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Product Outlines and Filing Guidance

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Product Outlines and Filing Guidance

Product Outlines/Filing Guidance

Updated Date
(if applicable)

Filing Guidance for Withdrawal Rates for Guaranteed Living Withdrawal Benefits in Annuities

2023-07-12

Filing Guidance for Minimum Cap Rates for Non-Guaranteed Index Annuities Under §50-2.9(d)(5) of Insurance Regulation 47

2023-07-12

Filing Guidance for Interest Rate Changes in Insurance Law §4221 (n-1)

2023-07-12

Filing Guidance for Charitable Annuity Forms funded with IRA Distributions

2023-03-22

Filing Guidance for Policy Forms Referencing MIB, Inc.

2022-03-29

Life Products Outlines

2021-04-14

Nonforfeiture Interest Rate Filing Guidance

2021-02-19

Frequently Asked Questions Regarding Amendment No. 1 to Regulation 213

2020-07-21

Guidance Regarding Expedited Approval of SECURE Act of 2019 Submissions

2020-05-08

Guidance Regarding Regulation 195 – SERFF Required for Policy Form, Rate, and Compensation Filings made to the Life Bureau

2019-12-05

Regulation 187

 

Status Inquiry Guidance Note 8-16-19

2019-08-16

Filing Guidance for Regulation 210 Annual Disclosure of Adverse Changes

2019-04-18

Supplemental Guidance for Change in Annuitization Start Date under Guaranteed Paid-up Deferred Annuities

2018-05-16

Filing Guidance for Changes to Sections 1113(a)(1)(D) and 3230 Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019

2017-12-20

Guidelines for Plan of Operations and Actuarial Projections for License Applications and Changes in Corporate Structure (PDF)

2017-05-12

General SERFF Guidelines for Form Filings

2017-01-19

Circular Letter No. 6 (2004)

 

Guidance for Filing Qualified Longevity Annuity Contracts (QLAC) 

2015-06-24

Guidelines For The Preparation Of Plans Of Operation For Separate Accounts

2014-04

Guidance for filings in response to the withdrawal of Supplement No 1 of Circular Letter 27 (2008)

2013-08-02

Guidance for Over Loan Protection Benefits

2013-07-29

Filing Insurance Policy Forms in Accordance with Insurance Law §1113(a)(1)(E) Authorizing the Acceleration of Death Benefits When an Insured Resides in a Nursing Home Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019

2011-04-08

Filing Guidance on Changes in the Investment Options of a Separate Account for Group and Individual Variable Products

2010-11-01

Guidance for Filings made to comply with Supplement No. 1 to Circular Letter 27 (2008)

2009-12-09

Guidance for Guaranteed Paid-up Deferred Annuities

2009-03-13

Guidance on Dividend Disclosure under 3209(b)(2)(C) for Equity Indexed Annuity Contracts and Life Insurance Policies

2008-10-31

Guidance for Illustrations of Variable Annuity Contracts

2008-10-16

Guidance for Life Insurance Policy Illustrations

2008-08-22

Equity Index Annuities

 

 

 

Guidance for Readability Requirements – Electronic Version

2008-01-15

Filings for First Amendment to Regulation 149 (PDF)

2007-11-20

Filing Guidance for Combination Life and Accident & Health Submissions (PDF)

2007-11-15

Maturity Date of Whole Life Policies (PDF)

2007-05-01

Section 4228(h) Statements of Selfsupport for Multiple Term Life Insurance Plans

2006-07-28

Variable Material

 

Filing Guidance For Making Address Changes, Name Changes and Merger/Name Changes

2005-09-02

Annuity Nonforfeiture Interest Rate - Filing Guidance on Changes to Section 4223(c)(2)(C) of the Insurance Law

2005-03-23

Fixed Account Availability Restrictions

2003-12-04

Filing Guidance on The Recent Changes to Section 4221 (o)(1)(F) of The Insurance Law (Term Insurance)

2003-01-06

War Exclusions and Restrictions

2003-10-17