Product Outlines/Filing Guidance
Updated (if applicable)
Filing Guidance for Policy Forms Referencing MIB, Inc.
Life Products Outlines
Nonforfeiture Interest Rate Filing Guidance
Frequently Asked Questions Regarding Amendment No. 1 to Regulation 213
Guidance Regarding Expedited Approval of SECURE Act of 2019 Submissions
Guidance Regarding Regulation 195 – SERFF Required for Policy Form, Rate, and Compensation Filings made to the Life Bureau
Regulation 187
Status Inquiry Guidance Note 8-16-19
08/16/2019
Filing Guidance for Regulation 210 Annual Disclosure of Adverse Changes
04/18/2019
Supplemental Guidance for Change in Annuitization Start Date under Guaranteed Paid-up Deferred Annuities
05/16/2018
12/20/2017
Guidelines for Plan of Operations and Actuarial Projections for License Applications and Changes in Corporate Structure (PDF)
05/12/2017
General SERFF Guidelines for Form Filings
01/19/2017
Circular Letter No. 6 (2004)
Guidance for Filing Qualified Longevity Annuity Contracts (QLAC)
06/24/2015
Guidelines For The Preparation Of Plans Of Operation For Separate Accounts
April 2014
Guidance for filings in response to the withdrawal of Supplement No 1 of Circular Letter 27 (2008)
08/02/2013
Guidance for Over Loan Protection Benefits
07/29/2013
Filing Insurance Policy Forms in Accordance with Insurance Law §1113(a)(1)(E) Authorizing the Acceleration of Death Benefits When an Insured Resides in a Nursing Home Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019
04/08/2011
Filing Guidance on Changes in the Investment Options of a Separate Account for Group and Individual Variable Products
11/01/2010
Guidance for Filings made to comply with Supplement No. 1 to Circular Letter 27 (2008)
12/09/2009
Guidance for Guaranteed Paid-up Deferred Annuities
03/13/2009
Guidance on Dividend Disclosure under 3209(b)(2)(C) for Equity Indexed Annuity Contracts and Life Insurance Policies
10/31/2008
Guidance for Illustrations of Variable Annuity Contracts
10/16/2008
Guidance for Life Insurance Policy Illustrations
08/22/2008
Equity Index Annuities
Guidance for Readability Requirements – Electronic Version
01/15/2008
Filings for First Amendment to Regulation 149 (PDF)
11/20/2007
Filing Guidance for Combination Life and Accident & Health Submissions (PDF)
11/15/2007
Maturity Date of Whole Life Policies (PDF)
05/01/2007
Section 4228(h) Statements of Selfsupport for Multiple Term Life Insurance Plans
07/28/2006
Variable Material
Filing Guidance For Making Address Changes, Name Changes and Merger/Name Changes
09/02/2005
Annuity Nonforfeiture Interest Rate - Filing Guidance on Changes to Section 4223(c)(2)(C) of the Insurance Law
03/23/2005
Fixed Account Availability Restrictions
12/04/2003
Filing Guidance on The Recent Changes to Section 4221 (o)(1)(F) of The Insurance Law (Term Insurance)
01/06/2003
War Exclusions and Restrictions
10/17/2003
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