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New York State Department of Financial Services

Weekly Banking Bulletin

October 17, 2014

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

October 14, 2014 (TR-CRB)
FLUSHING BANK
144-51 Northern Boulevard, Flushing, NY 11354

Application dated October 8, 2014, for permission to open and occupy a branch office at 260 East RXR Plaza, Uniondale, Town of Hempstead, Nassau County, New York 11556, received.


October 15, 2014(CC-LFS)
257 SHERIDAN BLVD. CORP., D/B/A INWOOD SERVICES, U/A/N BALDWIN EXPRESS
1747 Grand Avenue, Baldwin, NY 11510 

An application was received for a limited station casher of checks at entity known as 212 New York, located at 8000 Cooper Avenue, Glendale, NY 11385.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any public response is to be given within ten business days, by October 30, 2014.


October 16, 2014 (TM-LFS)
XOOM CORPORATION
100 Bush Street, Suite 300, San Francisco, CA 94104

Notification received for a change of head office location from 100 Bush Street, Suite 300, San Francisco, CA 94104 to 425 Market Street, 12th Floor, San Francisco, CA 94105-5404.

The publication of receipt of this notification does not indicate that the notification is complete.  A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


Application to establish a Mortgage Broker's Branch received for examination:

October 14, 2014 (BR-MBD)
Full Service Branch
Upstate Premier Mortgage, Inc.
7635 Main Street Fishers, Suite #2, Fishers, NY 14453

October 15, 2014 (BR-MBD)
Full Service Branch
Banas Mortgage Co., LTD.
383 Park Avenue, Suite B, Rochester, NY 14607


Application to establish a Mortgage Banker's Branch received for examination:

October 15, 2014 (MB-MBD)
Full Service Branch
NJ Lenders Corp. d/b/a Home Owners Mortgage Express
Additional DBA(S): Coastal Lenders
Silver Bay Lending
270 Sylvan Avenue, Suite #2255, Englewood Cliffs, NJ 07632

October 15, 2014 (MB-MBD)
Full Service Branch
United Mortgage Corp. UAN NY Finest Funding
Additional DBA(S): United Global Group
60 Oak Drive, 2nd Floor, Syosset, NY 11791


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

October 15, 2014 (MB-MBD)
Applicant(s)
Beatrice Ann Bohm
To acquire interest in:
Vanguard Funding LLC
300 Garden City Plaza, Suite 170, Garden City, NY 11530 3345


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

June 21, 2013

422703

Jason Derek Kliewe

Rumson, NJ

July 16, 2014

875312

Erika E Martinez

Brooklyn, NY

August 26, 2014

257934

Scott Michael Friedberg

Fort Worth, TX

August 26, 2014

1094121

Wing Yi Chow

Maspeth, NY

August 27, 2014

1036265

Emilio Couret

Duluth, GA

August 29, 2014

27700

Jonathon Todd Betcher

Washington, MI

September 2, 2014

1180926

Nicholas William Billington

Columbia, MO

September 3, 2014

198884

Eric J Spottswood

Jacksonville Beach, FL

September 3, 2014

808035

Andrea Lorraine Tweedie

Aliso Viejo, CA

September 3, 2014

1031143

Matthew Michael Ahern

Alexandria, VA

September 3, 2014

1090446

Lewis Christopher Sogge

Baltimore, MD

September 3, 2014

1189305

Kevin Toan Quoc Tran

Westminster, CA

September 3, 2014

1171616

Gwen Bade

Southington, CT

September 3, 2014

1198523

Joseph Lance Tsentner

Merrick, NY

September 3, 2014

31177

Jason Michael Cole

Brentwood, TN

September 3, 2014

1018992

Zachary James Berkland

Nashville, TN

September 4, 2014

289927

Francis Neil Carti

Oakland, NJ

September 4, 2014

847745

Paula Andrea Elegante

Freeport, NY

September 4, 2014

1189056

Philip Lawrence Faraci

Rocky Point, NY

September 4, 2014

1105559

Bibi Nazreen Ibrahim

South Ozone Park, NY

September 10, 2014

408758

Owen John McCaffrey

Hauppauge, NY


SECTION II

October 2, 2014 (SF-LFS)
KUBOTA CREDIT CORPORATION, U.S.A
3401 Del Amo Blvd. Torrance, CA 90503-1636
 
License rider issued to reflect a branch change of location from 1025 Northbrook Parkway, Suwanee, Gwinnett County, GA 30096 to 4400 Amon Carter Boulevard, Fort Worth, Tarrant County, TX 76155.


October 7, 2014 (CC-LFS)
E.G.I. CHECK CASHING CORP. D/B/A NYC CHECK EXPRESS 
93 Nassau Street, New York, NY 10038

License to engage in business as casher of checks at 250 West 49th Street, New York NY 10019 was surrendered effective October 7, 2014.


October 7, 2014 (PF-LFS)
GLACIER PREMIUM FINANCE COMPANY, INC.
300 Spindrift Drive, Amherst, NY 14221

License to engage in business as a premium finance agency was surrendered.


October 9, 2014 (PF-LFS)
GBC PREMIUM FINANCE, INC.
110 E. 9th Street – Suite A1126, Los Angeles, CA 90079

License issued to engage in business as a premium finance company.


October 14, 2014 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to establish, maintain, and operate a public accommodation office at 405 Washington Avenue, Towson, Baltimore County, MD 21204, as an adjunct to branch office at the same address, surrendered for cancellation.

Office discontinued as of October 3, 2014.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

October 09, 2014 (BR-MBD)
Midas Mortgages Inc.
217 Main Street, Ossining, NY 10562


Certificate to engage in the business of a Mortgage Broker surrendered:

October 09, 2014 (BR-MBD)
Midas Financial Services Inc.
217 Main Street, Ossining, NY 10562
Effective Date: October 09, 2014

October 15, 2014 (BR-MBD)
Mortgage Extra, Ltd.
29-21 21 Avenue, Astoria, NY 11105
Effective Date: October 08, 2014

October 15, 2014 (BR-MBD)
First Empire Funding Corp.
108-16 72nd Avenue, 4th Floor, Forest Hills, NY 11375 5350
Effective Date: October 10, 2014

October 15, 2014 (BR-MBD)
Amerisave Mortgage Corporation
3350 Peachtree Road, NE, Suite 1000, Atlanta, GA 30326 1057
Effective Date: October 08, 2014


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

October 14, 2014 (MB-MBD)
Full Service Branch
Homestead Funding Corp.
181 North 11th Street, Unit #305, Brooklyn, NY 11211


License to engage in the business of a Mortgage Banker Branch surrendered:

October 14, 2014 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
5 Park Street, Unit #3C, Middlebury, VT 05753
Effective Date: October 14, 2014


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

October 13, 2014 (BR-MBD)
Noble Mortgage, Inc.
2298 First Avenue, 2nd Floor, New York, NY 10035


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

October 09, 2014 (BR-MBD)
Livingston Mortgage, Inc.
460 Bergen Boulevard, Suite 301, Palisades Park, NJ 07650 2345
Effective Date: August 29, 2014

October 15, 2014 (BR-MBD)
Commercial Express Funding Corp
6608 NW 42nd Way, Boca Raton, FL 33496 4041
Effective Date: October 09, 2014

October 15, 2014 (BR-MBD)
Castle Rock Mortgage, Inc.
48 Sheryl Crescent, Smithtown, NY 11787 1336
Effective Date: October 01, 2014


Mortgage Broker Certificate Name Changes:

October 14, 2014 (BR-MBD)
From: JGC Metropolitan Group, Inc.
To: JGC Metropolitan Group, Inc. D/B/A Metropolitan Financial Group


Mortgage Banker License Name Changes:

October 14, 2014 (MB-MBD)
From: Total Group In Lieu of True Name Total Mortgage Services, LLC
To: Total Mortgage Services, LLC

October 14, 2014 (MB-MBD)
From: loanDepot.com, LLC
To: loanDepot.com, LLC D/B/A LDWholesale


Mortgage Banker License Name Changes:

October 14, 2014 (MB-MBD)
From: Meridian Residential Capital LLC D/B/A First Meridian Mortgage
Additional DBA(s) Trump Financial
To: Meridian Residential Capital LLC D/B/A First Meridian Mortgage
Additional DBA(s) MR Capital Group


Mortgage Loan Servicer License Name Change approved:

October 14, 2014 (MLS-MBD)
From: AMS Servicing, LLC
To: Seneca Mortgage Servicing LLC


Mortgage Broker Certificate Address Changes:

October 14, 2014 (BR-MBD)
Easton Financial Corp.
From: 127-16 Liberty Avenue, South Richmond Hill, NY 11419
To: 125-15 Liberty Avenue, 2nd Floor, South Richmond Hill, NY 11419 2233


Mortgage Banker Branch License Address Changes:

October 15, 2014 (MB-MBD)
East Coast Capital Corp.
From: 527 Townline Road, Suite 300A, Hauppauge, NY 11788
To: 1449 Old Waterbury Road, Suite 207C, Southbury, CT 06488


Mortgage Loan Servicer Certificate Address Change:

October 14, 2014 (MLS-MBD)
Seneca Mortgage Servicing LLC
From: 3374 Walden Avenue, Suite 120, Depew, NY  14043
To:  611 Jamison Road, Suite 7312, Elma, NY  14059-9392-


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

October 10, 2014

1175946

Elena  Rodriguez

Orlando

FL

October 10, 2014

951242

Kyle Andrew Mason

Scottsdale

AZ


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

October 10, 2014

1168864

Samuel Isaac Goldstein

Beachwood

OH

Quicken Loans Inc.


 

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