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New York State Department of Financial Services

Weekly Banking Bulletin

October 14, 2016

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

September 30, 2016 (TR-CRB)
AMALGAMATED BANK
275 Seventh Avenue, New York, NY 10001

Notice of intention to close a branch office at 564 West 125th Street, Borough of Manhattan, City of New York 10027, received.

The comment period on this notice will expire on November 14, 2016.


October 5, 2016 (TR-FWB)
GOLDMAN SACHS BANK USA
200 West Street, New York, NY 10282

Application dated October 3, 2016, for permission to change the location of a branch office from 222 South Main Street, Salt Lake City, Utah 84101 to 111 South Main Street, Salt Lake City, Utah 84111, received.


October 13, 2016 (BK-CRB)
FREDERICK HING KWOK CHAU
La Habra Heights, CA
CHRSTOPHER YEOU-HWA CHAU
Irvine, CA
KAREN YEOU-HUNG PELLET
Burlingame, CA
FD CHAU FAMILY LLC
La Habra Heights, CA
DOROTHY W CHAU
La Habra Heights, CA

The Bulletin item dated October 1, 2015, which appeared in the Weekly Bulletin dated November 6, 2015, has been amended to read:

Application, pursuant to Section 143-b of the Banking Law, for Frederick Hing Kwok Chau, Christopher Yeou-Hwa Chau, Karen Yeou-Hung Pellet, FR Chau Family, LLC and Dorothy W. Chau to collectively acquire indirect control of First American International Bank, Brooklyn, New York, received. 

The application was amended to reflect the addition of Dorothy W. Chau as a control party.


October 14, 2016 (CC-LFS)
CHECKCHANGERS NEW YORK, LLC
8405 20th Avenue, Brooklyn, NY 11214

Application was received for a license to engage in business as a licensed casher of checks in connection with the purchase of certain assets of PAMI Financial Services, Ltd. D/B/A Village Check Cashing at 218-56 Hempstead Avenue, Queens Village, Queens, NY 11429.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
Any comments or objections should be submitted in writing, within ten business days, by October 28, 2016.


Application to establish a Mortgage Banker's Branch received for examination:

October 12, 2016 (BK-MBD)
Full Service Branch
Intercontinental Capital Group, Inc.
1053 Morris Park Ave, Store Front, Bronx, NY 10461


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application NMLS # Applicant Name

City

State

April 6, 2016

1425365

Deborah Lynn Quan

Southampton

New York

May 17, 2016

1256513

Paul K Louie

Great Neck

New York

June 28, 2016

1485290

Hana Ghafour

Paterson

New Jersey

August 3, 2016

752918

Michael P. Albarella

Floral Park

New York

August 11, 2016

1503227

Janet M Tropiano

Massapequa

New York

August 25, 2016

1520130

Denise Beckman

Centereach

New York

August 30, 2016

1509922

Wyatt James Michel

West Deptford

New Jersey

September 1, 2016

1510604

Joel Christopher Brown

Huntington Station

New York

September 6, 2016

6763

Martin John Dowdell

Chester Springs

Pennsylvania

September 13, 2016

1474765

Sora M Wein

Monsey

New York

September 13, 2016

1509970

Mohamad Ali-sobhi Abbas

Dearborn

Michigan

September 15, 2016

1523319

Mohammad Waliur Rahman

Clifton

New Jersey

September 15, 2016

142990

Timothy Anthony Boone

Langhorne

Pennsylvania

September 16, 2016

1489658

Scott Raymond Murphy

Bedford

New Hampshire

September 19, 2016

456772

David Enrique Benavides

Aurora

Ohio

September 19, 2016

1187163

Korrie Noelle Iverson

Hallsville

Missouri

September 19, 2016

1162295

Jennifer Rebecca Sims

Columbia

Missouri

September 19, 2016

1117370

Michael Daniel Komaromi

Belleville

Michigan

September 19, 2016

1273426

Brecca Elaine Hazen

Howell

Michigan

September 20, 2016

1367084

George Paul Kanonow

Sterling Heights

Michigan

September 20, 2016

1428909

James Paul Ferguson

St. Clair Shores

Michigan

September 20, 2016

1418486

Austin Michael Zachrich

Detroit

Michigan

September 20, 2016

1536597

Ricardo Rodriguez

Great Neck

New York

September 20, 2016

733260

Keith Alexander Livingstone

Los Angeles

California

September 20, 2016

1418980

Conor Douglas Reaume

Troy

Michigan

September 27, 2016

899435

Benjamin Issac Friedman

Dallas

Texas

September 28, 2016

1535873

Jessica Lynn Imparato

Vernon

New Jersey

September 28, 2016

1497109

Brandon Moran

Port Jefferson Station

New York

September 28, 2016

1538320

Leora Kaufman

New York

New York

September 29, 2016

198899

Michael Joseph Moya

Long Beach

California

September 29, 2016

1499866

Christopher Michael Affinito

East Haven

Connecticut

September 29, 2016

1428783

Meagan Amber Bensel

Saint Clair Shores

Michigan


SECTION II

October 12, 2016 (CC-LFS)
257 SHERIDAN BLVD. CORP. D/B/A INWOOD SERVICES, U/A/N BALDWIN EXPRESS
1747 Grand Avenue, Baldwin, NY 11510

Effective October 12, 2016, license to engage in business as casher of checks for the limited station located at North Shore Bottling, 1900 Linden Blvd., Brooklyn, New York 11207 was surrendered.


October 13, 2016 (MI-CRB)
CNB BANK D/B/A BANKONBUFFALO
1 S. Second Street, Clearfield, PA 16830

Notification received, in accordance with Supervisory Policy G 8, of the relocation of a representative office from 14 Lafayette Square, Suite 1801, Buffalo, Erie County, New York 14203 to 535 Washington Street, Suite 101, Buffalo, Erie County, New York 14203, effective November 15, 2016.


October 14, 2016 (TR-Cap Mkts)
CONTINENTAL STOCK TRANSFER & TRUST COMPANY
17 Battery Place, New York, N.Y. 10004

Approval given to change the principal office from 17 Battery Place, Borough of Manhattan, City of New York 10004 to One State Street Plaza, Borough of Manhattan, City of New York 10004, on or after March 1, 2017.


Mortgage Loan Servicer Branch certificate surrendered:

October 12, 2016 (MLS-MBD)
Ditech Financial LLC
7031 Albert Pick Road, Suite 302 & 304, Greensboro, NC 27409
Effective Date: September 23, 2016

October 12, 2016 (MLS-MBD)
Ditech Financial LLC
3550 George Busbee Parkway, Suite 200, Kennesaw, GA 30144
Effective Date: September 15, 2016

October 12, 2016 (MLS-MBD)
Ditech Financial LLC
8200 I.H. 10-W, Suite 500, San Antonio, TX 78230
Effective Date: September 23, 2016

October 12, 2016 (MLS-MBD)
RoundPoint Mortgage Servicing Corporation
17304 Preston Road, Suite 1290, Dallas, TX 75252
Effective Date: August 11, 2016

October 12, 2016 (MLS-MBD)
Ditech Financial LLC
1160 Centre Pointe Drive, Suite 7, Mendota Heights, MN 55120
Effective Date: October 3, 2016


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS #

Applicant Name

City

State

October 7, 2016

1430032

Megan Leigh Buckley

Goodrich

Michigan

October 7, 2016

1070840

Regina Patam Bautista

Corona

California

October 7, 2016

77074

Steve Scott Landes

Overland Park

Kansas

October 7, 2016

1520203

Jessica Marie Holman

Ashland

Missouri

October 7, 2016

410096

Andrea LoMonaco

Madison

New Jersey

October 7, 2016

135035

Joshua Kyle Whitson

Pendleton

Indiana

October 7, 2016

1471642

Marsha Alicia Fenton

Philadelphia

Pennsylvania

October 11, 2016

1483177

Andrew John Nelson

Columbia

Missouri


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS #

Applicant Name

City

State

Sponsor Name

September 13, 2016

577238

Minghua Yuan

Albertson

New York

Summit Mortgage Bankers, Inc.

September 30, 2016

484914

Ron Austin

Woodmere

New York

GuardHill Financial Corp.

October 11, 2016

1504826

Alexander Jared Levy

Delray Beach

Florida

Lakeview Mortgage Bankers Corp.


 

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