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New York State Department of Financial Services

Weekly Banking Bulletin

November 4, 2016

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

October 27, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Application dated October 24, 2016, for permission to open and occupy a limited-service branch office at 180 South Clinton Avenue, Rochester, Monroe County, New York 14604, received.


November 1, 2016 (TR-CRB)
CHEMUNG CANAL TRUST COMPANY
One Chemung Canal Plaza, Elmira, NY 14901

Application dated October 26, 2016, for permission to change the location of branch office from 120 Genesee Street, Auburn, Cayuga County, New York 13021 to 110 Genesee Street, Auburn, Cayuga County, New York 13021, received.


November 3, 2016 (TM-LFS)
INTERWIRE TOPCO, LLC
444 Madison Avenue, Suite 302, New York, NY 10022

Application received from Interwire Topco, LLC to acquire 100% of Intermex Holdings, Inc., parent company of Intermex Wire Transfer II, LLC, a NYS licensed transmitter of money located at 9480 South Dixie Highway, Miami, Florida 33156.
The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


Application to establish a Mortgage Banker's Branch received for examination:

November 2, 2016 (BK-MBD)
Full Service Branch
Advisors Mortgage Group, L.L.C.
1955 Highway 34, Building 1 Suite C, Wall Township, NJ 07719

November 2, 2016 (BK-MBD)
Full Service Branch
Nationstar Mortgage LLC D/B/A Champion Mortgage Company
Greenlight Loans
611 Jamison Road, Suite 1275, Elma, NY 14059

November 2, 2016 (BK-MBD)
Full Service Branch
Summit Mortgage Bankers, Inc.
1876 Route 27, suite 206, Edison, NJ 08817

November 2, 2016 (BK-MBD)
Full Service Branch
The Money Source Inc.
1910 West University Drive, Suite 215, Tempe, AZ 85281

November 2, 2016 (BK-MBD)
Full Service Branch
Equity Home Capital LLC In Lieu of Equity Loans, LLC
3191 Maguire Boulevard, Ste 190, Orlando, FL 32803


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Application Received Date

NMLS #

Applicant Name

City

State

December 22, 2015

180318

Mahadeo Singh

Rosedale

New York

April 7, 2016

51783

Michael D McNally

Centereach

New York

June 13, 2016

673156

Brian M. Bates

Whitestone

New York

June 22, 2016

4148

Lawrence Densen

East Northport

New York

July 25, 2016

1284054

Justin McCord

Farmingville

New York

August 3, 2016

531859

Edward Kelly

Syracuse

New York

August 19, 2016

304861

Yikai Chen

College Point

New York

August 30, 2016

1509925

Casey Lea Diemer

West Deptford

New Jersey

September 6, 2016

617335

Thomas Lee Chaney

O’Fallon

Missouri

September 22, 2016

1478092

Amy Carver Andrus

Mount Kisco

New York

September 26, 2016

546205

Roxanne Tazara Chung

Miramar

Florida

September 28, 2016

70448

Franklin Wheaton Bronner

New York

New York

October 4, 2016

1022542

Jacqueline Rivera

Willingboro

New Jersey

October 4, 2016

625457

Dmitriy Kogan

Brooklyn

New York

October 6, 2016

1514621

Sandra Scopelliti

Stamford

Connecticut

October 10, 2016

946723

Lisa Karen Farrell

Philadelphia

Pennsylvania

October 13, 2016

1510081

David J Burfoot

West Bloomfield

Michigan

October 14, 2016

1456040

Jianbin Lin

Flushing

New York

October 17, 2016

1481247

Michael Roy Dubecky

South Windsor

Connecticut

October 17, 2016

1481257

Timothy Edward Dawley

Northford

Connecticut

October 18, 2016

157375

Stacey M Krumholz

West Babylon

New York

October 18, 2016

1448936

Krystina Lynn Loftis

Farmington Hills

Michigan

October 18, 2016

1542084

Daniel Lim

Anaheim

California

October 18, 2016

1542091

John Thomas Russell

Irvine

California

October 18, 2016

1264163

Sholom Laine

Lauderhill

Florida

October 18, 2016

181583

Theresa Marie Bustamante

Long Beach

California

October 18, 2016

68055

Jessica Coen

Bronx

New York

October 19, 2016

1494337

Shuai Zhang

Flushing

New York

October 19, 2016

1117397

Jeffrey David Lindemann

Commerce Township

Michigan

October 19, 2016

1510217

Kevin Ray Griffith

shelby twp

Michigan

October 19, 2016

1212105

Joseph Fredrick Tacoma

Novi

Michigan

October 19, 2016

1510212

Pashko Vasel Gjeljaj

North Branch

Michigan

October 19, 2016

1510274

Adam Robert Jones

Canton

Michigan

October 19, 2016

1510100

Morgan Renee Plofchan

Wayne

Michigan

October 19, 2016

1247902

Paul Joseph Krajenke

Bloomfield Hills

Michigan

October 19, 2016

1409234

Christopher Lee Swauger

Westland

Michigan

October 19, 2016

1460906

Sherondai Candice Armstrong

Farmington Hills

Michigan

October 19, 2016

856067

Chad J Dupray

Lancaster

New York

October 19, 2016

1539206

Delores Collier Herod

Indianapolis

Indiana

October 19, 2016

1510311

Julie Beth Kaplan

Southfield

Michigan

October 19, 2016

1510308

Aaron James Kadzban

Royal Oak

Michigan

October 19, 2016

1527377

Blair Charles Varnado

Rochester

New York

October 20, 2016

1542651

Joseph Miles Taylorsteele

Columbia

Missouri

October 20, 2016

1124781

Christi Kay Bittle

Columbia

Missouri

October 20, 2016

1542765

Anthony Martin Stephenson

Columbia

Missouri

October 20, 2016

1539974

Stephen John Kasperzyk

East Haven

Connecticut

October 20, 2016

1499881

Kevin Andrew Crispens

Hamden

Connecticut

October 20, 2016

1490403

Donald Gennette

East Haven

Connecticut

October 20, 2016

1481262

Nicholas Caparosa

Bridgeport

Connecticut

October 20, 2016

1528170

Jessica M Madr

Shirley

New York

October 20, 2016

1127802

Daniel Robert Small

Livonia

Michigan

October 20, 2016

1295307

Andrew Charles Wellman

Melbourne

Florida

October 21, 2016

144002

Jason Albert Girardin

Litchfield

Connecticut

October 21, 2016

1510207

Nathaniel Giddens

Harper Woods

Michigan

October 24, 2016

1124786

Jeremy Glen Wilder

Fulton

Missouri

October 24, 2016

1529676

Cameron Thomas Lambert

Fishers

Indiana

October 25, 2016

1428998

Kyona Ciara Gibbs

Clinton Township

Michigan

October 25, 2016

1448855

Falicia Anne Captain

Detroit

Michigan

October 25, 2016

1172186

David Zucker

Brooklyn

New York

October 25, 2016

996824

Kevin Donald Webster

Columbia

Missouri

October 25, 2016

1409403

Elizabeth Jihan Hazamy

Detroit

Michigan

October 25, 2016

1429029

Jeremy Scott Justice

Clinton Twp

Michigan

October 25, 2016

1536213

Shawn Ross King

New Palestine

Indiana

October 26, 2016

179006

James Thomas Christopher

Mahwah

New Jersey

October 26, 2016

887520

Carissa Bulone

Lindenhurst

New York

October 26, 2016

1438571

Bruce Spanier

Oceanside

New York


SECTION II

October 25, 2016 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354
ASTORIA BANK (MI-CRB)
37-16 30th Avenue, Long Island City, NY 11103

Bulletin item dated June 27, 2016, advising of the acceptance of the application for Astoria Bank to merge with and into New York Community Bank, under the name New York Community Bank, is amended to reflect the date of acceptance as October 25, 2016.


October 26, 2016 (PF-LFS)
PREMCO OF NASSAU, INC.  
88 Sunnyside Blvd., Suite 100, Plainview NY 11803

License to engage in business as a premium finance agency was surrendered.


October 27, 2016 (MI-CRB)
FREDERICK HING KWOK CHAU
La Habra Heights, CA
CHIRSTOPHER YEOU-HWA CHAU
Irvine, CA
KAREN YEOU-HUNG PELLETT
Burlingame, CA
FD CHAU FAMILY LLC
La Habra Heights, CA
DOROTHY W. CHAU
La Habra Heights, CA

Application, pursuant to Section 143-b of the Banking Law, for Frederick Hing Kwok Chau, Christopher Yeou-Hwa Chau, Karen Yeou-Hung Pellet, FD Chau Family LLC and Dorothy W. Chau to collectively acquire indirect control of First American International Bank, Brooklyn, New York, accepted. 


October 28, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203

Applicant notified in writing that no objection will be interposed to the establishment of electronic facilities at the following three (3) locations:

  1. 100 South Cascade Drive, Village of Springville, Erie County, NY 14141,
  2. 2101 Elmwood Avenue, Buffalo, Erie County, NY 14207,
  3. 47 Washington Street, Ellicottville, Cattaraugus County, NY 14731

October 31, 2016 (TR-FWB)
GOLDMAN SACHS BANK USA
200 West Street, New York, NY 10282

Approval given to change the location of a branch office from 222 South Main Street, Salt Lake City, Utah 84101 to 111 South Main Street, Salt Lake City, Utah 84111 on or after November 1, 2016.


October 31, 2016 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Approval given to change the location of branch office from 3 Washington Street, Ellicottville, Cattaraugus County, New York 14731 to 47 Washington Street, Ellicottville, Cattaraugus County, New York 14731 on or after November 1, 2016.


November 1, 2016 (BK-CRB)
THE WESTCHESTER BANK
12 Water Street, White Plains, NY 10601

Approval given to open and occupy a branch office at 800 Westchester Avenue, Suite 400, Village of Rye Brook, Westchester County, New York 10573 on or after November 2, 2016.


November 1, 2016 (MI-CRB)
Midland Trust Company
1201 Network Centre Drive, Effingham, IL 62401

Applicant notified in writing that no objection will be interposed to the establishment of a trust office pursuant to the provisions of Section 131(4) of the Banking Law at 120 White Plains Road, Tarrytown, Westchester County, New York 10591.


November 2, 2016 (MI-CRB)
FINWISE BANK
820 East 9400 South, Sandy, Utah 84094

Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 1325 Franklin Avenue, Suite 255, Garden City, Nassau County, New York 11530.


License to engage in the business of a Mortgage Banker Branch surrendered:

October 28, 2016 (BK-MBD)
iServe Residential Lending, LLC
1018 Stuyvesant Avenue, 2nd Floor, Union, NJ 07083
Effective Date: October 28, 2016


Mortgage Banker License Name Changes:

October 31, 2016 (BK-MBD)
From: ResMac, Inc.
To: ResMac of New York In Lieu of True Name ResMac, Inc.


Mortgage Banker Branch License Address Changes:

October 28, 2016 (BK-MBD)
Prospect Mortgage, LLC D/B/A CapWest Mortgage
From: 8650 Freeport Parkway, Suite 130, Irving, TX 75063
To: 4100 Alpha Road, 7th Floor, Suite 700, Dallas, TX 75244-4444


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn

NMLS #

Applicant Name

City

State

October 31, 2016

1036772

Katrina Faye Laster

Jacksonville

Florida

October 31, 2016

23130

Javier E Meneses

Brentwood

New York

October 31, 2016

1116262

Larry Edward Roussel

Solana Beach

California

October 31, 2016

1418795

Sage Alexander Smalley

Detroit

Michigan

October 31, 2016

1294349

Austin Jake Lusk

Carmel

Indiana


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval

NMLS #

Applicant Name

City

State

Sponsor Name

January 9, 2015

19907

John Louis DiNuzzo

Loudonville

New York

Victory Funding Group, Inc.

February 4, 2015

12475

Judith Joan Winters

Pittsford

New York

Home Town Funding, Inc.

February 6, 2015

17281

Joseph Meerbaum

New York

New York

Lionsgate Finance, Inc.

February 6, 2015

150115

Wesley Wei Yuan

McLean

Virginia

WEI Mortgage LLC


 

 

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