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New York State Department of Financial Services

Weekly Banking Bulletin

July 8, 2016

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

CALL FOR REPORTS

July 6, 2016

 

 

 

 

 

 

 

The Superintendent of Financial Services issues a call for reports of condition and income from banks, trust companies and private bankers as at the close of business June 30, 2016.  In accordance with Part 23 of the General Regulations, those banks and trust companies which file similar reports with the Federal Reserve Bank of New York or the Federal Deposit Insurance Corporation do not have to file separate reports with this Department.  Banks, trust companies, and private bankers that are required to file reports with the Department of Financial Services are reminded that failure to file these reports by July 31, 2016 will result in a violation of Sections 37, 125 or 176 of the Banking Law which authorize fines for each day an institution is delinquent in filing of any required report.

June 30, 2016 (MI-CRB)
INVESTORS BANK
101 JFK Parkway, Short Hills, NJ 07078

Application dated June 29, 2016, for permission to open and occupy a branch office at 2200 Richmond Avenue, Borough of Staten Island, City of New York 10314, received.


July 1, 2016 (FR-FWB)
BANCA POPOLARE DI VICENZA
Vicenza (VI) Via Battaglione Framarin No. 18, Italy

Notice to voluntarily surrender representative office license at 595 Madison Avenue 35th Floor, New York, NY 10022, received.


July 5, 2016 (MT-LFS)
TEMPUS, INC
1225 New York Avenue, NW, Suite 200, Washington, DC 20005

Notification received for change of primary office location from 1225 New York Avenue, NW, Suite 200, Washington, DC 20005 to 1201 New York Avenue, NW, Suite 300, Washington, DC 20005

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law

July 06, 2016 (BK-MBD)
Applicant(s)
Gregory C Brown
Diana Lyn Cannell
Crawford P Cragun
Rusty Hansen
Kevin G Haycock
Michael Eric Huber
Michael Paul Jensen
Adam Michael Kessler
James E MacPherson
John Badger Norman
Timothy R Peterson
Daniel Preston Richards
John Duane Shaw
The Kessler Family Trust
The Shaw Family 101 Trust
AMC Lending In Lieu of True Name Academy Mortgage Corporation
1220 East 7800 South, Suite 100, Sandy, Utah 84094


Application to establish a Mortgage Banker’s Branch received for examination:

July 06, 2016 (BK-MBD)
Full Service Branch
Freedom Mortgage Corporation D/B/A CHL Mortgage
16 Court Street, Suite 1505, Brooklyn, New Jersey 11241

July 06, 2016 (BK-MBD)
Full Service Branch
loanDepot.com, LLC D/B/A LDWholesale
25500 Commercentre Drive, Lake Forest, California 92630

July 06, 2016 (BK-MBD)
Full Service Branch
Freedom Mortgage Corporation D/B/A CHL Mortgage
98 Cuttermill Road, Suite 223, Great Neck, New Jersey 11021

July 06, 2016 (BK-MBD)
Full Service Branch
Universal American Mortgage Company, LLC
230 Half Mile Road, Suite 101, Red Bank, New Jersey 07701

July 06, 2016 (BK-MBD)
Full Service Branch
Syracuse Securities, Inc.
5500 Main Street, Suite 108A, Williamsville, New York 14221

July 06, 2016 (BK-MBD)
Full Service Branch
Freedom Mortgage Corporation
623 Fifth Avenue, 24th floor, New York, NY 10022


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application NMLS # >Applicant Name City State
April 21, 2016

1470613

Hersch Pinchas Kellner

Monroe

New York

May 5, 2016

986251

Joseph C Barretta

howard beach

New York

May 13, 2016

55241

Sadiki Pierre

Mahopac

New York

May 18, 2016

1460026

Nicholas Michael Anderson

Wantagh

New York

May 20, 2016

1079339

Orlando Gonzalez

Rockville

Maryland

May 25, 2016

1465216

Mark Joseph Phillips

Santa Ana

California

June 2, 2016

1494823

Moshe Strulovics

Brooklyn

New York

June 6, 2016

1135763

Angela Marie Gilliam

Orlando

Florida

June 7, 2016

1454534

Amanda Joy Gillespie

Vineland

New Jersey

June 7, 2016

1477309

James Joseph Lipski

Delran

New Jersey

June 7, 2016

1471732

Elden Joseph Greuber

Sicklerville

New Jersey

June 7, 2016

498142

Balderys M. Luna

Islip

New York

June 7, 2016

1471770

Joshua Alexander Jacobs

Warminster

Pennsylvania

June 7, 2016

1471948

Bethany Alyssa Hester

Marlton

New Jersey

June 7, 2016

1463419

Cody Lee Molowski

Shamong

New Jersey

June 7, 2016

1272169

Jaclyn Michelle Merryfield

Haddon Heights

New Jersey

June 14, 2016

64923

Linda G McNamara

Niagara Falls

New York

June 15, 2016

957992

Chanilia DeJesus Nixon

Miami Beach

Florida

June 15, 2016

453344

Patrick William Packard

Irvine

California

June 20, 2016

1294817

Defrondrick Deloun Neal

Indianapolis

Indiana

June 20, 2016

1226249

James Scott Rainwater

Carlsbad

California

June 23, 2016

1485324

Angela Ruth Terry

Eastpointe

Michigan

June 23, 2016

1477384

Elizabeth Ann Yaeger

Manchester

Maryland

June 23, 2016

889424

Katherine Carnahan Timm

Irving

Texas

June 23, 2016

215904

Byron Aubrey Decuir

Irvine

California


SECTION II

March 31, 2016 (BP-LFS)
AAA FAIR CREDIT FOUNDATION
230 West 200 South, Suite 3104, Salt Lake City, UT 84101

License to engage in business as a budget planner was surrendered.


May 24, 2016 (CC-LFS)
S & E CHECK CASHING CORP.
1650 Bay Ridge Parkway, Brooklyn, NY  11204

License to engage in business as casher of checks at 1650 Bay Ridge Parkway, Brooklyn, NY  11204 was surrendered effective May 24, 2016.


June 23, 2016 (SFC-LFS)
TD Auto Finance LLC  
27777 Inkster Road, Farmington Hills, MI, 48334

License to engage in business as a sales finance company at 2050 Roanoke Road, Westlake, TX 76262 was surrendered.


July 1, 2016 (MI-CRB)
UPSTATE NEW YORK BANCORP, INC.
389 Hamilton Street, Geneva, NY 14456

The Superintendent of Financial Services has filed, pursuant to the provisions of Section 143-a of the New York Banking Law, as of 8:30 A.M., July 1, 2016, an Agreement and Plan of Share Exchange, dated as of April 21, 2016, and other required documents, providing for the acquisition of 100% of the capital stock of USNY Bank, Geneva, New York, by UpState New York Bancorp, Inc., Geneva, New York.


July 1, 2016 (MI-FWB)
DB USA CORPORATION
60 Wall Street, New York, NY 10005

The Superintendent of Financial Services has filed, pursuant to the provision of Section 143-a of the Banking Law, as of 12:00 a.m., July 1, 2016, a Contribution Agreement dated as of July 1, 2016, and other required documents, providing for the indirect acquisition of all the capital stock of Deutsche Bank Trust Company Americas by DB USA Corporation. (The transaction involves no change in ultimate control.)


July 1, 2016 (MI-FWB)
MIZUHO FINANCIAL GROUP, INC. 
1-5-5, Otemachi, Chiyoda-ku, Tokyo 100-8176, Japan

MIZUHO BANK, LTD.
1-5-5, Otemachi, Chiyoda-ku, Tokyo 100-8176, Japan

The Superintendent of Financial Services has filed, pursuant to the provision of Section 143-a of the Banking Law, as of 8:00 a.m., July 1, 2016, a Shared Purchase Agreement dated as of February 26, 2016, and other required documents, providing for acquisition of all the capital stock of Mizuho Bank (USA) and Mizuho Trust & Banking Co. (USA) by Mizuho Americas LLC (in formation.)   (The transaction involves no change in ultimate control.)


July 6, 2016 (BK – CRB)
MAHOPAC BANK
1441 Route 22, Town of Southeast, NY 10509

Approval given to change the location of branch office from 775 Palisade Avenue, Yonkers, Westchester County, NY 10703 to 1086 North Broadway, Yonkers, Westchester County, NY 10701, on or after July 7, 2016.


July 7, 2016 (MI-CRB)
PACIFIC CITY BANK
3701 Wilshire Boulevard, Suite 402, Los Angeles, CA 90010

Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 217-04 Northern Boulevard, Suite 31, Bayside, Borough of Queens, City of New York 11361.


Mortgage Broker Certificate Address Changes:

July 05, 2016 (BR-MBD)
Funding Source Corp.
From: 21 Robert Pitt Drive Suite # 304, Monsey, New York 10952
To: 21 Robert Pitt Drive, Suite #214, Monsey, New York 10952-5312


Mortgage Banker Branch License Address Changes:

July 05, 2016 (BK-MBD)
Home Point Financial Corporation
From: 9 Entin Road, Suite #200, Parsippany, New Jersey 07054
To: 4 Gatehall Drive, 2nd Floor, Suite #217, Parsippany,  New Jersey 07054-4522


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property.

Date Application Withdrawn NMLS # Applicant Name

City State
June 28, 2016

404841

Luigi Ilardi

Ridgewood

New York

June 28, 2016

450263

Linda May Corbin

Unicoi

Tennessee

June 28, 2016

145888

Ian Hugo Twaddle

Macungie

Pennsylvania

June 28, 2016

620917

Matthew Ryan Mosley

Plano

Texas

June 28, 2016

894989

Vladimir Vladimirov Danilchenko

Jacksonville

Florida

June 28, 2016

410183

Paul Pok-Yuen Yu

Brooklyn

New York

June 28, 2016

1381047

Michael Pendergast

Astoria

New York

June 28, 2016

404325

Lawrence John Fiore

Southington

Connecticut


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval NMLS # Applicant Name City> State Sponsor Name
06/24/2016

1376237

David Adam Pierce

Westland

MI

Quicken Loans Inc.

07/01/2016

1376499

Nolan William Breymaier

Oak Park

MI

Quicken Loans Inc.

07/01/2016

348571

Eric Ernest Horn

Jacksonville

FL

Carrington Mortgage Services, LLC

07/01/2016

1023614

Stephanie Kay Kennelly

Phoenix

AZ

Quicken Loans Inc.

07/01/2016

209796

John Nash Hale

Toms River

NJ

Glendenning Mortgage Corporation

07/01/2016

1445064

Matthew J Stockel

White Plains

NY

iServe Residential Lending, LLC

07/01/2016

1262711

Eric Clayton Neil

Harrison Township

MI

Quicken Loans Inc.

07/01/2016

1387330

Martin Sterling

Staten Island

NY

Freedom Mortgage Corporation D/B/A

07/01/2016

1149110

Seth Andrew Kasmann

Columbia

MO

Mortgage Research Center, LLC D/B/A

07/01/2016

1177493

Hussein Ali Berro

Inkster

MI

Quicken Loans Inc.


 

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