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New York State Department of Financial Services

Weekly Banking Bulletin

May 15, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous

Regulatory Unit Codes

CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

Application to establish a Mortgage Broker's Branch received for examination:

May 13, 2015 (BR-MBD)
Full Service Branch
All County Capital Corp. D/B/A Scott Capital Group
600 Mamaroneck Avenue, Suite #400, Office #403, Harrison, NY 10528


Application to establish a Mortgage Banker's Branch received for examination:

May 13, 2015 (MB-MBD)
Full Service Branch
MGN Funding Corp.
106-19 Liberty Avenue, First Floor, Richmond Hill, NY 11419

May 13, 2015 (MB-MBD)
Full Service Branch
MNET Mortgage In Lieu of True Name Mortgage Network, Inc.
100 Church Street, 8th Floor, Room #883, New York, NY 10007


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

July 17, 2014

142311

Radha Tharoor

Port Washington, NY

November 19, 2014

263373

John Howard Lotterhos

Galveston, TX

January 9, 2015

267617

Daniel Meidan

Tenafly, NJ

February 14, 2015

1194822

Sarah Yung Friedrich

Peoria, AZ

March 11, 2015

1210978

Lisa Ann Schroeder

Indianapolis, IN

March 12, 2015

245900

Gary Kevin Dear

DelRay Beach, FL

March 23, 2015

1307282

Michael Troy Ferrara

Anaheim, CA

March 27, 2015

172254

Kieran M Rodgers

Huntington, NY

April 1, 2015

728845

Charanpreet Singh

Seaford, NY

April 1, 2015

60632

Nicholas G Guthrie

Queens Village, NY

April 1, 2015

1016651

Erapalli Sahadeo

Queens Village, NY

April 2, 2015

1032527

Salaudeen Nausrudeen

Deer Park, NY

April 10, 2015

26533

April Victoria Royston

Jacksonville, FL

April 22, 2015

136677

Ryan Baker

Bayside, NY

April 23, 2015

1333823

George Thomas O’ Connor III

Brooklyn, NY

April 23, 2015

892457

Adam Todd VanRoekel

Lewisville, TX

April 24, 2015

390073

Gregory Allen Harden

Jacksonville, FL

April 28, 2015

180867

Michael Joseph Guthneck Jr.

Toms River, NJ

April 29, 2015

898973

Michael J Nail

Jacksonville, FL

April 29, 2015

1304016

Pamela Eunice Samuels

St. Johns, FL

April 30, 2015

663557

Stephen Michael Allen

Upland, CA

April 30, 2015

989426

Uri Braun

Spring Valley, NY

April 30, 2015

1065208

Steven Nicholas Dominguez

Santa Ana, CA

April 30, 2015

1025791

Michael Robert Dominik

Blackwood, NJ

 

SECTION II

April 24, 2015 (SB-CRB)
NEW YORK COMMUNITY BANK
615 Merrick Avenue, Westbury, NY 11590

Application pursuant to Section 96-d of the Banking Law, for the designation of the hamlet of Wyandanch, Town of Babylon, Suffolk County, New York, as a Banking Development District, was approved by the Superintendent.  The co-applicant is the Town of Babylon.


April 27, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy branch offices at the following four locations, surrendered for cancellation:

  1. 425 Westminster Avenue, Penn Township, York County, Pennsylvania 17331;
  2. 811 Kidder Street, Wilkes-Barre, Luzerne County, Pennsylvania 18702;
  3. One West Market Street, Middleburg, Snyder County, Pennsylvania 17842; and
  4. Main Street and State Street, Millville, Columbia County, Pennsylvania 17846.

Offices discontinued as of April 24, 2015.


April 27, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 100 Homewood Way, Penn Township, York County, Pennsylvania 17331, surrendered for cancellation.
Office discontinued as of April 23, 2015.


May 4, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 146 Spring Street, Houtzdale, Clearfield County, Pennsylvania 16651, surrendered for cancellation.
Office discontinued as of May 1, 2015.


May 7, 2015 (SB-CRB)
ELMIRA SAVINGS BANK
333 East Water Street, Elmira, NY 14901

Authorization granting permission to open and occupy a branch office at 401 West Main Street, Montour Falls, Schuyler County, New York 14865, surrendered for cancellation.

Office discontinued as of April 30, 2015.


May 11, 2015 (MI-CRB)
LAKELAND BANK
250 Oak Ridge Road, Oak Ridge, NJ 07438

Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 400 Rella Boulevard, Suite 165, Suffern, Rockland County, New York 10901.


May 12, 2015 (MI-CRB)
OPEN BANK
1000 Wilshire Boulevard, Suite 500, Los Angeles, CA 90017

Address of representative office located at 38-08 Bell Boulevard, Suite 500, Bayside, Borough of Queens, City of New York 11361, corrected to read 38-08 Bell Boulevard, Suite 2A, Bayside, Borough of Queens, City of New York 11361.


May 12, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy branch offices at the following two locations, surrendered for cancellation:

  1. 28 Central Avenue, Avis, Clinton County, Pennsylvania 17721; and
  2. 114 South Allen Street, State College, Centre County, Pennsylvania 16801.

Offices discontinued as of May 8, 2015.


May 14, 2015 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030

Authorization issued to open and occupy a branch office at 75-79 Route 59, Monsey, Rockland County, New York 10952, on or after May 15, 2015.


License issued to engage in business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

May 07, 2015 (MB-MBD)
Full Service Branch
Maverick Funding Corp.
9 Entin Road, Suite #200, Parsippany, NJ 07054

May 12, 2015 (MB-MBD)
Full Service Branch
Homebridge Financial Services, Inc. DBA Menlo Park Funding
5755 Granger Road, Suite #200A, Independence, OH 44131

May 12, 2015 (MB-MBD)
Full Service Branch
Carrington Mortgage Services, LLC
8120 Nations Way, Suites #205-#208, Jacksonville, FL 32256


License to engage in the business of a Mortgage Banker Branch surrendered:

May 07, 2015 (MB-MBD)
Full Service Branch
Paragon Home Loans Inc.
7763 Turin Road, Room #2, Rome, NY 13440
Effective Date: May 06, 2015

May 13, 2015 (MB-MBD)
Full Service Branch
Equity Home Capital LLC In Lieu of True Name Equity Loans, LLC
205 Route 9 North, Freehold, NJ 07728
Effective Date: May 05, 2015


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

May 07, 2015 (BR-MBD)
Mortgage Links Inc.
2043 Richmond Avenue, Staten Island, NY 10314 3900

May 08, 2015 (BR-MBD)
Ace Home Funding Corp.
2538 East 65th Street, 2nd Floor, Brooklyn, NY 11234 6927

May 11, 2015 (BR-MBD)
Efficiency Funding LLC
3017 Beverly Road, Brooklyn, NY 11226


Mortgage Broker Certificate Address Changes:

May 08, 2015 (BR-MBD)
U.V.S. Inc. D/B/A Hypotec
From: 6380 Wilshire Boulevard, Suite 1602, Los Angeles, CA 90048
To: 11900 Biscayne Boulevard, Suite 106, Miami, FL 33181 2758

May 13, 2015 (BR-MBD)
FHM Mortgage Corp
From: 150-03 14th Road, Suite 200, Whitestone, NY 11357
To: 46-02A Broadway, North 101, Astoria, NY 11103 1628


Mortgage Banker License Address Changes:

May 07, 2015 (MB-MBD)
Maverick Funding Corp.
From: 9 Entin Road, Suite 200, Parsippany, NJ 07054
To: 1194 Oak Valley Drive, Suite 80, Ann Arbor, MI 48108 8942


Mortgage Loan Servicer Branch Address Changes:

May 13, 2015 (MLS-MBD)
Full Service Branch
Provident Funding Associates, LP
From:   1750 112th Avenue NE, Suite D-259, Bellevue, WA  98004
To:   11235 SE 6th Street, Suite A-120, Bellevue, WA  98004


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS ID

Name of Applicant

City & State of Residence

February 11, 2015

427998

Daniel William Hornig

Volo

IL

May 1, 2015

318819

Brett Lee Fish

San Clemente

CA

May 1, 2015

88685

Scott Robert Durand

Huntington Beach

CA

May 1, 2015

620978

Colter Blaine Coberly

Waxhaw

NC

May 1, 2015

33210

Ronald Riemer

New York

NY

May 1, 2015

160360

Betty P Gomez

Ridgefield

NJ

May 1, 2015

40245

Timothy Raymond DeLany

Exton

PA

May 1, 2015

1282076

William Lawrence Holder

Laguna Niguel

CA

May 1, 2015

1247448

Bryan Duarte

Little Ferry

NJ

May 1, 2015

294784

Alejandro V Romero

Santa Ana

CA

May 1, 2015

941226

William Henry Hoag III

Anaheim

CA

May 1, 2015

848895

Alexander William Winter

Indianapolis

IN

May 1, 2015

1018353

Boopindra Nauth Doobay

Jersey City

NJ

May 1, 2015

1059169

Heather Kathleen Mitchell

Richmond

VA

May 1, 2015

1247806

Anthony Paul Ivy

Chicago

IL

May 1, 2015

1247472

Anthony Robert Barbour

Taylor

MI

May 1, 2015

206095

James Zachary Malamut

Ventnor

NJ

May 7, 2015

50318

Michael Anthony Rael

Aliso Viejo

CA

May 7, 2015

1228342

Arman Ahrabian

Novi

MI

May 8, 2015

881871

Chad Andrew Ayers

Syracuse

NY


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Status Date

NMLS

Name

City

State

Sponsor

May 1, 2015

234539

Alan Ross Breecker

Melville

NY

Franklin First Financial, Ltd.

May 8, 2015

706575

Warren Willett

Warwick

RI

Intercontinental Capital Group, Inc.


 

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