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New York State Department of Financial Services

Weekly Banking Bulletin

January 02, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

December 30, 2014 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to continue business as Private Bankers, received.

(These Private Bankers are already under the supervision of the Department.  New Certificate submitted by reason of the proposed admission to the firm of Jean-Marc Crepin, Michael R. Keller, and Jean-Pierre Paquin as General Partners/Class 1 Limited Partners, and the proposed conversion of Timothy J. Connelly, Kristen F. Giarrusso, John P. Molner, and Donald B. Murphy from General Partners/Class 1 Limited Partners to Class 2 Limited Partners.)


Mortgage Banker License Name Change Received:

December 29, 2014 (MB-MBD)
From: Millenium Home Mortgage, LLC
To: Millenium Home Mortgage, LLC D/B/A XL Home Loans


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

August 19, 2014

121441

Craig Elton Schelin

Greenlawn, NY

November 26, 2014

1127968

Lisa Ann Metheny

Orange, CA

November 26, 2014

497224

John Spero

Mount Sinai, NY

December 1, 2014

1220111

Eric Groce

Sterling Heights, MI

December 3, 2014

863653

Rosalina B Certeza

Grand Praire, TX

December 3, 2014

1088040

Sean Dwyer

Glen Cove, NY

December 5, 2014

695529

Jose Carlos Gonzalez

Riverside, CA

December 9, 2014

494595

Wendy M Porter

Brewerton, NY

December 10, 2014

1177914

Devin Nicole Wallis

Madison Heights

December 10, 2014

1168980

William Solamon Mazer

Macomb Township, MI

December 11, 2014

1117380

Kristina Marie Kropf

Detroit, MI

December 11, 2014

1178034

Jorge Fernando Menocal

Detroit, MI

December 11, 2014

1195037

Tyler Burkhard Manntz

Royal Oak, MI

December 11, 2014

1169057

Deanna Lyn Locklear

Clinton Twp, MI

December 11, 2014

1177959

Steven Okan Layne

Trenton, MI

December 15, 2014

1148906

Weston David Adams

Shelby Twp., MI

December 16, 2014

1233368

Vishal Ramesh Patel

Columbia, MO

December 16, 2014

1248383

Brian Keith Owen

Romulus, MI

December 18, 2014

1234747

Brittany Renee Wooten

Huntington Beach, CA


SECTION II

December 24, 2014 (BK-CRB)
MAHOPAC BANK
1441 Route 22, Town of Southeast, NY 10509

As provided in Section 28-c of the Banking Law, the New York State Department of Financial Services has found that the proposed closing of branch office at One Kendal Way, Sleepy Hollow, Westchester County, NY 10591, will not result in a significant reduction of banking services in the community to be affected.


December 24, 2014 (MI-CRB)
PACIFIC WESTERN BANK
10250 Constellation Boulevard, Los Angeles, CA 90067

Notification received, in accordance with Supervisory Policy G 8, of representative offices to be located at the following four locations:

  1. 125 Wolf Road, #503-511, Town of Colonie, Albany County, New York 12205
  2. 640 Fifth Avenue, #1100, Borough of Manhattan, City of New York 10119
  3. 520 White Plains Road, #500, Town of Greenburgh, Westchester County, New York 10591
  4. 6400 Main Street, Suite 140, Town of Amherst, Erie County, New York 14221.

December 24, 2014 (TR-CRB)
FLUSHING BANK
144-51 Northern Boulevard, Flushing, NY 11354

Authorization issued to open and occupy a branch office at 99 Park Avenue, Borough of Manhattan, City of New York 10016, on or after December 25, 2014.


December 30, 2014 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005


December 30, 2014 (TR-CRB)
BANCO POPULAR NORTH AMERICA
11 West 51st Street, New York, NY 10019

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 85 Broad Street (10th Floor), Borough of Manhattan, City of New York 10004.


December 30, 2014 (FB-FWB)
DEPFA BANK PLC
Dublin, Ireland

Approval given to change the location of branch from 622 Third Avenue, Borough of Manhattan, City of New York 10017 to 551 Madison Avenue, Borough of Manhattan, City of New York 10022, on or after December 31, 2014.


December 30, 2014 (MI-CRB)
HANMI BANK
3660 Wilshire Boulevard, Los Angeles, CA 90010

As provided in Section 28-c of the Banking Law, the New York State Department of Financial Services has found that the proposed closing of branch office at 221 Port Richmond Avenue, Borough of Staten Island, City of New York 10302, will not result in a significant reduction of banking services in the community to be affected.


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

December 29, 2014 (MB-MBD)
Full Service Branch
loanDepot.com, LLC D/B/A LDWholesale
520 White Plains Road, First Floor, Tarrytown, NY 10591


Certificate to engage in the business of a Mortgage Broker surrendered:

December 31, 2014 (BR-MBD)
United Funding Group Corp.
36-12 34th Avenue, Suite 300, Astoria, NY 11106 1358
Effective Date: December 29, 2014

December 31, 2014 (BR-MBD)
People Finance LLC
42-02 College Point Boulevard, #3F, Flushing, NY 11354 4228
Effective Date: December 23, 2014


License to engage in the business of a Mortgage Banker Branch surrendered:

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
67 Hollyhill Lane, Suite 201, Greenwich, CT 06831
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
671 Tremont Street, Boston, MA 02118
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
14 Commerce Drive, 4th Floor, Cranford, NJ 07016
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
1433 Highway 34, Unit A-2, Wall Township, NJ 07719
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
51 Mill Street, Building D, Suite 103, Hanover, MA 02339
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
215 Nassau Street, 1st floor, Princeton, NJ 08540
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
1 Post Road, Fairfield, CT 06825
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
697 Lorimer Street, Brooklyn, NY 11211
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
200 Garden City Plaza, Suite 210, Garden City, NY 11530
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
155 Passaic Avenue, 3rd Floor, Fairfield, NJ 07004
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
135 West 50th Street, 18th Floor, New York, NY 10022
Effective Date: December 31, 2014

December 31, 2014 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
29 Locust Avenue, Suite 101, Rye, NY 10580
Effective Date: December 31, 2014


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

December 29, 2014 (BR-MBD)
Noble Mortgage, Inc.
2298 First Avenue, 2nd Floor, New York, NY 10035

December 30, 2014 (BR-MBD)
Homequest Mortgage & Financial Services Corp.
250 Fulton Avenue, Suite 420, Hempstead, NY 11550

December 30, 2014 (BR-MBD)
Sunset Mortgage & Funding Corp.
2343 Hylan Boulevard, Staten Island, NY 10306

December 31, 2014 (BR-MBD)
Edward L Koester
1457 Knapp Street, Bronx, NY 10469


Mortgage Banker License Address Changes:

December 31, 2014 (MB-MBD)
Associated Mortgage Bankers, Inc.
From: 600 Old Country Road, Suite 207, Garden City, NY 11530
To: 2395 Ocean Avenue, Suite 5, Ronkonkoma, NY 11779 5670


Mortgage Broker Branch Certificate Address Changes:

December 31, 2014 (BR-MBD)
Neighborhood Assistance Corporation of America
From: 60 Park Place, Suite 1419, Newark, NJ 07102
To: 60 Park Place, Suite 1500, Newark, NJ 07102


Mortgage Banker Branch License Address Changes:

December 31, 2014 (MB-MBD)
Associated Mortgage Bankers, Inc.
From: 2395 Ocean Avenue, Ronkonkoma, NY 11779
To: 600 Old Country Road, Suite 207, Garden City, NY 11530


 

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