Skip to Content

New York State Department of Financial Services

Weekly Banking Bulletin

January 30, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

January 23, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notices of intention to establish electronic facilities (automated teller machines) at the following four locations, received:

  1. 2 West Central Avenue, Avis, Clinton County, Pennsylvania 17721;
  2. 146 Spring Street, Houtzdale, Clearfield County, Pennsylvania 16651;
  3. One West Market Street, Middleburg, Snyder County, Pennsylvania 17842; and
  4. Main Street & State Street, Millville, Columbia County, Pennsylvania 17846.

January 28, 2015 (BK-FWB)
WOORI AMERICA BANK
1250 Broadway, New York, NY 10001

Application dated January 22, 2015, for permission to open and occupy a branch office at 10049 Baltimore National Pike, Ellicott City, Howard County, Maryland 21042, received.


January 28, 2015 (BK-FWB)
WOORI AMERICA BANK
1250 Broadway, New York, NY 10001

Application dated January 22, 2015, for permission to change the location of principal office from 1250 Broadway, Borough of Manhattan, City of New York 10001 to 330 Fifth Avenue, Borough of Manhattan, City of New York 10001, received.


January 28, 2015 (CC-LFS)
257 SHERIDAN BLVD. CORP., D/B/A INWOOD SERVICES, U/A/N BALDWIN EXPRESS
1747 Grand Avenue, Baldwin, NY 11510 

Applications were received for three limited station casher of checks licenses at the following locations:

  1. UPR Care Corp.  U/A/N Cold Spring Hills Center; 378 Syosset Street, Woodbury Road, Woodbury, NY 11797;
  2. The Waldorf Astoria, 301 Park Avenue, New York, NY 10022;
  3. North Shore Bottling Company, 1900 Linden Blvd., Brooklyn, NY 11207.

The publication of receipt of these applications does not indicate that the applications are deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Any public response is to be given within ten business days, by February 16, 2015.


Application to establish a Mortgage Banker's Branch received for examination:

January 28, 2015 (MB-MBD)
Full Service Branch
loanDepot.com, LLC
102 Elm Street, Walpole, MA  02081


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

August 5, 2014

115289

Lisa Mary Mastella

Enfield, CT

August 12, 2014

1072122

Marc Eric Ritchie

Costa Mesa, CA

September 3, 2014

1016770

Marcus Christian Davis

Sacramento, CA

September 16, 2014

338728

Loralynne Ball

Seminole, FL

October 7, 2014

503942

Patrick John Keelin

Vernon, NJ

October 13, 2014

62960

Tariq Dwayne Bailey

Wappingers Falls, NY

October 13, 2014

1203274

Gregory Edward Lockridge Jr.

Ypsilanti, MI

October 14, 2014

38461

Michael Patrick Salamon Jr

Medford, NJ

October 21, 2014

1099739

Arleene Cuevas Aguirre

Pomona, CA

October 29, 2014

1172706

Tionna Alexander

Beecher, IL

October 30, 2014

99282

Kelly L. McGuinness

North Haven, CT

November 17, 2014

1121947

Jean Katherine Shawesh

Fullerton, CA

November 24, 2014

1245611

John Thompson Mr

Staten Island, NY

November 26, 2014

39984

John Joseph Tyler

Long Beach, CA

December 2, 2014

129575

James Treacy Cory

San Diego, CA

December 3, 2014

497162

William J Jaroslawsky

Lancaster, NY

December 4, 2014

1017850

Issac Weisz

Brooklyn, NY

December 18, 2014

212788

Makiya Morris

Clinton Twp, MI

December 18, 2014

159913

Michael Menachem Ullmann

Woodbridge, VA

December 24, 2014

1245820

Ozzie Edwin Rivera

Allentown, PA

December 29, 2014

1250248

Nasir Khalid

Teaneck, NJ

December 29, 2014

18582

Steven H. Wasserman

Fairfield, CT

December 30, 2014

1012588

Luis Raul Sifuentes Jr.

Fort Worth, TX

December 30, 2014

152590

Doug Ehlerman

West Babylon, NY

January 2, 2015

11634

Travis Bowens

Wappingers Falls, NY

January 5, 2015

1217222

Carlos J. Dias

East Meadow, NY

January 5, 2015

1252703

Eduardo E Zambrano

New Rochelle, NY

January 5, 2015

365394

Eric Shumacher

Brooklyn, NY

January 6, 2015

625911

Alfredo Gaston Feigelmuller

East Brunswick, NJ

January 6, 2015

6658

Jan Michael Brody

Cherry Hill, NJ

January 7, 2015

1078350

Adam Michael Long

Allen, TX

January 7, 2015

621655

Christine Fay Howard

Allen, TX

January 7, 2015

1251852

Isaac Kofi-Adu Dankyi

Arlington, TX

January 7, 2015

76385

Barbara Carol Guralnick

Farmingdale, NY

January 7, 2015

1265416

Elinor Jean Matthews

Huntington Station, NY

January 8, 2015

13798

Guadalupe Del Carmen Phu

Astoria, NY

January 8, 2015

1211845

Dillon Jon Miles

Scottsdale, AZ

January 8, 2015

1222466

Samuel Thomas Jorgensen

Scottsdale, AZ

January 8, 2015

197384

Kelly Marie Ryan

Eden, NY

January 9, 2015

1168974

Bryce-Alan Jon McGeehan

Detroit, MI

January 12, 2015

939049

Rachel Lynn Stephan

Gilbert, AZ

January 12, 2015

1228879

Alec Justin Graham

Scottsdale, AZ

January 13, 2015

1211676

Nicholas James Kaszei

Brook Park, OH

January 13, 2015

1261488

Brian Patrick Hummer

Akron, OH

January 13, 2015

1261486

Julie R Finocchiaro

Streetsboro, OH

January 13, 2015

920036

Robert Manning Divis

Cleveland Hts, OH

January 13, 2015

1261493

Nicholas Anthony Misseri

Cleveland, OH

January 13, 2015

1232356

Andrew Taras Oryshkevych

Lakewood, OH

January 13, 2015

1261491

Christa Cathryn Meyers

Westlake, OH

January 13, 2015

1261496

Ann Charlotte Zill

Berea, OH

January 14, 2015

1220283

Christopher Leigh Hilton

Canton, MI

January 14, 2015

1220305

Kevin Micheal Kassab

Macomb Twp, MI

January 14, 2015

843401

John Paul Fischer

Underwood, IN

January 14, 2015

1211942

David Thomas Groechel

Detroit, MI

January 14, 2015

1159899

Andrew Leigh Grant

Detroit, MI

January 14, 2015

1220323

Nicholas John Korber

Warren, MI

January 14, 2015

1203268

Jonathan Ross Leduc

Madison Heights, MI


SECTION II

September 16, 2014 (CC-LFS)
CEBCO CHECK CASHER CORP.
369 Palmetto Street, Brooklyn, NY 11237

Effective September 16, 2014, license to engage in business as casher of checks was surrendered for the following limited station locations:

  • NYC Metropolitan Transit Authority, Jamaica Avenue and Pennsylvania Avenue, Brooklyn, New York 11207
  • NYC Metropolitan Transit Authority, 66-99 Fresh Pond Road, Flushing, New York 11385

December 22, 2014 (TM-LFS)
XOOM CORPORATION
425 Market Street, 12th Floor, San Francisco, CA 94105

A money transmitter license was issued to Xoom Corporation in connection with its change of headquarters location from 100 Bush Street, Suite 300, San Francisco, CA 94104 to 425 Market Street, 12th Floor, San Francisco, CA 94105.

In connection with the above license issuance, the money transmitter license for 100 Bush Street, Suite 300, San Francisco, CA 94104 was surrendered.


January 22, 2015 (CC-LFS)
PAY-O-MATIC CHECK CASHING CORP.
160 Oak Drive, Syosset, N.Y.   11791

Effective January 22, 2015, license to engage in business as casher of checks at branch located at 244 10th Avenue, New York, N.Y. 10001 was surrendered.


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

January 26, 2015 (MB-MBD)
Full Service Branch
American Neighborhood Mortgage Acceptance Company, LLC DBA
AnnieMac Home Mortgage
140 Grand Street, 3rd Floor, White Plains, NY 10601

January 26, 2015 (MB-MBD)
Full Service Branch
Nationwide Equities Corporation
337 Hempstead Turnpike, Suite #7, West Hempstead, NY 11552


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law has been withdrawn:

December 24, 2015 (MB-MBD)
Applicant(s)
Jeffrey Paul Grogin
David Alan Spector
Stanford Lee Kurland
Scott Wood Bridges
Private National Mortgage Acceptance Co., LLC
Highfields Capital Investments, LLC
BlackRock Mortgage Ventures, LLC

BlackRock, Inc.
As: PennyMac Loan Services, LLC
27001 Agoura Road, Suite 350, Calabasas, CA 91301


Certificate to engage in the business of a Mortgage Broker surrendered:

January 26, 2015 (BR-MBD)
Livingston Mortgage, Inc.
460 Bergen Boulevard, Suite 301, Palisades Park, NJ 07650 2345
Effective Date: January 21, 2015


License to engage in the business of a Mortgage Banker surrendered:

January 28, 2015 (MB-MBD)
Mortgage Master, Inc.
102 Elm Street, Walpole, MA 02081
Effective Date: January 28, 2015


License to engage in the business of a Mortgage Banker Branch surrendered:

January 22, 2015 (MB-MBD)
Full Service Branch
AFG Mortgage In Lieu of True Name Allied Mortgage Group, Inc.
707 Walt Whitman Road, Route 110, Suite 201, Melville, NY 11747
Effective Date: January 20, 2015

January 28, 2015 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
4 Titus Road, Suite A, Washington Depot, CT 06794
Effective Date: January 28, 2015

January 28, 2015 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
44 Trapelo Road, 2nd Floor, Belmont, MA 02478
Effective Date: January 28, 2015

January 28, 2015 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
50 Sunset Avenue, 1st Floor Back, Westhampton Beach, NY 11978
Effective Date: January 28, 2015

January 28, 2015 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
1110 South Avenue, Suite 100, Staten Island, NY 10314
Effective Date: January 28, 2015

January 28, 2015 (MB-MBD)
Full Service Branch
Mortgage Master, Inc.
2290 Lucien Way, Suite 150, Maitland, FL 32751
Effective Date: January 28, 2015


The following Registered Mortgage Brokers have failed to fully pay the general assessment, in violation of Section 206 of the Financial Services Law. Their mortgage broker registrations have expired, pursuant to Section 592-a of the New York Banking Law.

January 23, 2015 (BR-MBD)
Frank C Madonna
2941A Bruckner Blvd., Bronx, NY 10461

January 23, 2015 (BR-MBD)
Powan K. Singh D/B/A P K Associate
1216 Liberty Avenue, Brooklyn, NY 11208

January 23, 2015 (BR-MBD)
Nicholas C. Pepe Corp.
85 Kingsland Avenue, Brooklyn, NY 11222

January 23, 2015 (BR-MBD)
Safeway Equities LTD.
2545 Hempstead Turnpike, Suite 221, East Meadow, NY 11554 2144

January 23, 2015 (BR-MBD)
Edward L Koester
1457 Knapp Street, Bronx, NY 10469

January 23, 2015 (BR-MBD)
Shalimar Mortgage Corp.
80 Mount Misery Road, Huntington, NY 11743

January 23, 2015 (BR-MBD)
First Capital Funding Inc.
1119 Nostrand Avenue, Brooklyn, NY 11225

January 23, 2015 (BR-MBD)
Sunset Mortgage & Funding Corp.
2343 Hylan Boulevard, Staten Island, NY 10306

January 23, 2015 (BR-MBD)
BMC Productions Mortgage Co.
424 Webster Avenue, New Rochelle, NY 10801 3224

January 23, 2015 (BR-MBD)
Professional Mortgage Solutions, Inc.
62-81 Woodhaven Blvd., Rego Park, NY 11374

January 23, 2015 (BR-MBD)
Nicholas Palumbo DBA The Money Express
52 Harrigan Road, Hopewell Junction, NY 12533

January 23, 2015 (BR-MBD)
Commercial Express Funding Corp.
6608 NW 42nd Way, Boca Raton, FL 33496 4041

January 23, 2015 (BR-MBD)
Northern Funding Corp.
1407 Route 9, Suite 7, Clifton Park, NY 12065

January 23, 2015 (BR-MBD)
Bluestone Mortgage Corp.
70 Karol Place, Jericho, NY 11753 1321

January 23, 2015 (BR-MBD)
Overall Mortgage Corp.
1438 42nd Street, Lower Level, Brooklyn, NY 11219

January 23, 2015 (BR-MBD)
Vantage Mortgage LLC
6222 18th Avenue, 2nd Floor, Brooklyn, NY 11204 2901

January 23, 2015 (BR-MBD)
Solutions Home Mortgage, Inc.
40 Union Street, Hamburg, NY 14075

January 23, 2015 (BR-MBD)
Ace Home Funding Corp.
2538 East 65th Street, 2nd Floor, Brooklyn, NY 11234 6927

January 23, 2015 (BR-MBD)
Homequest Mortgage & Financial Services Corp.
250 Fulton Avenue, Suite 420, Hempstead, NY 11550

January 23, 2015 (BR-MBD)
Randal L. Miller d/b/a Atlantic Security Financial
39 Meadow Glen Road, Northport, NY 11768 2709

January 23, 2015 (BR-MBD)
Fidesfinance, LLC
5 East 59th Street, Suite 750, New York, NY 10022

January 23, 2015 (BR-MBD)
Braccio Inc. D/B/A The Mortgage Forum
2809 Lindenmere Drive, Merrick, NY 11566

January 23, 2015 (BR-MBD)
First Community Resources, Inc.
74-09 37th Avenue, Suite 415, Jackson Heights, NY 11372

January 23, 2015 (BR-MBD)
McAlllewis LLC
130-55 Springfield Boulevard, Springfield Gardens, NY 11413 1121

January 23, 2015 (BR-MBD)
AAA Funding Corp.
43 West 47th Street, Suite 203, New York, NY 10036 2804

January 23, 2015 (BR-MBD)
Equity Capital Funding Group, Inc.
95-20 63rd Road, Suite M, Rego Park, NY 11374 1145

January 23, 2015 (BR-MBD)
Thomas Tangney Esq. LLC D/B/A Double T
840 Shore Road, Apt. 4F, Long Beach, NY 11561 5407

January 23, 2015 (BR-MBD)
Money Market Mortgage, LLC
1343 Sullivan Avenue, 2nd Floor, South Windsor, CT 07074 2714

January 23, 2015 (BR-MBD)
Ryming Funding Corporation
3602 East Tremont Avenue, Bronx, NY 10465

January 23, 2015 (BR-MBD)
TNI Finances, Inc.
626 Rexcorp Plaza, Suite 675, Uniondale, NY 11556 0626

January 23, 2015 (BR-MBD)
Deep Blue Capital Partners, Inc.
6 Kent Street, Staten Island, NY 10306 1212

January 23, 2015 (BR-MBD)
Accountable Financial Management Corporation D/B/A Accountable Financial Mortgage Company
599 Main Street, Suite B, New York, NY 10044

January 23, 2015 (BR-MBD)
My Community Broker Inc.
375 Commack Road, Suite 204, Deer Park, NY 11729 5515

January 23, 2015 (BR-MBD)
CGAP, Inc.
125-10 Queens Boulevard, Suite 316, Kew Gardens, NY 11415 1506


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

January 26, 2015

1163662

Krystal Catherine Klimek

Columbia

MO

January 28, 2015

181596

Alexander C Blum

Syosset

NY


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Name

City

State

Sponsor

Matthew John Nichol

Fort Worth

TX

loanDepot.com, LLC

Joe Van Lai

Santa Ana

CA

loanDepot.com, LLC

Andrew Lee Meyer

Lake Forest

CA

loanDepot.com, LLC

David Dat Le

The Colony

TX

loanDepot.com, LLC

Stephen Robert Ching

Irvine

CA

Luxury Mortgage Corp.

Kyle Aaron Kiekenapp

Plano

TX

loanDepot.com, LLC

Regis Melvin Whittington

Baltimore

MD

New Day Financial, LLC

Daniel Keith Cummings

Baltimore

MD

New Day Financial, LLC

Joanna Marie Witte

Columbia

MO

Mortgage Research Center, LLC

Suzanne  Douglas

Port Washington

NY

Lyons Mortgage Services, Inc.

Hamdan Ziad Abdulghani

Dearborn

MI

Quicken Loans Inc.

Michael Dante Deluca

Garden City

NY

Bridgeview Mortgage Corp.

Charles Michael Morgan II

Cohoes

NY

Northeast Funding Services, Inc.

James  Huestis

Wappinger Falls

NY

Homestead Funding Corp.

Bruce Yuung Tus

Detroit

MI

Quicken Loans Inc.

David Alexander Maveal

Detroit

MI

Quicken Loans Inc.

Rose Marie Cobb

Dearborn

MI

Quicken Loans Inc.

Blake Atlee Worden

Clinton Township

MI

Quicken Loans Inc.

Sara Elizabeth Cleland

Troy

MI

Quicken Loans Inc.

Karen  Mcardle

Centerport

NY

Reliance First Capital, LLC

Arman Seyed Tabatabaei

Irvine

CA

Network Capital Funding Corporation

Mark Allen Poynter

Radcliff

KY

Discover Home Loans, Inc.

William Dustin Mcknight

Falls Church

VA

First Guaranty Mortgage Corporation

Frank Anthony Ventrella Jr

Brea

CA

Carrington Mortgage Services, LLC

Noah  Mann

Oceanside

NY

Vanguard Funding LLC

Brandon Michael Conover

Dundalk

MD

New Day Financial, LLC

Kimberly Nicole Duncan

Overland Park

KS

Mortgage Research Center, LLC

Patricia Clements Jaquay

Floral Park

NY

US Mortgage Corporation

Terry Gene Pauley

Lake Forest

CA

Freedom Mortgage Corporation

Undugodage Charith Chamara Rodrigo

Fair Oaks

CA

Liberty Home Equity Solutions, Inc.

Margaret Jean Herrinton

South Lyon

MI

Quicken Loans Inc.

Steven Conrad Negrete

Norwalk

CA

loanDepot.com, LLC

Stuart Ashley Diamond

Mckinney

TX

Nationstar Mortgage LLC

Stephen David Slattery

New York

NY

loanDepot.com, LLC

Sarah Elizabeth Bourne

Columbia

MO

Mortgage Research Center, LLC

Martin Gudmand Bruno

Little Elm

TX

Genpact Mortgage Services, Inc.

Devon Marie Cooley

Detroit

MI

Quicken Loans Inc.

Pamela Rachel Fenn

Trophy Club

TX

Nationstar Mortgage LLC

Thomas Marvin Peterson

Mission Viejo

CA

Discover Home Loans, Inc.

Hugo Hsi-Sheng Liu

Orange

CA

Nationstar Mortgage LLC

Michael T Hsu

Colonia

NJ

Mortgage World Bankers, Inc

Erguis  Mertiri

Bronx

NY

A.S.A.P. Mortgage Corp.

Christopher Allan Goodwin

Garden Grove

CA

Genpact Mortgage Services, Inc.

Joshua Sittle Wilson

Mission Viejo

CA

Nationstar Mortgage LLC

Max Alexander Raymond Tinder

Costa Mesa

CA

Network Capital Funding Corporation

Alexander Joseph Nunez

Livonia

MI

Quicken Loans Inc.

David Garth Johnson III

San Juan Capistrano

CA

Nationstar Mortgage LLC

Zachary Michael Cook

Detroit

MI

Quicken Loans Inc.

Paul David Mies

Yorba Linda

CA

Discover Home Loans, Inc.

Sara Lorraine Kraus

Boonville

MO

Mortgage Research Center, LLC

Sammy Samarasekera Lopez

Long Beach

CA

Nationstar Mortgage LLC

Timothy Demond Fulton II

Detroit

MI

Quicken Loans Inc.


 

Link to DFS Portal

About DFS

Contact DFS

Reports & Publications

Licensing

Laws and Regs

Connect With DFS

DFS Facebook page

Follow NYDFS on Twitter