Changes in the Market Conduct Profile for the Year 2017

Circular Letter No. 20 (2005) announced the required annual filing of a Market Conduct Profile by each authorized life insurer.

For reporting year 2017 (due June 1, 2018), the following change has been made:

1. Question 5 under the Marketing and Sales Activities Section is added. This question relates to the Company’s point of sale and in-force illustrations on policies with non-guaranteed elements, secondary guarantee elements, market value adjustment features, or equity index features.

New Profile for 2017

If you have any questions regarding this, please call Sharon Ma at (212) 480-4659 or Pauline Hall at (212) 480-5015.