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New York State Department of Financial Services

Weekly Banking Bulletin

March 6, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

February 17, 2015 (FB-FWB)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION 
4-5 Marunouchi 1-Chrome, Chiyoda-ku, Tokyo 100-8212, Japan

MITSUBISHI UFJ TRUST & BANKING CORPORATION (U.S.A.) 
420 Fifth Avenue, New York, NY 10018

Application, pursuant to Section 601-a of the Banking Law, for the purchase of certain assets and assumption of certain liabilities of Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) by Mitsubishi UFJ Trust and Banking Corporation, received.

The comment period for this application will expire on April 6, 2015. 


February 17, 2015 (FB-FWB)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION 
4-5 Marunouchi 1-Chrome, Chiyoda-ku, Tokyo 100-8212, Japan

Application, pursuant to Section 201-b of the Banking Law, requesting permission to exercise fiduciary powers, received.


March 3, 2015 (BK-CRB)
GREATER HUDSON BANK,  N.A. 
715 Route 304, Bardonia, NY 10954

Application, pursuant to Section 136 of the Banking Law, for the conversion of Greater Hudson Bank, N.A. from National to State charter under the name Greater Hudson Bank, received.


Application to establish a Mortgage Banker's Branch received for examination:

February 27, 2015 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
409 Canal Street, Suite #2, Plantsville, CT 06479


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

September 10, 2014

1203207

Debora Cassandra Amoles

Detroit, MI

September 17, 2014

1213101

Christopher La

Moorpark, CA

January 12, 2015

1181659

Susie Soric

East Elmhurst, NY

February 3, 2015

6633

Catherine Ann Kehoe

Glastonbury, CT

February 3, 2015

1202859

Stephen Ronald Schlaack

Bay Village, OH

February 3, 2015

1220079

Alicia Camillia Dyer

Detroit, MI

February 4, 2015

1114269

Christine Marie Daniello

Carlstadt, NJ

February 4, 2015

404423

Leo David Rubenstein

Short Hills, NJ

February 4, 2015

793830

Rebecca Michelle Kruggel

Parma Heights, OH

February 6, 2015

1069111

Jonathan Alexander Johnson

jacksonville, FL

February 6, 2015

1134147

Jawana Ladson Thomas

St Johns, FL

February 10, 2015

888648

John Patrick Nooney

Jacksonville, FL

February 10, 2015

1211833

Angela Marie Haas

Tempe, AZ

February 10, 2015

1228916

Mario Murillo-Estrada

Tolleson, AZ

February 11, 2015

1278466

Sheila A Cramer

Mayfield, NY

February 11, 2015

1202864

Matthew Aaron Watson

Scottsdale, AZ

February 11, 2015

1284569

Horace Wayne Modlin Jr

Costa Mesa, CA

February 11, 2015

938806

Chadwick James Formica

Scottsdale, AZ

February 11, 2015

1086583

Jared Leon Shore

Westfield, IN

February 11, 2015

1202772

Joshua David Livingston

Scottsdale, AZ

February 11, 2015

1011659

Erin Nicole Toth

Scottsdale, AZ


SECTION II

January 16, 2015 (CC-LFS)
NY COMMUNITY FINANCIAL, LLC  U/A/N  THE CHECK CASHING PLACE  U/A/N  CFSC  U/A/N COMMUNITY FINANCIAL SERVICE CENTER   
560 Sylvan Avenue, Englewood Cliffs, NJ 07632

License was issued to engage in business as a licensed casher of checks as a result of the purchase of certain assets of CEBCO Check Casher Corp at  278 Knickerbocker Avenue, Brooklyn, NY  11237.

In connection with the above license issuance, the original check casher license for the above location was surrendered.


February 24, 2015 (CC-LFS)
WINK CHECK CASHING CORP.
499A South Broadway, Yonkers, NY 10705

Effective February 24, 2015, license to engage in business as casher of checks for the location at 2250 White Plains Road, Bronx, NY 10467 was surrendered.


February 25, 2015 (BP-LFS)
GREENPATH, INC. D/B/A GREENPATH DEBT SOLUTIONS
36500 Corporate Drive, Farmington Hills, MI  48331

Licenses to engage in business as a budget planner at the following locations were surrendered.

80-02 Kew Gardens Road – Suite 710, Kew Gardens, Queens County, NY 11415

800 Ellis Road – Suite 129, Muskegon, Muskegon County, MI 49441


February 25, 2015 (TR-CRB)
BANCO POPULAR NORTH AMERICA
11 West 51st Street, New York, NY 10019

Authorizations issued February 25, 2015 to open and occupy branch offices at the following three locations, on or after February 26, 2015:

  1. 623 Fifth Avenue, Borough of Manhattan, City of New York 10022;
  2. 875 Third Avenue, Borough of Manhattan, City of New York 10022; and
  3. 345 Park Avenue South, Borough of Manhattan, City of New York 10010.

(These locations had been offices of Doral Bank, San Juan, Puerto Rico, a failed institution.)


March 3, 2015 (FB-FWB)
MIZUHO BANK, LTD.
1-5-5, Otemachi, Chiyoda-Ku, Tokyo, 100-8333, Japan

The Department interposes no objection to Mizuho Bank, Ltd. establishing and maintaining an additional branch at 320 Park Avenue, Borough of Manhattan, City of New York 10022.


March 3, 2015 (BK-FWB)
MIZUHO BANK (USA)
1251 Avenue of the Americas, New York, NY 10020

Authorization issued to open and occupy a branch office at 320 Park Avenue, Borough of Manhattan, City of New York 10022, on or after March 4, 2015.


March 3, 2015 (TR-CRB)
ORANGE COUNTY TRUST COMPANY
212 Dolson Avenue, Middletown, NY 10940

Authorization issued to open and occupy a branch office at 50 Main Street, White Plains, Westchester County, New York 10606, on or after March 4, 2015.


March 3, 2015 (SB-CRB)
NORTHEAST COMMUNITY BANK
325 Hamilton Avenue, White Plains, NY 10601

Authorization issued to open and occupy a branch office at 301 North Main Street (Suite 5), New City, Town of Clarkstown, Rockland County, New York 10956, on or after March 4, 2015.


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

March 04, 2015 (MB-MBD)
Full Service Branch
Intercontinental Capital Group, Inc.
4050 Skyron Drive, Suite #A3, Doylestown, PA 18902

March 04, 2015 (MB-MBD)
Full Service Branch
American Advisors Group, Inc.
600 Townpark Lane, Suite #300, Kennesaw, GA 30144

March 04, 2015 (MB-MBD)
Full Service Branch
Reliance First Capital, LLC
6150 Oak Tree Boulevard, Suite #175, Independence, OH 44131

March 04, 2015 (MB-MBD)
Full Service Branch
Mortgage Research Center, LLC D/B/A VAMortgageCenter
2101 Chapel Plaza Court, Columbia, MO 65203

March 04, 2015 (MB-MBD)
Full Service Branch
Mortgage Research Center, LLC D/B/A VAMortgageCenter
1512 Heriford Road, Columbia, MO 65202

March 04, 2015 (MB-MBD)
Full Service Branch
Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
Additional DBA(S): Presidents First Mortgage Bankers
Senior Funding Group
306A Malcolm X Boulevard, 2nd Floor, Brooklyn, NY 11233


License to engage in the business of a Mortgage Banker Branch surrendered:

February 26, 2015 (MB-MBD)
Full Service Branch
US Mortgage Corporation
153C Post Avenue, Westbury, NY 11590
Effective Date: February 26, 2015


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

February 27, 2015 (BR-MBD)
Money Market Mortgage, LLC
1343 Sullivan Avenue, 2nd Floor, South Windsor, CT 07074 2714


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

March 03, 2015 (BR-MBD)
Northeast Processing, LLC
16 Rosio Lane, Modena, NY 12548 5220
Effective Date: February 17, 2015


Mortgage Loan Servicer Name Change:

March 02, 2015 (MLS-MBD)
From: Vantium Capital, Inc. D/B/A Acqura Loan Services
To:  ClearSpring Loan Services, Inc.


Mortgage Broker Certificate Address Changes:

March 02, 2015 (BR-MBD)
Flash Funding, LLC
From: 5018 16th Avenue, Suite 201, Brooklyn, NY 11204
To: 410 East 3rd Street, Brooklyn, NY 11218 3912

March 03, 2015 (BR-MBD)
Richard S Chiu
From: 401 Broadway, Suite 309, New York, NY 10013
To: 131 West 33rd Street, Suite 11A, New York, NY 10001 2934


Mortgage Banker License Address Changes:

March 04, 2015 (MB-MBD)
Intercontinental Capital Group, Inc.
From: 3 Huntington Quadrangle, Suite 106S, Melville, NY 11747
To: 50 Jericho Quadrangle, Suite 210, Jericho, NY 11753 2726


Mortgage Broker Branch Certificate Address Changes:

March 02, 2015 (BR-MBD)
A.S.A.P. Mortgage Corp.
From: 3565 Crompond Road, Suite 202, Cortlandt Manor, NY 10567
To: 3565 Crompond Road, Store 12, Cortlandt Manor, NY 10567

March 02, 2015 (BR-MBD)
Neighborhood Assistance Corporation of America
From: 144 Orange Street, New Haven, CT 06510
To: 241 Main Street, Suite 200N, Hartford, CT 06106


Mortgage Banker Branch License Address Changes:

March 04, 2015 (MB-MBD)
Intercontinental Capital Group, Inc.
From: 333 SE 2nd Avenue, Suite 2000, Office 2049, Miami, FL 33131
To: 271 Route 46, Suite H203, Fairfield, NJ 07004


Application approved pursuant to Section 594-b of the New York Banking Law and Part 418 of the Superintendent's Regulations for a control interest:

February 27, 2015 (MLS-MB)
Applicant(s)
Michael A. Corasaniti and Carlos J. Rodrigues through their interest in
Tourmalet Advisors II, L.P.
To acquire interest in:
Kondaur Capital Corporation
333 So. Anita Drive, Ste. 400, Orange, CA 92868


The following registered Mortgage Broker has entered into a Settlement Agreement with the Department in lieu of a hearing for a fine or revocation of its mortgage broker registration to settle violations of Article 12-D Section 591-a(2) and 595-a(2) of the New York Banking Law for utilizing a domain name prior to receiving authorization from the Department and using a name in an advertisement that did not conform to the name on record with the Department. The Settlement Agreement terms and conditions include a fine of $5,000.00.

February 27, 2015 (BR-MBD)
Fort Funding Corp
7016 Fort Hamilton Pkwy, Brooklyn, NY 11228


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

February 27, 2015

1117282

Niccole Glenn

Detroit

MI


 

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