Bank and Financial Services Orders | Mortgage Enforcement Actions | Insurance Industry Actions | Insurance Licensees and Registrants Disciplinary Action Summaries | Public Notices for Independent Monitors
Public Notices for Independent Monitors
The New York State Department of Financial Services (DFS) issues public notices when a regulated entity is required to retain an independent monitor to assist in bringing its operation into compliance with applicable laws and regulations. Each notice sets forth the relevant terms, application requirements, and deadlines. Independent monitors are selected by DFS based on the facts and circumstances of the matter and the qualification and merits of individual applicants.
Notifications
Individuals who wish to be notified via email when public notices and accompanying applications for independent monitorships are published may subscribe to Public Notices for Independent Monitors. To update a subscription or modify a password or email address without adding a subscription, visit subscriber preferences.
| Notice | Date |
|---|---|