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New York State Department of Financial Services

Weekly Banking Bulletin

September 18, 2015

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

September 8, 2015 (SB-CRB)
PIONEER SAVINGS BANK
21 Second Street, Troy, NY 12180

Notice of intention to establish an electronic facility (automated teller machine) at 433 River Street, Troy, Rensselaer County, New York 12180, received.   (This electronic facility will replace the facility at Siek Campus Center at Hudson Valley Community College, 80 Vandenburgh Avenue, Troy, Rensselaer County, New York 12180.)


September 11, 2015 (FB-FWB)
HSH NORDBANK AG
Gerhard-Hauptmann-Platz 50, 20095 Hamburg, Germany

Notice pursuant to Section 605.11 of the Banking Law that HSH Nordbank AG intends to voluntarily liquidate its New York branch located at 230 Park Avenue, New York, NY. 10169, received.


September 15, 2015 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Notice of intention to establish an electronic facility (automated teller machine) at 1904 Emmorton Road, Bel Air, Harford County, Maryland 21015, received. 


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

September 15, 2015 (BR-MBD)
Applicant(s)
Tikva Hope Sekezi
As: Vivid Mortgages, Inc.
211-41 Jamaica Avenue, Queens Village, NY 11428 1621


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City & State of Residence

April 28, 2015

101345

Robert Lavan jr

Harrisburg, NC

June 3, 2015

986383

Daniel Thomas Alvarez

Windsor, CA

June 4, 2015

1060356

Michael Joseph Caporale

Santa Rosa, CA

July 17, 2015

351043

Lena Katherine Friske

Bloomfield, NJ

August 18, 2015

191618

Ryan Richard Neading

Riverview, FL

August 18, 2015

86819

Michael Ray Latham

Brandon, FL

August 20, 2015

1376919

Matthew Eric Groudle

Wickliffe, OH

August 31, 2015

1139967

Amanda Marie Fratt

Detroit, MI

August 31, 2015

880642

John Adam Cook

Chesterfield, MI

September 1, 2015

1401055

John Audia

Massapequa, NY

September 2, 2015

120128

Terence P Lockery

Stamford, CT

September 2, 2015

1177972

Ryan Elliott McCallister

Detroit, MI

September 2, 2015

1387691

Benjamin David Grombala

Franklin, MI

September 2, 2015

1387669

Montgomery William Garratt

Franklin, MI

September 2, 2015

1387645

David William Else

Waterford, MI

September 2, 2015

655598

Terrell Lorne Crowell

Oak Park, MI

September 2, 2015

1387631

Noah James Doran

Brighton, MI

September 3, 2015

1177781

Joshua Daniel Crowton

Warren, MI

September 3, 2015

1220061

Cay-Lynn Coulter

Sterling Heights, MI

September 3, 2015

1366724

Christopher Scott Airriess Jr.

Madison Heights, MI

September 3, 2015

1195056

Peter Sugierski

Northville, MI

September 3, 2015

1168751

Alexander Paul Bauman

Northville, MI

September 3, 2015

838724

Abraham Charles Yeihey

Dearborn, MI

September 3, 2015

140694

Randall Hayes Chapman

Carmel, IN

September 3, 2015

984909

Aram Faroug Shwani

Phoenix, AZ

September 3, 2015

1351314

Paul Douglas Humphries

Muncie, IN

September 3, 2015

1262816

Antonio Sergio Rezende De Campos Filho

Scottsdale, AZ

September 3, 2015

1359291

Alan A De La Vega Rodriguez

Greenwood, IN

September 3, 2015

132890

Brian Gary McCourt

Zionsville, IN


SECTION II

September 4, 2015 (PF-LFS)
CREDIT SUISSE PREMIUM FINANCE LLC 
11 Madison Avenue, New York, NY 10010

License to engage in business as a premium finance agency was surrendered.


September 15, 2015 (MI-CRB)
ROBERT GOLDEN
Hewlett, New York 11557

Application, pursuant to Section 143-b of the Banking Law, for Robert Golden to acquire control of Hanover Community Bank, New Hyde Park, New York, accepted.


September 17, 2015 (TR-FWB)
THE BANK OF NEW YORK MELLON
One Wall Street, New York, NY 10005

Applicant notified that pursuant to the provisions of Section 105-b of the Banking Law, no objection will be interposed to the establishment of a trust office at 500 Ross Street, Pittsburgh, Allegheny County, PA 15262.  (This trust office will replace the office at 525 William Penn Place, Pittsburgh, Allegheny County, PA 15219.)


License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law:

September 10, 2015 (MB-MBD)
TruHome Solutions, LLC
9777 Ridge Drive, Suite 340, Lenexa, KS 66219 9746


Certificate to engage in the business of a Mortgage Broker surrendered:

September 11, 2015 (BR-MBD)
Pearson Mortgage Group, Inc.
305 Nelson Avenue, Staten Island, NY 10308 3434
Effective Date: September 09, 2015

September 14, 2015 (BR-MBD)
Insignia Mortgage Group, Inc.
888 Veterans Memorial Highway, Suite 405, Hauppauge, NY 11788 3082
Effective Date: September 08, 2015


License to engage in the business of a Mortgage Banker Branch surrendered:

September 10, 2015 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
1717 West 6th Street, #340, Austin, TX 78703
Effective Date: September 08, 2015


The following have been reinstated to the role of registered mortgage brokers. New mortgage brokerage residential property business may now be resumed:

September 10, 2015 (BR-MBD)
Syamni Funding Inc.
135-30 Rockaway Boulevard, Suite 201, South Ozone Park, NY 11420 3023

September 11, 2015 (BR-MBD)
BMC Productions Mortgage Co.
424 Webster Avenue, New Rochelle, NY 10801 3224

September 16, 2015 (BR-MBD)
Young Hoon Kim
10 Van Gelder Court, Ramsey, NJ 07446 2244


Mortgage Banker License Name Changes:

September 14, 2015 (MB-MBD)
From: Meridian Residential Capital LLC D/B/A First Meridian Mortgage
Additional DBA(s) MR Capital Group
To: FM Home Loans, LLC D/B/A MR Capital Group


Mortgage Broker Certificate Address Changes:

September 16, 2015 (BR-MBD)
Man Ching Lee D/B/A H. K. Realty & Funding Company
From: 41 Elizabeth Street, Suite #603, New York, NY 10013
To: 153 Centre Street, Suite 102, New York, NY 10013 4127

September 16, 2015 (BR-MBD)
Platinum Mortgage Inc.
From: 1880 Hylan Boulevard, Staten Island, NY 10305
To: 1888 Hylan Boulevard, Suite 1, Staten Island, NY 10305 2112


Mortgage Banker License Address Changes:

September 11, 2015 (MB-MBD)
iServe Residential Lending, LLC
From: 13520 Evening Creek Drive North, Suite 400, San Diego, CA 92128
To: 15015 Avenue of Science, Suite 250, San Diego, CA 92128 3436

September 16, 2015 (MB-MBD)
Hartford Funding, LTD
From: 2040 Ocean Avenue, Ronkonkoma, NY 11779
To: 538 Broadhollow Road, Suite 403, Melville, NY 11747 3668


Mortgage Broker Branch Certificate Address Changes:

September 16, 2015 (BR-MBD)
Robert S. Duquette D/B/A Adirondack Funding Services
From: 2276 Saranac Avenue, Lake Placid, NY 12946
To: 55 Barn Road, Suite 204, Lake Placid, NY 12946


Mortgage Banker Branch License Address Changes:

September 15, 2015 (MB-MBD)
Summit Mortgage Bankers, Inc.
From: 18 Bowery, Ground Floor, New York, NY 10013
To: 15 Division Street, 4th Floor, New York, NY 10002

September 15, 2015 (MB-MBD)
Luxury Mortgage Corp.
From: 990 Stewart Avenue, Suite #225, Garden City, CT 11530
To: 499 Chestnut Street, Suite 210, Cedarhurst, NY 11516


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS ID

Name of Applicant

City & State of Residence

Sponsoring Entity

September 14, 2015

26972

Mark Thomas Reeve

Encinitas

CA

Plaza Home Mortgage, Inc.

September 14, 2015

378239

Theodore John Schirm Jr.

Fanwood

NJ

Loandepot.Com, LLC

September 16, 2015

221673

David Brian Pearson

Olathe

KS

Truhome Solutions, LLC


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn NMLS ID

Name of Applicant

City & State of Residence

September 4, 2015

1320755

Albert Hong

Bayside

NY

September 4, 2015

1194803

Dominique Nicole Escoe

Detroit

MI

September 4, 2015

346594

Marlon Kevin John

Laurelton

NY

September 4, 2015

213937

William Smith Jr

Brooklyn

NY

September 4, 2015

621655

Christine Fay Howard

Allen

TX

September 4, 2015

1140064

Charles William Hayes Jr.

Madison Heights

MI

September 4, 2015

1186966

James Thomas Fagan

Sterling Heights

MI

September 4, 2015

1202771

Daniel Leal

Scottsdale

AZ

September 4, 2015

485916

Wayne R Bodow

Manlius

NY

September 4, 2015

1272634

Kody Donald Krizman

Strongsville

OH

September 4, 2015

1271246

Jonathan Keith Acker

Irvine

CA

September 4, 2015

1266356

Jack Edward Champion III

South Glens Falls

NY

September 16, 2015

1228408

Melissa Ann Ramos

Southgate

MI

September 16, 2015

1016770

Marcus Christian Davis

Sacramento

CA

September 16, 2015

1220507

Eduardo Paredes

Dearborn

MI

 

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