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New York State Department of Financial Services

Weekly Banking Bulletin

January 8, 2016

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:

Institution Codes

BK Bank
BP Budget Planner
CC Check Casher
CU Credit Union
FA Foreign Agency
FB Foreign Branch
FR Foreign Representative Office
HC Holding Company
IC Investment Company
LL Licensed Lender
MK Merchant Bank
MI Miscellaneous
MB Mortgage Banker
BR Mortgage Broker
MLS Mortgage Servicer
PF Premium Finance Agency
PB Private Banker
SD Safe Deposit Company
SF Sales Finance Agency
SL Savings and Loan Association
SB Savings Bank
TM Transmitter of Money
TR Trust Company
VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRB Community and Regional Banks
CSD Consumer Services
FWB Foreign and Wholesale Banks
LFS Licensed Financial Services
MBD Mortgage Banking


January 7, 2016             
CALL FOR REPORTS

The Superintendent of Financial Services issues a call for reports of condition and income from banks, trust companies and private bankers as at the close of business December 31, 2015.  In accordance with Part 23 of the General Regulations of the Superintendent, those banks and trust companies which file similar reports with the Federal Reserve Bank of New York or the Federal Deposit Insurance Corporation may file those same reports with this Department.  Banks, trust companies, and private bankers that are required to file reports with the Department of Financial Services are reminded that failure to file these reports by February 1, 2016 will result in a violation of Section 37, 125 or 176 of the Banking Law which authorizes fines for each day an institution is delinquent in filing of any required report.


SECTION l

December 30, 2015 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030 Application to change the location of branch from Space #1414, Staten Island Mall, 2655 Richmond Avenue, Borough of Staten Island, City of New York 10314 to Space # 2005 Staten Island Mall, 2655 Richmond Avenue, Borough of Staten Island, City of New York 10314, received.

Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application NMLS ID Name of Applicant City & State of Residence

October 8, 2015

132666

Michael Molinaro

Center Moriches, NY

October 15, 2015

20758

Salvatore Pascarella

Hicksville, NY

November 4, 2015

1394439

Louis P Bejot

Central Islip, NY

November 4, 2015

1024015

Kevin Hayden

Queensbury, NY

November 5, 2015

369172

George S Wonica

Staten Island, NY

November 6, 2015

1283412

Martin Christopher Jackson

Detroit, MI 

November 10, 2015

95025

Elvis Santana

Parsippany, NJ

November 16, 2015

1426827

Jori Ellen Goldner

Hackensack, NJ

November 30, 2015

1414558

James Michael Dolan

Long Beach, NY

December 6, 2015

1220589

Zachary Jacob Zeidner

Detroit, MI

December 6, 2015

1247816

Desmond Howard Hill

Southfield, MI

December 7, 2015

1430731

Joshua Peter Baldwin

Narragansett, RI

December 7, 2015

1409022

Blake David Bruseloff

West Bloomfield, MI

December 7, 2015

1237682

Patrick Isiah Conner

Ferndale, MI 

December 7, 2015

1262960

Emily Nicole Ditzel

Massapequa Park, NY

December 7, 2015

1313759

Christopher Edward Shoemaker

Columbia, MO 

December 9, 2015

1419016

Andres Chevallier Boutell

Monroe, MI

December 9, 2015

138467

Stephen Paul Hoeferle

Noblesville, IN 

December 9, 2015

257845

Jason Paul Wayne Dudich

Fishers, IN

December 11, 2015

84917

Craig Scott Zalcberg

West Greenwich, RI 

December 11, 2015

552833

William Robert Snow

Crawfordsville, IN

December 11, 2015

1415908

Dwayne Fyffe

Englewood, NJ 

December 17, 2015

1212029

Jacob Alexander Lawrence

Carleton, MI 

December 18, 2015

1238033

Emily Joan Redig

University Heights, OH

December 18, 2015

530262

Patricia R Murphy

Bronxville, NY 

December 21, 2015

1109208

Brian David Copeland

Columbia, MO

December 21, 2015

198512

Jess Alvin Smith

San Clemente, CA

December 21, 2015

1398586

Olivia Nicole Ajlouni

Grosse Pointe Shores, MI

December 21, 2015

1037603

Nicholas Thomas McCracken

Farmington Hills, MI

December 21, 2015

1159657

Joseph Adam Misconin

Cleveland, OH

December 22, 2015

363617

Leonard Harvey Rossine

Lincroft, NJ 

December 22, 2015

1312418

Kerry Ann Simonetti

Washington, MI

December 22, 2015

1203169

Elaina Renee O'Neal

Columbia, MO

December 22, 2015

1434926

Ian Mark Chang

Columbia, MO

December 22, 2015

1435409

Lorraine Lieux-Claire Mitchell

Columbia, MO

December 22, 2015

1434950

Brian Dean Schmidt

Tipton, MO

December 22, 2015

1434926

Ian Mark Chang

Columbia, MO

December 23, 2015

1195208

Kenneth Douglas Vaughn Jr.

Detroit, MI 

December 23, 2015

1417344

Barry Lisak

Great Neck, NY

December 23, 2015

1435368

Richard Aron Lobell

Long Beach, NY

December 24, 2015

1418574

Ethan Andrew Watkins

Royal Oak, MI

December 29, 2015

133181

James Ray Schrader

Jacksonville, FL

SECTION II

December 30, 2015 (BP-LFS)
ATLANTIC CREDIT FOUNDATION, INC.
3 Glen Hill Court, Dix Hills, NY 11746

License to engage in business as a budget planner was surrendered.


December 30, 2015 (BP-LFS)
COMMUNITY CREDIT COUNSELING CORP.
3455 Route 66, Neptune, NJ 07753

License to engage in business as a budget planner was surrendered.


December 30, 2015 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354
NEW YORK COMMERCIAL BANK (BK-CRB)
One Suffolk Square, Islandia, NY 11749

Application, pursuant to Section 601 of the Banking Law, for New York Commercial Bank to merge with and into New York Community Bank, under the name New York Community Bank, accepted.


December 31, 2015 (BK-CRB)
CATSKILL HUDSON BANK
4438 Route 42 North, Thompson, New York 12701

Authorization issued to change the location of branch office from 731 Route 211 East, Town of Wallkill, Orange County, New York 10940 to 643 Route 211 East, Town of Wallkill, Orange County, New York 10941, on or after January 1, 2016.


January 4, 2016 (FB-FWB)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION 
4-5 Marunouchi 1-Chrome, Chiyoda-ku, Tokyo 100-8212, Japan
MITSUBISHI UFJ TRUST & BANKING CORPORATION (U.S.A.) (TR-FWB) 
420 Fifth Avenue, New York, NY 10018

The Superintendent of Financial Services has filed, pursuant to the provision of Section 601-b of the Banking Law, as of 8:00 a.m., January 1, 2016, a Purchase of Assets and Liability Assumption Agreement dated February 2, 2015, and other required documents, providing for the purchase of certain assets and assumption of certain liabilities of Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) by Mitsubishi UFJ Trust and Banking Corporation, New York Branch.


January 4, 2016 (BK-CRB)
BANCO POPULAR NORTH AMERICA
11 West 51st Street, New York, NY 10019

Authorization issued to open and occupy a branch office at 2875 NE 191 Street, Aventura, Miami-Dade County, Florida 33180, on or after January 5, 2016.


January 4, 2016 (FB-CRB)
BANK HAPOALIM B.M.
50 Rothchild Blvd., Tel Aviv, Israel 66883

Approval given to change the location of its three New York branches from 1177 Avenue of the Americas, Borough of Manhattan, City of New 10036 to 1120 Avenue of the Americas, Borough of Manhattan, City of New York 10036.


January 4, 2016 (MI-CRB)
INVESTORS BANK
101 JFK Parkway, Short Hills, NJ 07078

Authorizations issued to open and occupy branch offices at the following five locations:

  • 896 Manhattan Avenue, Borough of Brooklyn, City of New York 11222;
  • 7414 13th Avenue, Borough of Brooklyn, City of New York 11228;
  • 6402 18th Avenue, Borough of Brooklyn, City of New York 11204;
  • 69-71 Grand Avenue, Borough of Queens, City of New York 11378, and
  • 2150 Merrick Road, Merrick, Town of Hempstead, Nassau County, New York 11566, on or after January 5, 2016.

January 5, 2016 (FB-FWB)
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A
Croeselaan 18, 3521 CB Utrecht, the Netherlands

Application, pursuant to Section 203.2 of the Banking Law, to change the name of its branch, located at 245 Park Avenue, New York, NY 10167 from Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. to Cooperatieve Rabobank U.A, approved.


January 5, 2016 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.   
140 Broadway, New York, NY 10005
BROWN BROTHERS HARRIMAN & CO.  (MI-FWB) 
One Logan Square, 14th Floor, Philadelphia, PA 19103

Brown Brothers Harriman & Co., a Pennsylvania limited partnership (“BBH PA”), merged with and into Brown Brothers Harriman & Co., a New York limited partnership (“BBH NY”), under the name Brown Brothers Harriman & Co., effective December 30, 2015. 

The following banking office of BBH PA has become a branch office of BBH NY:  One Logan Square, 14th Floor, Philadelphia, PA 19103.


January 6, 2016 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to Continue Business, approved and filed.


January 6, 2016 (FR-FWB)
HAITONG BANK, S.A.
Edificio Quartzo, Rua Alexandre Herculano, 38 1269-161, Lisbon, Portugal

Application, pursuant to Section 221-d of the Banking Law, to establish and maintain a representative office at 340 Madison Avenue, Borough of Manhattan, City of New York 10173, approved and license issued.


January 6, 2016 (TR-CRB)
TOMPKINS TRUST COMPANY
110 North Tioga Street, Ithaca, NY 14850

Authorization issued to open and occupy a branch office at 6872 East Genesee Street, Fayetteville, Town of DeWitt, Onondaga County, NY 13066, on or after January 7, 2016.


January 6, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Approval given to change the location of branch office from Scotiabank Centre, Cardinal Avenue No. 6, George Town, Grand Cayman, Cayman Islands, British West Indies to Harbor Place, 103 South Church Street, George Town, Grand Cayman, Cayman Islands, British West Indies, on or after January 7, 2016.


January 7, 2016 (BK-CRB)
AMERASIA BANK
41-06 Main Street, Flushing, NY 11355

Authorization issued to open and occupy a branch office at 10079-10085 Sunset Strip, Sunrise, Broward County, Florida 33322, on or after January 8, 2016.


Application to assume inactive status as a registered mortgage broker pursuant to Article 12-D of the Banking Law approved:

January 06, 2016 (BR-MBD)
James John Beamer D/B/A Dellwood Funding Company
188 Dellwood Road, Amherst, NY 14226
Effective Date: September 02, 2015


Mortgage Loan Servicer Address Changes:

January 06, 2016 (MLS-MBD)
Ditech Financial LLC D/B/A ditech
From:    1400 Landmark Towers, 345 St. Peter Street, St. Paul, MN  55102
To: 3000 Bayport Drive, Suite 880, Tampa, FL  33607

January 06, 2016   (MLS-MBD)
Reverse Mortgage Solutions, Inc.
From:   2727 Spring Creek Drive, Spring, TX  77373
To:   14405 Walters Road, Suite 200, Houston, TX  77014-1345


Mortgage Banker Branch License Address Changes:

January 06, 2016 (MB-MBD)
US Mortgage Corporation
From: 1110 South Avenue, Suite 71, Staten Island, NY 10314
To: 1110 South Avenue, Suite 33, Staten Island, NY 10314

Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn NMLS ID Name of Applicant City & State of Residence

December 29, 2015

1222909

Brandon Edward Schache

Indianapolis

IN

 

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