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Applications and Filings

Licensing information, application forms, filing instructions, and other resources unique to each type of entity we supervise.
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INDUSTRY RESOURCES
Commonly Used Industry Resources
DFS Secure Platforms and Applications
Looking to file or submit something to DFS?
Learn where to go to submit a particular application, filing or form. DFS has three secure platforms for entities and licensees to make filings, manage bank exams, and manage their licensing in general: the DFS Portal, DFS Connect, and NY LINX - as well as certain web forms on this website.

COMMON Industry Filings

Find What You Need By Business Type
Licensing Applications, Forms, and Filings

The Department of Financial Services supervises many different types of institutions and individuals. Supervision may entail chartering, licensing, examination, requiring a registration or filing, etc. Use the links below to find applications, licensing information, forms, filing instructions, and other resources unique to each type of entity we supervise.

Other Entities We Supervise
DFS also registers, certifies, approves, permits, and authorizes certain entities

To find out if a particular entity is chartered, licensed or otherwise supervised by the Department, visit our Who We Supervise page. The following links can help you find out more about how we supervise each type of entity.

Industry
Fees & Assessments
Application Fees

Refer to the Department's Application Fee Schedule to determine the fee for an application being filed with the Department.

Annual Assessments

Entities regulated under the Banking and Insurance Laws are assessed by the superintendent for the operating expenses of the Department.