF-LFS)
PORSCHE FINANCIAL SERVICES, INC. U/A/N BENTLEY FINANCIAL SERVICES U/A/N LAMBORGHINI FINANCIAL SERVICES
980 Hammond Drive, Suite 500, Atlanta, GA 30328-8187

A notification received of a name change from Porsche Financial Services, Inc. U/A/N Bentley Financial Services U/A/N Lamborghini Financial Services to Porsche Financial Services, Inc. U/A/N Bentley Financial Services U/A/N Lamborghini Financial Services U/A/N Bugatti Financial Services.

The publication of receipt of this notification does not indicate that it is deemed complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


Application to establish a Mortgage Broker's Branch received for examination:

June 25, 2014 (BR-MBD)
Full Service Branch
Canyon Mortgage Corp.
426 Atlantic Avenue, East Rockaway, NY 11518


Application to establish a Mortgage Banker's Branch received for examination:

June 25, 2014 (MB-MBD)
Full Service Branch
Intercontinental Capital Group, Inc.
5 Professional Circle, Suite 101, Colts Neck, NJ 07722

June 25, 2014 (MB-MBD)
Full Service Branch
Maryland First Home Mortgage Company In Lieu of True Name
First Home Mortgage Corporation
12501 Prosperity Drive, Suite 310, Silver Spring, MD 20904

June 25, 2014 (MB-MBD)
Full Service Branch
Royal United Mortgage, LLC
2807 North 10th Street, Office #20, St. Augustine, FL 32084

June 25, 2014 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
343 Thornall Street, Suite 550, Edison, NJ 08837

June 25, 2014 (MB-MBD)
Full Service Branch
PMAC Lending Services, Inc.
4349 Easton Way, Suite 300, Columbus, OH 43219

June 25, 2014 (MB-MBD)
Full Service Branch
Odyssey Funding LLC
One West Red Oak Lane, Suite #1, Harrison, NY 10604


Mortgage Banker License Name Change Received:

June 25, 2014 (MB-MBD)
From: New Penn Financial, LLC

To: New Penn Financial, LLC
Additional DBA(s)
Shellpoint Mortgage Servicing


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

December 4, 2013

306603

Anish Vora

New York

NY

January 8, 2014

133998

Frances Mildred Preston

Saranac Lake

NY

February 19, 2014

1086592

Timothy Paul Rose

Carmel

IN

March 25, 2014

119647

Stephen Gus Jaeggi

Waxhaw

NC

April 2, 2014

892248

Valerie L. Parillo

Elma

NY

April 4, 2014

726210

Susan Elaine Kirkland

Costa Mesa

CA

May 2, 2014

32935

Stephen Francis Moorhouse

Randolph

NJ

May 8, 2014

485916

Wayne R Bodow

Manlius

NY

May 20, 2014

397835

Lonnie Michael Pearlman

Laguna Niguel

CA

May 23, 2014

1077753

Caitlin Bridgit Casey

Averill Park

NY

May 30, 2014

17890

Brian Benjamin Mitchell

Irving

TX

June 2, 2014

976609

Daniel Elliott Parker

Columbia

MD

June 2, 2014

1149611

Micah Deanna Harris

Detroit

MI

June 2, 2014

215354

Jeffrey Scott Singleton

Costa Mesa

CA

June 2, 2014

881602

Keith Ryan Martin

Parma

OH

June 3, 2014

986804

Caroline  Younit

Aurora

CO

June 3, 2014

1076469

Jenny Ann Farida

West Bloomfield

MI

June 3, 2014

1127387

Sean Kelly Mcwhorter

Detroit

MI

June 4, 2014

465732

Arthur Albert Greenbaum

Costa Mesa

CA

June 4, 2014

1086895

Kevin John Buxton

Cleveland

OH

June 4, 2014

1192048

Matthew John Nichol

Fort Worth

TX

June 4, 2014

1191906

William Dakota Woolard

Melissa

TX

June 4, 2014

1191931

Tyler Edward Dooley

Fort Worth

TX

June 4, 2014

1137822

Amber Dawn Brown

Columbia

MO

June 4, 2014

22142

Brian Stephen Baumann

Bloomfield Hills

MI

June 4, 2014

1191945

David Dat Le

The Colony

TX

June 4, 2014

1191928

Orlando Cuevas Mcconnell

Aubrey

TX

June 4, 2014

1191905

Bryan Leroy Miller

The Colony

TX

June 4, 2014

1191929

Sean Michael Beaudry

Coppell

TX

June 4, 2014

1086592

Timothy Paul Rose

Carmel

IN

June 4, 2014

1192212

Shane Ashley Padron

Mckinney

TX

June 4, 2014

1191957

Trevor Keith Pockrus

Carrollton

TX

June 4, 2014

1191936

Raymond Anthony Bethea Sykes

Addison

TX

June 4, 2014

1007108

Matthew Hamilton Bailey

Dallas

TX

June 4, 2014

598033

John James Kalata

Patchogue

NY

June 5, 2014

882799

James Evan Payne

Louisville

KY

June 5, 2014

1110347

Alicia Sue Hendricks

Anderson

IN

June 5, 2014

428452

Francis Roy White

Jeffersonville

IN

June 5, 2014

1161791

Daniel  Sager

Dix Hills

NY

June 5, 2014

1042278

Matthew Daniel Swoboda

Baltimore

MD

June 5, 2014

64596

James Edward Cahill

Cicero

NY


SECTION II

June 10, 2014 (CC-LFS)
WILMAR CHECK CASHING CORP.

5999 Broadway, Bronx, NY 10471

License to engage in business as casher of checks for the location at 5999 Broadway, Bronx, NY 10471 was surrendered.


June 20, 2014 (TR-CRB)
HABIB AMERICAN BANK
99 Madison Avenue, New York, NY  10016

Approval given to change temporarily the location of branch office from 74-05/07 37th Avenue, Jackson Heights, Borough of Queens, City of New York 11372 to 37‑26 (a/k/a 37-24) 74th Street, Jackson Heights, Borough of Queens, City of New York 11372, on or after June 20, 2014.


June 20, 2014 (FA-FWB)
THE BANK OF NOVA SCOTIA
Toronto, Ontario, Canada

Approval given to change the location of agency from One Liberty Plaza, Borough of Manhattan, City of New York 10006 to 250 Vesey Street, Borough of Manhattan, City of New York 10080, on or after June 21, 2014.


June 20, 2014 (FR-FWB)
CAIXABANK, S.A.
Avenida Diagonal, 621. 08028 Barcelona, Spain

Application for a license to establish and maintain a representative office in Borough of Manhattan, City of New York, approved.


June 24, 2014 (CU-CRB)
COHOES CITY EMPLOYEES FEDERAL CREDIT UNION
97 Mohawk Street, Cohoes, NY 12047

Application, pursuant to Section 486 of the Banking Law, to convert Cohoes City Employees Federal Credit Union to State charter under the name Cohoes City Employees Community Credit Union, approved. 


June 24, 2014 (CU-CRB)
HUDSON RIVER COMMUNITY CREDIT UNION
312 Palmer Avenue, Corinth, NY 12822
COHOES CITY EMPLOYEES COMMUNITY CREDIT UNION
97 Mohawk Street, Cohoes, NY 12047

Application, pursuant to Section 601 of the Banking Law, to merge Cohoes City Employees Community Credit Union with and into Hudson River Community Credit Union, under the name Hudson River Community Credit Union, approved.


June 25, 2014 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization Certificate issued August 11, 2008, granting permission to open and occupy a branch office at 1829 Reisterstown Road, Pikesville, Baltimore County, MD 21208 for the limited purpose of opening and servicing the deposit account components of investment and/or sweep accounts, surrendered for cancellation.

Office discontinued as of June 13, 2014.


License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law:

June 20, 2014 (MB-MBD)
Family First Funding LLC
215 Main Street, Suite 2A, Toms River, NJ 08753 7437


Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

June 23, 2014 (BR-MBD)
Full Service Branch
Upstate Premier Mortgage, Inc.
3735 Genesee Street, Suite #102, Buffalo, NY 14225


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

June 23, 2014 (MB-MBD)
Full Service Branch
Sun West Mortgage Company, Inc.
18000 Studebaker Road, Suite #100, Cerritos, CA 90703

June 23, 2014 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
648 Plank Road, Suite #203, Clifton Park, NY 12065

June 23, 2014 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
25A Vreeland Road, Suite #104,Florham Park, NJ 07932

June 23, 2014 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
406 Commercial Street, Unit #1, Provincetown, MA 02657

June 23, 2014 (MB-MBD)
Full Service Branch
NJ Lenders Corp. d/b/a Home Owners Mortgage Express
Additional DBA(S): Coastal Lenders
Silver Bay Lending
140 E. Ridgewood Avenue, Suite #415, Office #463, Paramus, NJ 07652

June 23, 2014 (MB-MBD)
Full Service Branch
Total Group In Lieu of True Name Total Mortgage Services, LLC
23 Catoonah Street, Suite #2B, Ridgefield, CT 06877


Certificate issued to engage in the business as a Mortgage Loan Servicer Branch under Article 12-D of the New York State Banking Law:

June 23, 2014 (MLS-MBD)
Full Service Branch
Kondaur Capital Corporation
39255 Country Club Drive, Suite B-40, Farmington Hills, MI  48331


Certificate to engage in the business of a Mortgage Broker surrendered:

June 20, 2014 (BR-MBD)
Family First Funding LLC
215 Main Street, #2A, Toms River, NJ 08753 7437
Effective Date: June 20, 2014


License to engage in the business of a Mortgage Banker Branch surrendered:

June 19, 2014 (MB-MBD)
Full Service Branch
Syracuse Securities, Inc.
7763 Turin Road, Room 2, Rome, NY 13440
Effective Date: June 12, 2014

June 19, 2014 (MB-MBD)
Full Service Branch
New Penn Financial, LLC
600 West Germantown Pike, Suite 300, Plymouth Meeting, PA 19462
Effective Date: June 16, 2014


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

June 20, 2014 (BR-MBD)
Nicholas Palumbo D/B/A The Money Express
52 Harrigan Road, Hopewell Junction, NY 12533

June 23, 2014 (BR-MBD)
Homequest Mortgage & Financial Services Corp.
250 Fulton Avenue, Suite 420, Hempstead, NY 11550

June 24, 2014 (BR-MBD)
Directcash Mortgage Services, Inc.
2730 Claudia Court, Bellmore, NY 11710


Mortgage Broker Certificate Address Changes:

June 20, 2014 (BR-MBD)
Equity Capital Funding Group, Inc.
From: 96-62 Queens Boulevard, Rego Park, NY 11374

To: 95-20 63rd Road, Suite M, Rego Park, NY 11374 1145

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

June 19, 2014

18526

Joao P Bernardes

Mineola

NY

Academy Mortgage Corp.

 

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