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New York State Department of Financial Services

Weekly Banking Bulletin

June 24, 2016

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

June 13, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203

Notices of intention to establish electronic facilities (automated teller machines) at the following four (4) locations, received:

  1. Rutter's Farm Store #37, 27335 Route 75 North, Walker Township, Juniata County, Pennsylvania 17059
  2. Rutter's Farm Store #67, 378 North Main Street, Borough of Mercersburg, Franklin County, Pennsylvania 17236
  3. Rutter's Farm Store #69, 100 Grand Street, Borough of Hamburg, Berks County, Pennsylvania 19526
  4. Rutter's Farm Store #70, 405 Historic Drive, Borough of Strasburg, Lancaster County, Pennsylvania 17579.

June 22, 2016 (BK-CRB)
GREATER HUDSON BANK
715 Route 304, Bardonia, NY 10954

Application dated June 17, 2016 for permission to open and occupy a branch office at 155 White Plains Road, Suite 220-West Wing, Tarrytown, Westchester County, New York 10591 received.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

June 16, 2016 (BR-MBD)
Applicant(s)
Vincent Joseph Cervo
Thomas Vincent Pasckvale, Jr.
As: Top Vine Mortgage Services, L.L.C.
786 Mountain Boulevard, Suite 202, Watchung, NJ 07069-6268


Application to establish a Mortgage Banker's Branch received for examination:

June 16, 2016 (MB-MBD)
Full Service Branch
Universal American Mortgage Company, LLC D/B/A Eagle Home Mortgage
230 Half Mile Road, Suite 101, Red Bank, NJ 07701

June 21, 2016 (MB-MBD)
Full Service Branch
CrossCountry Financing In Lieu of True Name CrossCountry Mortgage, Inc.
102 Chestnut Ridge Road, Suite #200, Montvale, NJ 06745


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

June 16, 2016 (MB-MBD)
Applicant(s)
Paul Robert Lamparillo
To acquire interest in:
Nationwide Equities Corporation
One International Boulevard, Suite 1202, Mahwah, NJ 07495

June 22, 2016 (MB-MBD)
Applicant(s)
Finance of America Holdings, LLC
UFG Holdings LLC
UFG Global LLC
The Mortgage Opportunity Group LLC
BTO Urban Holdings LLC
Libman Family Holdings LLC
Libman-Alpha Holdings, LLC
Libman-Eta Holdings, LLC
Libman-Kappa Holdings, LLC
Blackstone Tactical Opportunities Funds
To acquire an interest in
Urban Financial of America LLC D/B/A Reverse It!
8909 South Yale Avenue, Tulsa, OK  74137


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application NMLS #

Applicant Name

City State
December 1, 2015 369431 Stephen William Bodo Albany New York

December 4, 2015

219550

James E MacPherson

Draper

Utah

December 21, 2015

1282197

Alexander Frederick Trotter

Troy

Ohio

January 18, 2016

899686

Gangadaye Khan

Valley Stream

New York

February 23, 2016

5182

David Solomon Lazowski

Brookline

Massachusetts

March 10, 2016

164973

Brian Andrew Frenck

Carlsbad

California

March 21, 2016

220871

Raymond F Banjany

Manalapan

New Jersey

April 5, 2016

351622

James E. Lynch

Placentia

California

April 13, 2016

1376242

Leeann Bae Peters

Detroit

Michigan

May 6, 2016

914926

Stephen Patrick Martin

Massapequa

New York

May 13, 2016

1470697

Lisa Marie LaBarca

Staten Island

New York

May 13, 2016

357314

Nirmal Singh Mann

Porter Ranch

California

May 13, 2016

673181

Lee M. Horen

New York

New York

May 16, 2016

1217204

Steven Garrett Hicks

Moseley

Virginia

May 19, 2016

1464831

John Joseph Troha

Sayville

New York

May 20, 2016

47822

George Joseph Radachowsky

Danbury

Connecticut

May 26, 2016

1424337

Shneur Zalman Rothenberg

Lakewood

New Jersey

May 26, 2016

1214277

Michael Arzoomanian

Palisades

New York

May 27, 2016

1201420

Kevin Daviau

Flanders

New Jersey

May 31, 2016

1408507

Joseph Raymond Costanzo

Parma heights

Ohio

June 1, 2016

1451374

Alexandra Demarest Agnos

Watervliet

New York

June 1, 2016

1484734

Tony Yang

Oakland Gardens

New York

June 1, 2016

981129

Stephanie Michelle Clymer

San Diego

California

June 2, 2016

1294897

Kasey Lynn Rousseau

Merritt Island

Florida

June 2, 2016

1277459

Jeremy Sullivan Bertera Staigle

Apopka

Florida

June 6, 2016

1387678

Duane Del Gibbs

Dearborn

Michigan

June 6, 2016

1485281

Darren David Najor

West Bloomfield

Michigan

June 6, 2016

1485667

Alexandru Pop

Ecorse

Michigan

June 6, 2016

1491071

David Craig YATES II

Deltona

Florida

June 6, 2016

930153

David Quinn Geiger

Jacksonville

Florida

June 6, 2016

1485294

Salvatore Nicholas Poma

Macomb

Michigan

June 6, 2016

1491012

David Michael Barr

Chuluota

Florida

June 6, 2016

1491742

Casey James Rhom

Orlando

Florida

June 6, 2016

1387581

Elizabeth Holly Prater

Allen Park

Michigan

June 7, 2016

1241791

John Paul Van Liew

Peoria

Arizona

June 7, 2016

1294869

George Cristian Bradea

Orlando

Florida

June 7, 2016

648867

Brian Joseph Chibbaro

Saint Johns

Florida

June 7, 2016

1077319

Rachael Ann Szczepanski

Detroit

Michigan

June 7, 2016

1155589

Robert Michael Antrim

Philadelphia

Pennsylvania

June 8, 2016

1227749

Michael Joseph Rible

Union

New Jersey

June 8, 2016

214928

James Edward Berger

Brecksville

Ohio

June 8, 2016

382600

David Allen Bletsh

Cleveland

Ohio

June 8, 2016

1491403

Imran Dhalla

Flower Mound

Texas

June 8, 2016

1196799

Brian D Fontanella

Merrick

New York

June 13, 2016

998804

Scott Alexander Campbell

Rochester Hills

Michigan


SECTION II

June 14, 2016, (PF-LFS)
DOUG FEINBERG COMPANY, INC. 
390 Fulton Avenue, Hempstead, NY 11550

License to engage in business as a premium finance agency was surrendered.


June 16, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Authorization granting permission to open and occupy a branch office at 151 North Main Street, New City, Town of Clarkstown, Rockland County, New York 10956, surrendered for cancellation.

Office discontinued as of June 10, 2016.


June 22, 2016 (BK-FWB)
WOORI AMERICA BANK
330 Fifth Avenue, New York, NY 10001

Authorization issued to open and occupy a branch office at 164-25 Northern Boulevard, Flushing, Borough of Queens, City of New York 11358, on or after June 23, 2016.


June 23, 2016 (TR-Cap Mkts)
FIDUCIARY TRUST COMPANY INTERNATIONAL
FIDUCIARY INVESTMENT CORP.
600 Fifth Avenue, New York, N.Y. 10020

Approval given to change the principal office from 600 Fifth Avenue, Borough of Manhattan, City of New York 10020 to 280 Park Avenue, Borough of Manhattan, City of New York 10017, on or after June 24, 2016.


Certificate issued to engage in the business as a Mortgage Broker under Article 12-D of the New York State Banking Law:

June 20, 2016 (BR-MBD)
Garden State Mortgage Services In Lieu of True Name Garden State Home Loans Incorporated
2091 Springdale Road, Suite 16, Cherry Hill, NJ 08003 4005


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

June 20, 2016 (MB-MBD)
Full Service Branch
United Mortgage Corp. UAN NY Finest Funding
Additional DBA(S): United Global Group
10 Fairway Drive, Suite #304, Deerfield Beach, FL 33441


License to engage in the business of a Mortgage Banker Branch surrendered:

June 21, 2016 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
300 Garden City Plaza, Suite 134, Garden City, NY 11530
Effective Date: June 14, 2016

June 21, 2016 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
2901 Long Beach Road, Suites #9 & 10, Oceanside, NY 11572
Effective Date: June 14, 2016

June 21, 2016 (MB-MBD)
Full Service Branch
PrimeLending, A PlainsCapital Company
612 Wheelers Farms Road, 1st Floor, Milford, CT 06461
Effective Date: June 15, 2016

June 22, 2016 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
430 3rd Avenue, 2nd Floor, Suite 3, Brooklyn, NY 11215
Effective Date: June 14, 2016


Mortgage Broker Certificate Address Changes:

June 22, 2016 (BR-MBD)
SBBnet, Inc.
From: 27902 Meadow Drive, Suite 375, Evergreen, CO 80439
To: 32045 Castle Court, Suite 202, Evergreen, CO 80439 3503


Mortgage Broker Branch Certificate Address Changes:

June 22, 2016 (BR-MBD)
Platinum Mortgage Inc.
From: 1201 Bay Street, Suite #1, Staten Island, NY 10305
To: 900 South Avenue, Suite 58/59, Staten Island, NY 10314


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn NMLS # Applicant Name City State

May 24, 2016

1376919

Matthew Eric Groudle

Wickliffe

Ohio

May 24, 2016

1125087

Brittany Nelson

Henderson

Colorado

May 24, 2016

1366676

Lauren Helen Summer

Cleveland

Ohio

May 24, 2016

162652

Richard English Sancho

Lindenhurst

New York

May 24, 2016

395108

Amit Kant Srivastava

Rancho Cucamonga

California

May 24, 2016

1376480

Marshall Brian Matz

Chesterfield

Michigan

May 24, 2016

1203376

Andrew Kenneth Roussos

Grosse Pointe Park

Michigan

May 24, 2016

1262934

Alma Laura Michel

Peoria

Arizona

May 24, 2016

874037

Gabriel Arthur Vargas

Stanton

California

May 25, 2016

1331748

Ryan Patrick Rasnick

Cleveland

Ohio

May 25, 2016

1367405

Tania Sultana Miah

Detroit

Michigan

May 25, 2016

1376124

Jesse Keegan Rosselot

Northville

Michigan

May 25, 2016

1237810

Cecilia Ramirez-Verduzco

Detroit

Michigan

June 2, 2016

1239465

Bartley Thomas Brainard

Orange

California

June 2, 2016

575514

Jose Macias

Roselle

Illinois

June 2, 2016

1375390

Emily Anne Grazia

Kirtland

Ohio

June 2, 2016

1431236

Joseph Alexander Gamboa

Philadelphia

Pennsylvania

June 3, 2016

972725

Naomi Vann

Dallas

Texas

June 6, 2016

1273602

Israel Lee Rodriguez

Inkster

Michigan

June 14, 2016

185916

Erik Frederick Grimmer

South Elgin

Illinois

June 15, 2016

150898

Brian Kordell

Whippany

New Jersey

June 21, 2016

1382433

William John Dwyer

Newport

Rhode Island


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval NMLS # Applicant Name City State Sponsor Name

February 4, 2016

158664

Nathan Edward Nary

Portsmouth

Rhode Island

Embrace Home Loans, Inc.

June 2, 2016

1037414

Christopher Michael DeRosier

Grosse Pointe Woods

Michigan

Quicken Loans Inc.

June 2, 2016

1202738

Kathleen Ku'uipo Alatini

Gilbert

Arizona

Quicken Loans Inc.

June 2, 2016

1312266

Kiera Earleen Florka

Oak Park

Michigan

Quicken Loans Inc.

June 2, 2016

1419164

Jamie Lynne Gasper

Roseville

Michigan

Quicken Loans Inc.

June 2, 2016

1432618

Kimberly June Bruno

Northport

New York

US Mortgage Corporation

June 2, 2016

24510

Joseph Valdivieso

Bronx

New York

Residential Home Funding Corp.

June 2, 2016

64773

Joseph Berger

Monroe

New York

Funding Source Corp.

June 2, 2016

867096

Jason Scott Blee

Massapequa

New York

Lakeview Mortgage Bankers Corp

June 2, 2016

1295785

Stephen Kostas Gikas

Troy

Michigan

Quicken Loans Inc.

June 2, 2016

1273486

Andrew Robert McClain

Clinton Township

Michigan

Quicken Loans Inc.

June 2, 2016

1445959

Phillip Yim

Manhasset

New York

Powerhouse Solutions, Inc.

June 2, 2016

1375387

Meghan Eileen Gallagher

Bay Village

Ohio

Quicken Loans Inc.

June 2, 2016

1252892

Aquil Jackson

Baldwin

New York

Franklin First Financial, Ltd.

June 2, 2016

1076914

Bilal Ahmad Faiz

Forest Hills

New York

Mortgage World Bankers, Inc

June 2, 2016

1367406

Teresa Ann Patterson

Birmingham

Michigan

One Reverse Mortgage, LLC

June 2, 2016

20582

Christopher Scherillo

Bayside

New York

Vanguard Funding LLC

June 2, 2016

1419167

Levi Bradford Gourdie

Detroit

Michigan

Quicken Loans Inc.

June 2, 2016

638042

Angela C Hoag

Johnsonville

New York

OwnersChoice Funding, Incorporated

June 2, 2016

1348175

Aspen Ta Quanda Price-Perry

Lindenwold

New Jersey

Freedom Mortgage Corporation

June 2, 2016

1395228

Lucas Genutis Faillace

Miramar

Florida

Network Capital Funding Corporation

June 2, 2016

1195056

Peter Sugierski

Northville

Michigan

Quicken Loans Inc.

June 2, 2016

1187614

Creighton Daniel Crenshaw

Rochester Hills

Michigan

Quicken Loans Inc.

June 17, 2016

1455448

Madlen Kaprielian

Suffern

New York

Prospect Mortgage, LLC


 

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