Product Outlines/Filing Guidance
Updated Date (if applicable)
Filing Guidance for Withdrawal Rates for Guaranteed Living Withdrawal Benefits in Annuities
Filing Guidance for Minimum Cap Rates for Non-Guaranteed Index Annuities Under §50-2.9(d)(5) of Insurance Regulation 47
Filing Guidance for Interest Rate Changes in Insurance Law §4221 (n-1)
Filing Guidance for Charitable Annuity Forms funded with IRA Distributions
Filing Guidance for Policy Forms Referencing MIB, Inc.
Life Products Outlines
Nonforfeiture Interest Rate Filing Guidance
Frequently Asked Questions Regarding Amendment No. 1 to Regulation 213
Guidance Regarding Expedited Approval of SECURE Act of 2019 Submissions
Guidance Regarding Regulation 195 – SERFF Required for Policy Form, Rate, and Compensation Filings made to the Life Bureau
Regulation 187
Status Inquiry Guidance Note 8-16-19
2019-08-16
Filing Guidance for Regulation 210 Annual Disclosure of Adverse Changes
2019-04-18
Supplemental Guidance for Change in Annuitization Start Date under Guaranteed Paid-up Deferred Annuities
2018-05-16
2017-12-20
Guidelines for Plan of Operations and Actuarial Projections for License Applications and Changes in Corporate Structure (PDF)
2017-05-12
General SERFF Guidelines for Form Filings
2017-01-19
Circular Letter No. 6 (2004)
Guidance for Filing Qualified Longevity Annuity Contracts (QLAC)
2015-06-24
Guidelines For The Preparation Of Plans Of Operation For Separate Accounts
2014-04
Guidance for filings in response to the withdrawal of Supplement No 1 of Circular Letter 27 (2008)
2013-08-02
Guidance for Over Loan Protection Benefits
2013-07-29
Filing Insurance Policy Forms in Accordance with Insurance Law §1113(a)(1)(E) Authorizing the Acceleration of Death Benefits When an Insured Resides in a Nursing Home Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019
2011-04-08
Filing Guidance on Changes in the Investment Options of a Separate Account for Group and Individual Variable Products
2010-11-01
Guidance for Filings made to comply with Supplement No. 1 to Circular Letter 27 (2008)
2009-12-09
Guidance for Guaranteed Paid-up Deferred Annuities
2009-03-13
Guidance on Dividend Disclosure under 3209(b)(2)(C) for Equity Indexed Annuity Contracts and Life Insurance Policies
2008-10-31
Guidance for Illustrations of Variable Annuity Contracts
2008-10-16
Guidance for Life Insurance Policy Illustrations
2008-08-22
Equity Index Annuities
Guidance for Readability Requirements – Electronic Version
2008-01-15
Filings for First Amendment to Regulation 149 (PDF)
2007-11-20
Filing Guidance for Combination Life and Accident & Health Submissions (PDF)
2007-11-15
Maturity Date of Whole Life Policies (PDF)
2007-05-01
Section 4228(h) Statements of Selfsupport for Multiple Term Life Insurance Plans
2006-07-28
Variable Material
Filing Guidance For Making Address Changes, Name Changes and Merger/Name Changes
2005-09-02
Annuity Nonforfeiture Interest Rate - Filing Guidance on Changes to Section 4223(c)(2)(C) of the Insurance Law
2005-03-23
Fixed Account Availability Restrictions
2003-12-04
Filing Guidance on The Recent Changes to Section 4221 (o)(1)(F) of The Insurance Law (Term Insurance)
2003-01-06
War Exclusions and Restrictions
2003-10-17
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