| FAQs Regarding Insurance Circular Letter No. 6 (2023) and Accompanying Guidance | 2025-07-23 |
| Minimum Reserve Requirements for Certain Deposit-Type Contracts with Pre-Defined Cash Flows and No Withdrawals Permitted Prior to the Contract Maturity Date | 2025-02-28 |
| Guidelines for Gift Annuity Organizations for 2024 - Calculation of Annuity Reserves (Gift 1) | 2025-01-17 |
| Filing Guidance for Submitting Wellness Programs in Connection with Life Insurance | 2024-07-16 |
| Filing Guidance related to Dual Directional, Dual Step Credit, and Similar Crediting Methods for Non-Guaranteed Index Annuities | 2024-07-12 |
| Maximum Reserve Valuation Interest Rates for Charitable Gift Annuities (Gift 2) | 2024-01-17 |
| Present Value of Immediate Annuities and Maximum Incomes per $1000 Gift Allowed by Section 1110 for Issues of 1/23/24+ (Gift 3) | 2024-01-17 |
| Present Value of Immediate Annuities and Maximum Incomes per $1000 Gift Allowed by Section 1110 for Issues 1/1/20-1/22/24 (Gift 4) | 2024-01-17 |
| Filing Guidance related to Insurance Law Section 1110 Regarding Maximum Charitable Gift Annuity Income Rates | 2023-12-14 |
| Filing Guidance related to Insurance Law §§ 2606(a)(1) and 4224(a)(1) | 2023-07-17 |
| Filing Guidance for Withdrawal Rates for Guaranteed Living Withdrawal Benefits in Annuities | 2023-07-12 |
| Filing Guidance for Minimum Cap Rates for Non-Guaranteed Index Annuities Under §50-2.9(d)(5) of Insurance Regulation 47 | 2023-07-12 |
| Filing Guidance for Interest Rate Changes in Insurance Law §4221 (n-1) | 2023-07-12 |
| Filing Guidance for Charitable Annuity Forms funded with IRA Distributions | 2023-03-22 |
| Important Notice Regarding Reserves for Gift Annuities | 2023-01-05 |
| Supplemental Guidance on Equity Index Annuities | 2022-06-01 |
| Filing Guidance for Policy Forms Referencing MIB, Inc. | 2022-03-29 |
| Guidance for Filing Life Settlement Intermediary Registration Applications in Accordance with NY Insurance Law §7804 | 2021-09-22 |
| Variable universal life policy (VUL) Illustration and Preliminary Information Guidance | 2021-03-09 |
| Nonforfeiture Interest Rate Filing Guidance | 2021-02-19 |
| Frequently Asked Questions Regarding Amendment No. 1 to Regulation 213 | 2020-07-21 |
| Guidance Regarding Expedited Approval of SECURE Act of 2019 Submissions | 2020-05-08 |
| Regulation 187 FAQs Regarding First Amendment of Regulation 187 | 2020-02-12 |
| Guidance Regarding Regulation 195 – SERFF Required for Policy Form, Rate, and Compensation Filings | 2019-12-05 |
| Regulation 187 Supplemental Guidance Regarding Section 224.6(h) of Regulation 187 | 2019-09-11 |
| Regulation 187 FAQs Regarding Compliance with 224.4(f) of Reg. 187 | 2019-09-06 |
| Guidance on Submitting Status Inquiries About Pending Policy Form Filings | 2019-08-16 |
| Supplemental Filing Requirements for Using the 2017 CSO Mortality Table | 2019-08-16 |
| Regulation 74 - Annual Certification Guidance | 2019-07-17 |
| Procedural Guidance for Insurers Filing Disclosure Pursuant to Sections 224.4(m) and 224.6(h) of Regulation 187 or for adding Producer Attestations or Certifications to Application Policy Forms | 2019-05-29 |
| Filing Guidance for Regulation 210 Annual Disclosure of Adverse Changes | 2019-04-18 |
| Supplemental Guidance for Change in Annuitization Start Date under Guaranteed Paid-up Deferred Annuities | 2018-05-16 |
| Filing Guidance for Changes to Sections 1113(a)(1)(D) and 3230 Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019 | 2017-12-20 |
| Guidelines for Plan of Operations and Actuarial Projections for License Applications and Changes in Corporate Structure (PDF) | 2017-05-12 |
| Filing Requirements for Using the 2017 CSO Mortality Table for Nonforfeiture Purposes | 2017-05-02 |
| General SERFF Guidelines for Form Filings | 2017-01-19 |
| Guidance for Filing Qualified Longevity Annuity Contracts (QLAC) | 2015-06-24 |
| Guidance for the Filing of Life Settlement Forms in Accordance with Sections 7806 and 7811 of the Insurance Law | 2014-09-22 |
| Guidelines for the Preparation of Plans of Operation for Separate Accounts | 2014-04-01 |
| Guidance for filings in response to the withdrawal of Supplement No 1 of Circular Letter 27 (2008) | 2013-08-02 |
| Guidance for Over Loan Protection Benefits | 2013-07-29 |
| Sampling of Files submitted under Circular Letter No. 6 (2004) - Certification Procedure | 2013-03-12 |
| Procedural Checklist to Avoid Common Submission Errors when Filing a Memorandum of Variable Material | 2012-07-09 |
| Filing Insurance Policy Forms in Accordance with Insurance Law §1113(a)(1)(E) Authorizing the Acceleration of Death Benefits When an Insured Resides in a Nursing Home Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019 | 2011-04-08 |
| Filing Guidance on Changes in the Investment Options of a Separate Account for Group and Individual Variable Products | 2010-11-01 |
| Filing Guidance on the use of Variable Material for Individual Annuity Contracts and Life Insurance Policy Forms | 2010-11-01 |
| Guidance for Filings made to comply with Supplement No. 1 to Circular Letter 27 (2008) | 2009-12-09 |
| Guaranteed Separate Account Products Utilizing One or More Non-Pooled Separate Accounts or Unallocated Group Annuity or Funding Agreement Products with an Initial Deposit in Excess of $50 million | 2009-08-12 |
| Guidance for Guaranteed Paid-up Deferred Annuities | 2009-03-13 |
| Guidance on Dividend Disclosure under 3209(b)(2)(C) for Equity Indexed Annuity Contracts and Life Insurance Policies | 2008-10-31 |
| Guidance for Illustrations of Variable Annuity Contracts | 2008-10-16 |
| Guidance for Life Insurance Policy Illustrations | 2008-08-22 |
| Filing Guidance on Change to Section 4223 of the Insurance Law (Equity Index Annuities) | 2008-07-17 |
| Guidance for Readability Requirements – Electronic Version | 2008-01-15 |
| Equity-Index Products - 2007 Guidance for Product Design | 2007-10-31 |
| Filings for First Amendment to Regulation 149 (PDF) | 2007-11-20 |
| Filing Guidance for Combination Life and Accident & Health Submissions (PDF) | 2007-11-15 |
| Maturity Date of Whole Life Policies (PDF) | 2007-05-01 |
| Section 4228(h) Statements of Selfsupport for Multiple Term Life Insurance Plans | 2006-07-28 |
| Procedure and Filing Guidance for Approval of Memorandum of Variable Material (PDF) | 2005-09-16 |
| Filing Guidance For Making Address Changes, Name Changes and Merger/Name Changes | 2005-09-02 |
| Annuity Nonforfeiture Interest Rate - Filing Guidance on Changes to Section 4223(c)(2)(C) of the Insurance Law | 2005-03-23 |
| Filing Requirements for Use of the 2001 CSO Mortality Table for Nonforfeiture Purposes | 2005-01-01 |
| Certification Procedure Under Circular Letter No. 6 | 2004-08-09 |
| Fixed Account Availability Restrictions | 2003-12-04 |
| Filing Guidance on The Recent Changes to Section 4221 (o)(1)(F) of The Insurance Law (Term Insurance) | 2003-01-06 |
| War Exclusions and Restrictions | 2003-10-17 |
