Skip to Content

New York State Department of Financial Services

Weekly Banking Bulletin

January 16, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

January 16, 2015                                                                              
CALL FOR REPORTS

The Superintendent of Financial Services issues a call for reports of condition and income from banks, trust companies and private bankers as at the close of business December 31, 2014.  In accordance with Part 23 of the General Regulations of the Superintendent, those banks and trust companies which file similar reports with the Federal Reserve Bank of New York or the Federal Deposit Insurance Corporation may file those same reports with this Department.  Banks, trust companies, and private bankers that are required to file reports with the Department of Financial Services are reminded that failure to file these reports by February 2, 2015 will result in a violation of Sections 37, 125 or 176 of the Banking Law which authorize fines for each day an institution is delinquent in filing of any required report.


SECTION I

January 12, 2015 (FA-FWB)
KOREA EXCHANGE BANK
66, Euljiro, Jung-gu, Seoul 100-793, Korea

Application, pursuant to Section 201 of the Banking Law, to establish and maintain an agency in the Borough of Manhattan, City of New York, received.


January 13, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notices of intention to establish electronic facilities (automated teller machines) at the following six locations, received:

  1. 33364 South Pennsylvania Avenue, Bethany Beach, Sussex County, Delaware 19930;
  2. 300 Park Point Drive, Suite 105, Town of Henrietta, Monroe County, New York 14623;
  3. 17 North Main Street, Silver Springs, Wyoming County, New York 14550;
  4. 4 South Market Street, Fawn Grove, York County, Pennsylvania 17321;
  5. 75 Main Street, Strausstown, Berks County, Pennsylvania 19559; and
  6. 1 NW Front Street, Milford, Kent County, Delaware 19963

Application to engage in the business of a Mortgage Loan Servicer under Article 12-D of the New York State Banking Law received for examination:

January 12, 2015 (MLS-MBD)
David Deeb Haddad
Jonathan Cannon Harmer
Ricardo Koenigsberger
Dennis Tighe Regan
Matthew Whitney Regan
Kenneth Jay Witkin
RFC TRS, Inc.
As: LongVue Mortgage Capital, Inc.
895 Dove Street, Newport Beach, CA  92660


Application to establish a Mortgage Banker's Branch received for examination:

January 14, 2015 (MB-MBD)
Full Service Branch
American Neighborhood Mortgage Acceptance Company, LLC DBA
AnnieMac Home Mortgage
140 Grand Street, 3rd Floor, White Plains, NY 10601

January 14, 2015 (MB-MBD)
Full Service Branch
Nationwide Equities Corporation
337 Hempstead Turnpike, Suite #7, West Hempstead, NY 11552


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

March 6, 2014

147590

Shaun Moran

Ocean, NJ

July 29, 2014

385544

Dustin Andrew Andersen

Ladera Ranch, CA

September 9, 2014

1147951

Troy Michael Thomas

Baltimore, MD

September 21, 2014

625375

David B eisenman

Hoboken, NJ

September 29, 2014

1196891

Daniel Edward Rothschild

Laguna Niguel, CA

October 8, 2014

898019

Amy Christine Randall

Orlando, FL

October 9, 2014

141692

Stephen Matthew Deangelis

East northport, NY

October 10, 2014

1212039

Michael Samuel Loconsole

Sterling Heights, MI

October 10, 2014

905755

Abraham Yong Kim

Folsom, CA

October 10, 2014

174610

Thomas John Sherman

Ridgefield, CT

October 27, 2014

157403

Adam Charles Crosley

Chazy, NY

October 28, 2014

1225038

Jennifer Kraljic

Commack, NY

October 29, 2014

910004

Quinn Burke

Tampa, FL

October 29, 2014

624053

Joseph P Taranto

Valhalla, NY

October 30, 2014

1211750

Sandor Daniel Aguilera-Montiel

Mesa, AZ

November 4, 2014

1225393

Mordechai Reich

Lakewood, NJ

November 10, 2014

1206237

Andre Mark Gerard

White Plains, NY

November 11, 2014

67177

Paul Allen Hampton

Ontario, CA

November 11, 2014

926922

Chelsea Marie

New York, NY

November 13, 2014

401092

Keith Joseph Reilly

Mahwah, NJ

November 14, 2014

1226439

Nicholas Corleto

Wading River, NY

November 14, 2014

716780

David Justin Clark

North Chesterfield, VA

November 15, 2014

867243

Roberto Bernardo Victoria

Bronx, NY

November 17, 2014

1244048

Wallace Jesse Goldberg

Old Bridge, NJ

November 21, 2014

589656

Cynthia C Nostro

Buffalo, NY

November 24, 2014

245865

Brian Patrick Maguire

Massapequa, NY

November 26, 2014

364532

Scott Andrew Shelor

Midlothian, VA

November 26, 2014

843989

Karen Dennis Maynard

Glen Allen, VA

November 26, 2014

1228672

Scott Michael Davis

Novi, MI

November 28, 2014

64594

Francis W Gozdalski

Jamestown, NY

December 1, 2014

1237681

Devon James Coates

Royal Oak, MI

December 1, 2014

1049823

Everett Lloyd Hurt

Detroit, MI

December 1, 2014

12983

Robert William Barbera

New Hyde Park, NY

December 5, 2014

141612

Kenneth Henry Thiedmann

Rockaway, NJ

December 8, 2014

172087

John Ying Jie Wang

Queens, NY

December 9, 2014

1238298

Darrick Ervin II

West Bloomfield, MI

December 10, 2014

1149773

Mark Gregory Richardson

Detroit, MI

December 10, 2014

1168485

Shane Michael Zigman

Garden City, MI

December 11, 2014

1236124

Christopher August Merta

Binghamton, NY

December 11, 2014

636063

Amber M Martin

Indianapolis, IN

December 15, 2014

1149059

Frank Bueno

Brownstown, MI

December 15, 2014

1186652

Shadi Rabih

Dearborn Heights, MI

December 16, 2014

932812

Audrey A Taylor

Newburgh, NY

December 16, 2014

819554

Kaicheng Yu

Wilton, CT

December 16, 2014

1237671

Evan Patrick Barna

Royal Oak, MI

December 16, 2014

200219

Melissa Jill Peregord

Grosse Ile, MI

December 17, 2014

1235385

Kimberlie Colleen Kwasna

Riverhead, NY

December 18, 2014

1247341

Thomas Francis Boyle

Cleveland, OH

December 18, 2014

1185448

Wanda Lynette Crews

Jacksonville, FL

December 19, 2014

1177738

Joseph Ronald Casuto

Scottsdale, AZ

December 19, 2014

324031

Katherine Crowley Gregor

Cleveland Heights, OH

December 22, 2014

263271

Beverly Moore Caldwell

Orange, CA

December 23, 2014

1140064

Charles William Hayes

Madison Heights, MI

December 24, 2014

1245819

Cory Mark Cesare

Whitehall, PA

December 24, 2014

145888

Ian Hugo Twaddle

Macungie, PA

December 24, 2014

284089

Kristi Dawn Spangenberg

Washington, NJ

December 24, 2014

180842

Samuel Seth Millman

Baltimore, MD

December 24, 2014

1037617

James Hayden Mcguckin

Melvindale, MI


SECTION II

September 16, 2014 (CC-LFS)
CEBCO CHECK CASHER CORP.
369 Palmetto Street, Brooklyn, NY 11237
Effective September 16, 2014, license to engage in business as casher of checks was surrendered for the following limited station locations:

  • Grenadier Realty Corp., Bay Park #2, 3415 Neptune Avenue, Brooklyn, New York 11224
  • Brooklyn United Methodist Home, 1485 Dumont Avenue, Brooklyn, New York 11208

November 21, 2014 (CC-LFS)
CASHZONE FINANCIAL SERVICES, INC.
99 Park Avenue, 4th Floor, New York, NY 10016

Effective November 21, 2014, license to engage in business as casher of checks for the location at 90-79 Sutphin Boulevard, Jamaica, NY 11435 was surrendered.


December 15, 2014 (CC-LFS)
CASHZONE FINANCIAL SERVICES, INC.
99 Park Avenue, 4th Floor, New York, NY 10016

Effective December 15, 2014, license to engage in business as casher of checks for the location at 11 West 46th Street, New York, NY 10036 was surrendered.


January 5, 2015 (CU-CRB)
AMERICU CREDIT UNION
1916 Black River Boulevard, Rome, NY 13440

Application to amend the bylaws to expand the field of membership to include the County of Cortland, pursuant to Section 451 of the Banking Law, approved.


January 6, 2015 (BP-LFS)
GREENPATH, INC., D/B/A GREENPATH DEBT SOLUTIONS
36500 Corporate Drive,
Farmington Hills, Oakland County, MI 48331

Licenses were issued to operate a budget planner branch office at the following locations:

  1. 338 Corder Road, Suite B, Warner Robins, Houston County, GA 31088
  2. 901Washington Avenue, Macon, Bibb County, GA 31201
  3. 1226 Augusta West Parkway, Augusta, Richmond County, GA 30909

January 6, 2015 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to Continue Business as Private Bankers, filed for examination.

(These Private Bankers are already under the supervision of the Department.  New Certificate submitted by reason of the proposed admission to the firm of Jean-Marc Crepin, Michael R. Keller, and Jean-Pierre Paquin as General Partners/Class 1 Limited Partners, and the proposed conversion of Timothy J. Connelly, Kristen F. Giarrusso, John P. Molner, and Donald B. Murphy from General Partners/Class 1 Limited Partners to Class 2 Limited Partners.)


January 13, 2015 (CC-LFS)
79 AVENUE D CHECK CASHING CORP.
99-103 Avenue C, New York, NY 10009

Effective January 13, 2015, license to engage in business as casher of checks for the location at 99-103 Avenue C, New York, NY 10009 was surrendered.


January 13, 2015 (SB-CRB)
RHINEBECK BANK
2 Jefferson Plaza, Poughkeepsie, NY 12601

As provided in Section 28-c of the Banking Law, the New York State Department of Financial Services has found that the proposed closing of branch office at 1110 Route 55, LaGrangeville, Town of La Grange, Dutchess County, New York 12540, will not result in a significant reduction of banking services in the community to be affected.


January 13, 2015 (MI-CRB)
PEOPLES SECURITY BANK AND TRUST COMPANY
150 North Washington Avenue, Scranton, PA 18503

Authorization granting permission to open and occupy a branch office at 108 Second Street, Deposit, Broome County, NY 13754, surrendered for cancellation.

Office discontinued as of December 19, 2014.


January 13, 2015 (MI-CRB)
LANDMARK COMMUNITY BANK
2 South Main Street, Pittston, PA 18640

Notification received of the closing of a representative office at 1140 Avenue of the Americas (9th Floor), Borough of Manhattan, City of New York 10036, effective December 31, 2014.


January 14, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

As provided in Section 28-c of the Banking Law, the New York State Department of Financial Services has found that the proposed closing of branch office at 200 Fifth Avenue, Borough of Manhattan, City of New York 10010 will not result in a significant reduction of banking services in the community to be affected.


January 15, 2015 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Certificate of Authorization issued February 19, 2014, to transact the business of Private Bankers revoked, effective January 15, 2015.


January 15, 2015 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Authorization to transact the business of Private Bankers issued, effective January 15, 2015.

GENERAL PARTNERS/CLASS 1 LIMITED PARTNERS

Thomas E. Berk                                               Michael W. McConnell
Brian A. Berris                                                 Jeffrey B. Meskin
Taylor S. Bodman                                            Yukinori Nagahisa
John J. Borland                                                John A. Nielsen
Geoffrey M. Cook                                            Sean Pairceir
Jean-Marc Crepin                                            Jean-Pierre Paquin
Carl S. Cutler                                                   Christopher C. Remondi
Douglas A. Donahue, Jr.                                  A. Heaton Robertson III
Dario Galindo                                                  William E. Rosensweig
Kathryn C. George                                           Jeffrey A. Schoenfeld
Timothy E. Hartch                                            Kevin W. Stone
Kyosuke Hashimoto                                         W. Carter Sullivan III
Charles O. Izard                                               Andrew J. F. Tucker
Michael R. Keller                                             Lawrence C. Tucker
Jared S. Keyes                                                  William B. Tyree
Radford W. Klotz                                              Maroa C. Velez
Susan C. Livingston                                          William J. Whelan, Jr.
T. Michael Long                                                Richard H. Witmer, Jr.
Hampton S. Lynch, Jr.                                    

                CLASS 2 LIMITED PARTNERS

Walter H. Brown                                             Ronald J. Hill
Timothy J. Connelly                                        Landon Hilliard
Anthony T. Enders                                          Jeffrey R. Holland
Alexander T. Ercklentz                                   Michael Kraynak, Jr.
Terrence M. Farley                                         Douglas L. Maine
John A. Gehret                                                John P. Molner
Elbridge T. Gerry, Jr.                                       Donald B. Murphy
Kristen F. Giarrusso                                        Eugene C. Rainis

Permanent capital: $435,000,000.

(These Private Bankers are already under the supervision of the Department.  New Certificate issued by reason of the admission to the firm of Jean-Marc Crepin, Michael R. Keller, and Jean-Pierre Paquin as General Partners/Class 1 Limited Partners, and the conversion of Timothy J. Connelly, Kristen F. Giarrusso, John P. Molner, and Donald B. Murphy from General Partners/Class 1 Limited Partners to Class 2 Limited Partners.)


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

January 13, 2015 (BR-MBD)
Blackrock Financial Group, LLC
87 Fort Greene Place, Brooklyn, NY 11217 1203

January 13, 2015 (BR-MBD)
AMA Mortgage LLC
15 Wood Avenue, Edison, NJ 08820 3503

January 13, 2015 (BR-MBD)
Central Lending Services Inc. D/B/A Credit Central
668 Woodbourne Road, Suite 104, Langhorne, PA 19047 1820


Certificate to engage in the business of a Mortgage Broker surrendered:

January 12, 2015 (BR-MBD)
Richard A. Winters
55000 Main Road, Southold, NY 11971
Effective Date: January 08, 2015


License to engage in the business of a Mortgage Banker surrendered:

January 09, 2015 (MB-MBD)
HomUSA D/B/A FFG In Lieu of True Name Homeowners Mortgage of America, Inc.
100 Galleria Parkway, Suite 1400, Atlanta, GA 30339 5948
Effective Date: December 31, 2014


License to engage in the business of a Mortgage Banker Branch surrendered:

January 09, 2015 (MB-MBD)
Full Service Branch
HomUSA D/B/A FFG In Lieu of True Name Homeowners Mortgage of America, Inc.

1 South Washington Street, Floor 3, Rochester, NY 14614
Effective Date: December 31, 2014

January 13, 2015 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
406 Commercial Street, Unit #1, Provincetown, MA 02657
Effective Date: January 12, 2015


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now resume:

January 14, 2015 (BR-MBD)
First Capital Funding Inc.
1119 Nostrand Avenue, Brooklyn, NY 11225


Mortgage Banker License Name Changes:

January 12, 2015 (MB-MBD)
From: Millenium Home Mortgage, LLC
To: Millenium Home Mortgage, LLC D/B/A XL Home Loans


Mortgage Broker Certificate Address Changes:

January 09, 2015 (BR-MBD)
Glen Mortgage Corp.
From: One School Street, Suite 206, Glen Cove, NY 11542
To: 392 Hillside Avenue, Suite 6, Williston Park, NY 11596


Mortgage Banker Branch License Address Changes:

January 13, 2015 (MB-MBD)
Luxury Mortgage Corp.
From: 990 Stewart Avenue, Suite 225, Garden City, NY 11530
To: 35 Pinelawn Road, Suite 109E, Melville, NY 11747

January 13, 2015 (MB-MBD)
Vanguard Funding LLC
From: 490 Wheeler Road, Suite 104, Hauppauge, NY 11788
To: 430 3rd Avenue, 2nd Floor, Suite 3, Brooklyn, NY 11215


Application approved pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

November 18, 2014 (BR-MBD)
Applicant(s)
PSM Holdings
Through its subsidiary WWYH, Inc.
To acquire interest in:
PrimeSource Mortgage, Inc. (formerly United Community Mortgage Corporation)
5900 Mosteller Drive, Suite 3, Oklahoma City, OK  73112

 

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

January 14, 2015

116930

Edward Thomas Williams

Sicklerville

NJ

E Mortgage Management LLC


 

Link to DFS Portal

About DFS

Contact DFS

Reports & Publications

Licensing

Laws and Regs

Connect With DFS

DFS Facebook page

Follow NYDFS on Twitter