Product Outlines and Filing Guidance

Product Outlines/Filing Guidance	Updated (if applicable)
Life Products Outlines	04/14/2021
Nonforfeiture Interest Rate Filing Guidance	02/19/2021
Frequently Asked Questions Regarding Amendment No. 1 to Regulation 213	07/21/2020
Guidance Regarding Expedited Approval of SECURE Act of 2019 Submissions	05/08/2020
Guidance Regarding Regulation 195 – SERFF Required for Policy Form, Rate, and Compensation Filings made to the Life Bureau	12/05/2019
Regulation 187 Procedural Guidance for Insurers Filing Disclosure Pursuant to Sections 224.4(m) and 224.6(h) of Regulation 187 or for adding Producer Attestations or Certifications to Application Policy Forms (05/29/2019) Supplemental Guidance Regarding Section 224.6(h) of Regulation 187 (09/11/2019) FAQs Regarding First Amendment of Regulation 187 (02/12/2020) FAQs 224.4(f) of Reg. 187 (09/06/2019)
Status Inquiry Guidance Note 8-16-19	08/16/2019
Filing Guidance for Regulation 210 Annual Disclosure of Adverse Changes	04/18/2019
Supplemental Guidance for Change in Annuitization Start Date under Guaranteed Paid-up Deferred Annuities	05/16/2018
Filing Guidance for Changes to Sections 1113(a)(1)(D) and 3230 Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019	12/20/2017
Guidelines for Plan of Operations and Actuarial Projections for License Applications and Changes in Corporate Structure (PDF)	05/12/2017
General SERFF Guidelines for Form Filings	01/19/2017
Circular Letter No. 6 (2004) Certification Procedure Policy Form Compliance Certification "Attachment 1": PDF \| Word Optional Supplemental Policy Form Compliance Certification (Word) Notice regarding Sampling of Files submitted under the Circular Letter No. 6 (2004) - Certification Procedure Guidance on Circular Letter No. 6 (2004) filings
Guidance for Filing Qualified Longevity Annuity Contracts (QLAC)	06/24/2015
Guidelines For The Preparation Of Plans Of Operation For Separate Accounts	April 2014
Guidance for filings in response to the withdrawal of Supplement No 1 of Circular Letter 27 (2008)	08/02/2013
Guidance for Over Loan Protection Benefits	07/29/2013
Filing Guidance for Changes to MIB, Inc. Authorization Forms	01/13/2012
Filing Insurance Policy Forms in Accordance with Insurance Law §1113(a)(1)(E) Authorizing the Acceleration of Death Benefits When an Insured Resides in a Nursing Home Withdrawn, Superseded by Regulation 143 (11 NYCRR Part 41) as of 11/27/2019	04/08/2011
Filing Guidance on Changes in the Investment Options of a Separate Account for Group and Individual Variable Products	11/01/2010
Guidance for Filings made to comply with Supplement No. 1 to Circular Letter 27 (2008)	12/09/2009
Guidance for Guaranteed Paid-up Deferred Annuities	03/13/2009
Guidance on Dividend Disclosure under 3209(b)(2)(C) for Equity Indexed Annuity Contracts and Life Insurance Policies	10/31/2008
Guidance for Illustrations of Variable Annuity Contracts	10/16/2008
Guidance for Life Insurance Policy Illustrations	08/22/2008
Equity Index Annuities	07/17/2008
Guidance for Readability Requirements – Electronic Version	01/15/2008
Filings for First Amendment to Regulation 149 (PDF)	11/20/2007
Filing Guidance for Combination Life and Accident & Health Submissions (PDF)	11/15/2007
Equity-Index Products - Guidance for product design (PDF)	10/31/2007
Maturity Date of Whole Life Policies (PDF)	05/01/2007
Section 4228(h) Statements of Selfsupport for Multiple Term Life Insurance Plans	07/28/2006
Variable Material Procedure and Filing Guidance for Approval of Memorandum of Variable Material (PDF - 09/16/2005) Filing Guidance on the use of Variable Material for Individual Annuity Contracts and Life Insurance Policy Forms (11/01/2010) Procedural Checklist to Avoid Common Submission Errors when Filing a Memorandum of Variable Material (07/09/2012)
Filing Guidance For Making Address Changes, Name Changes and Merger/Name Changes	09/02/2005
Annuity Nonforfeiture Interest Rate - Filing Guidance on Changes to Section 4223(c)(2)(C) of the Insurance Law	03/23/2005
Fixed Account Availability Restrictions	12/04/2003
Filing Guidance on The Recent Changes to Section 4221 (o)(1)(F) of The Insurance Law (Term Insurance)	01/06/2003
War Exclusions and Restrictions	10/17/2003