The New York State Department of Financial Services (“the Department”) is accepting applications from firms interested in serving as the Independent Monitor for Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company Americas, pursuant to paragraphs 73 through 85 of the Department’s January 30, 2017 Consent Order

Applicants are hereby directed to submit a brief statement of interest, an Independent Monitor Application, which requires a description of the applicant’s business, the applicant’s personnel and conflict information, a summary of relevant qualifications and experience, and any additional pertinent information, the total of which is not to exceed 10 pages, by June 21, 2019.  Additionally, consistent with New York’s efforts to support women and minorities in achieving representative participation in the economy, please include in the response to Application Section 7, “Additional Information,” a description of how, if at all, the applicant proposes to staff the monitorship in a manner that will assign women and minorities to managerial and/or leadership positions. Completed applications should be submitted by e-mail to [email protected] or in hard copy to:

New York State Department of Financial Services
One State Street
New York, New York 10004-1511

Attention: Bruce Wells, Associate Counsel