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Enforcement and Discipline

Bank and Financial Services Orders | Mortgage Enforcement Actions | Insurance Industry Actions | Insurance Licensees and Registrants Disciplinary Action Summaries | Public Notices for Independent Monitors

Insurance Enforcement Actions

Note: The documents linked to from this page are in PDF format.

As part of its responsibility to regulate certain financial activities in New York, the Department has the ability to take enforcement action against regulated entities that violate New York law or the Department's regulations. Any entity or person who is subject to an enforcement action may request that DFS evaluate the satisfaction of the obligations imposed pursuant to that enforcement action and issue a notice of satisfaction.

The process for obtaining a notice of satisfaction is documented in our Notice of Satisfaction of Agreements.

Date IssuedActionSubject
2026-04-30Department of Financial Services Issues Consent Order to Delta Dental Insurance Company and Delta Dental of New York, Inc.Insurance, Cybersecurity
2026-02-17Department of Financial Services Issues Consent Order to House of Prayer and Life, Inc. d/b/a Jericho Health Share or Jericho Share and Jericho Share Settlement Consumer Remediation Fact SheetInsurance
2025-10-14Department of Financial Services Issues Consent Order to Farmers Insurance ExchangeCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Hagerty Insurance Agency, LLCCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Hartford Fire Insurance CompanyCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Infinity Insurance CompanyCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Liberty Mutual Insurance CompanyCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Metromile Insurance CompanyCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to Midvale Indemnity CompanyCybersecurity
2025-10-14Department of Financial Services Issues Consent Order to State Automobile Mutual Insurance CompanyInsurance
2025-09-04Department of Financial Services Issues Consent Order to Excellus Health Plan, Inc.Insurance
2025-01-09Department of Financial Services Issues Consent Order to Kemper Corp GroupInsurance
2025-01-09Department of Financial Services Issues Consent Order to Starr Indemnity and Liability CompanyInsurance
2024-12-22Department of Financial Services Issues Consent Order to W.R. Berkley Insurance Group   Insurance
2024-12-22Department of Financial Services Issues Consent Order to Preferred Mutual Insurance CompanyInsurance
2024-12-22Department of Financial Services Issues Consent Order to Munich Reinsurance GroupInsurance
2024-12-22Department of Financial Services Issues Consent Order to CNA Insurance GroupInsurance
2024-12-10Department of Financial Services Issues Consent Order to Hanover Insurance GroupInsurance
2024-11-26Department of Financial Services Issues Consent Order to New York Central Mutual Insurance GroupInsurance
2024-11-26Department of Financial Services Issues Consent Order to New York Marine and General Insurance CompanyInsurance
2024-11-25Department of Financial Services Issues Consent Order to The Travelers Indemnity CompanyInsurance
2024-11-25Department of Financial Services Issues Consent Order to Government Employees Insurance CompanyInsurance
2024-09-23Department of Financial Services Issues Consent Order to Great American Insurance GroupInsurance
2024-09-05Department of Financial Services Issues Consent Order to Main Street America Insurance GroupInsurance
2024-08-27Department of Financial Services Issues Consent Order to Farmers/Metropolitan General CompaniesInsurance
2024-08-01Department of Financial Services Issues Consent Order to Farm Family Casualty Insurance Company and United Farm Family Insurance CompanyInsurance
2024-08-01Department of Financial Services Issues Consent Order to Markel GroupInsurance
2024-08-01Department of Financial Services Issues Consent Order to Utica NationalInsurance
2024-08-01Department of Financial Services Issues Consent Order to USAA GroupInsurance
2024-08-01Department of Financial Services Issues Consent Order to Selective Insurance GroupInsurance
2024-06-13Department of Financial Services Issues Consent Order to Hartford Fire & Casualty GroupInsurance
2024-06-13Department of Financial Services Issues Consent Order to Erie Insurance GroupInsurance
2024-03-18Department of Financial Services Issues Consent Order to National Union Fire Insurance Company of Pittsburgh, PAInsurance
2024-02-27Department of Financial Services Issues Consent Order to Nationwide GroupInsurance
2024-02-27Department of Financial Services Issues Consent Order to Old Republic General Insurance Group, Inc.Insurance
2024-02-05Department of Financial Services Issues Consent Order to Fairfax GroupInsurance
2024-02-02Department of Financial Services Issues Consent Order to AmTrustInsurance
2024-01-12Department of Financial Services Issues Consent Order to Wellfleet New York Insurance CompanyInsurance
2024-01-12Department of Financial Services Issues Consent Order to Cigna Health and Life Insurance CompanyInsurance
2024-01-12Department of Financial Services Issues Consent Order to Empire HealthChoice Assurance, Inc.Insurance
2024-01-12Department of Financial Services Issues Consent Order to Connecticut General Life Insurance CompanyInsurance
2024-01-12Department of Financial Services Issues Consent Order to Nippon Life Insurance Company of AmericaInsurance
2024-01-12Department of Financial Services Issues Consent Order to Aetna Life Insurance CompanyInsurance
2023-12-15Department of Financial Services Issues Consent Order to AXA XLInsurance
2023-11-27Department of Financial Services Issues Consent Order to First American Title Insurance CompanyInsurance, Cybersecurity
2023-11-27Department of Financial Services Issues Consent Order to AIG CompaniesInsurance
2023-11-03Department of Financial Services Issues Consent Order to A.G.I.A., Inc.Insurance
2023-08-10Department of Financial Services Issues Consent Order to the Allstate Insurance GroupInsurance
2023-08-10Department of Financial Services Issues Consent Order to the National General Insurance GroupInsurance
2023-07-28Department of Financial Services Issues Consent Order to the Farmers Insurance GroupInsurance
2023-07-28Department of Financial Services Issues Consent Order to the Tokio Marine GroupInsurance
2023-07-13Department of Financial Services Issues Consent Order to the Travelers GroupInsurance
2023-07-07Department of Financial Services Issues Consent Order to SA Stone Wealth Management Inc.Insurance, Cybersecurity
2023-06-12Department of Financial Services Issues Consent Order to GEICOInsurance
2023-05-10Department of Financial Services Issues Consent Order to 4 Ever Life Insurance CompanyInsurance
2023-05-10Department of Financial Services Issues Consent Order to Aetna Life Insurance CompanyInsurance
2023-05-10Department of Financial Services Issues Consent Order to UnitedHealthcare Insurance Company of New YorkInsurance
2023-05-10Department of Financial Services Issues Consent Order to Wellfleet New York Insurance CompanyInsurance
2023-01-27Department of Financial Services Issues Consent Order to Philadelphia IndemnityInsurance
2022-12-12Department of Financial Services Issues Consent Order to ChubbInsurance
2022-12-12Department of Financial Services Issues Consent Order to Liberty MutualInsurance
2022-12-12Department of Financial Services Issues Consent Order to State FarmInsurance
2022-12-02Department of Financial Services Issues Consent Order to TTEC Healthcare Solutions, Inc.Insurance, Cybersecurity
2022-10-18Department of Financial Services Issues Consent Order to EyeMed Vision Care LLCInsurance, Cybersecurity
2022-08-17Department of Financial Services Issues Consent Order to John Hancock Life and Health Insurance CompanyInsurance
2022-07-22Department of Financial Services Issues Consent Order to Banner Life Insurance CompanyInsurance
2022-06-28Department of Financial Services Issues Consent Order to Guarantr, Inc. D/B/A The GuarantorsInsurance
2022-06-23Department of Financial Services Issues Consent Order to Carnival Corporation d/b/a Carnival Cruise Line; Princess Cruise Lines, Ltd; Holland America Line NV; Seabourn Cruise Line, Ltd; and Costa Cruise Lines, Inc.Cybersecurity
2022-05-19Department of Financial Services Issues Consent Order to Nationwide Life Insurance CompanyInsurance
2022-03-15Department of Financial Services Issues Consent Order to Moneygram International Inc.Insurance
2022-03-15Department of Financial Services Issues Consent Order to Progressive GroupInsurance
2022-03-15Department of Financial Services Issues Consent Order to Zurich North AmericaInsurance
2022-01-22Department of Financial Services Issues Closeout Agreement with Cipla USA, Inc.Insurance
2022-01-10Department of Financial Services Issues Consent Order to Columbian Mutual Life Insurance CompanyInsurance
2021-12-16Department of Financial Services Issues Consent Order to Pacific Insurance CompanyInsurance
2021-12-07Department of Financial Services Issues Consent Order to Wellfleet New York Insurance CompanyInsurance
2021-12-07Department of Financial Services Issues Consent Order to Oscar Insurance CorporationInsurance
2021-12-07Department of Financial Services Issues Consent Order to Aetna Life Insurance CompanyInsurance
2021-10-15Department of Financial Services Issues Consent Order to Utica National Insurance Company of Texas and Utica Mutual Insurance CompanyInsurance
2021-09-20Department of Financial Services Issues Consent Order to LifeMark Securities CorporationInsurance, Cybersecurity
2021-06-28Department of Financial Services Issues Consent Order to Tri-State Consumer Insurance Company and Tri-State Consumer Inc.Insurance
2021-05-12Department of Financial Services Issues Consent Order to First Unum Life Insurance Company and The Paul Revere Life Insurance CompanyCybersecurity
2021-04-12Department of Financial Services Issues Consent Order to National Securities CorporationCybersecurity
2021-02-26Department of Financial Services Issues Consent Order to New York Life Insurance & Annuity CorporationInsurance
2021-02-01Department of Financial Services Issues Consent Order to American General Life Insurance Company, American International Group, Inc.Insurance
2020-11-18Department of Financial Services Issues Consent Order to the National Rifle Association of America (NRA)Insurance
2020-10-30Department of Financial Services Issues Consent Order to Allstate, State Farm, AIG, and Tri-StateInsurance
2020-10-29Department of Financial Services Issues Consent Order to Principal Life Insurance CompanyInsurance
2020-10-20Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Aliera Companies and Trinity HealthshareInsurance
2020-10-09Department of Financial Issues Statement of Charges and Notice of Hearing regarding Johnson & Johnson and related companiesInsurance
2020-08-19Department of Financial Services Issues Consent to the Signal Agency, LP, an Assurant CompanyInsurance
2020-08-18Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Teva Pharmaceutical Industries, Ltd.,  and Allergan PLC.Insurance
2020-07-29Department of Financial Services Issues Consent Order for CDPHP Universal Benefits Inc.Insurance
2020-07-29Department of Financial Services Issues Consent Order for MVP Health Services Corp.Insurance
2020-07-21Department of Financial Services Issues Statement of Charges and Notice of Hearing to First American Title Insurance CompanyInsurance
2020-06-08Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Endo International, PLC., Endo Health Solutions, Inc., Endo Pharmaceuticals Inc., and PAR Pharmaceutical Companies, Inc. (Updated July 28, 2021)Insurance
2020-04-17Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Mallinckrodt PLC, Mallinckrodt LLC, And Specgx LLCInsurance
2020-04-13Department of Financial Services Issues Consent Order to Athene Annuity and Life Company, Athene Holding Ltd.Insurance
2020-04-09Department of Financial Services Issues Consent Orders to Lincoln Life & Annuity Company of New York, Massachusetts Mutual Life Insurance Company, and Pacific Life & Annuity CompanyInsurance
2020-02-26Department of Financial Services Issues Consent Order to Asurion Insurance Services, Inc. and Asurion Protection Services LLCInsurance
2020-02-05Department of Financial Services Issues Statement of Charges and Notice of Hearing to the National Rifle Association of AmericaInsurance
2019-09-17Department of Financial Services Issues Consent Order to American Progressive Life and Health Insurance Company of New YorkInsurance
2019-07-18Department of Financial Services Issues Consent Order to Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services, Inc., Applied Risk Services of NY, Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.Insurance
2019-05-03Department of Financial Services Issues Consent Orders to Crystal Run Health Plan, LLC and Crystal Run Health Insurance Company, Inc., Aetna Life Insurance Company, HealthNow New York, Inc., CDPHP Universal Benefits, Inc., Oxford Health Insurance, Inc., Oxford Health Plans (NY), Inc., and UnitedHealthcare Insurance Company of New York, and Independent Health Association, Inc. and Independent Health Benefits CorporationInsurance
2019-01-31Department of Financial Services Issues Consent Order to Lockton Affinity, LLC and Lockton Companies, LLCInsurance
2019-01-28Department of Financial Services Issues Consent Order to Metropolitan Life Insurance CompanyInsurance
2019-01-28Department of Financial Services Issues Consent Order to Globe Life Insurance Company of New YorkInsurance
2019-01-25Department of Financial Services Issues Order of Summary Suspension to Superior Service Group LTD and Elisha Gottdiener Insurance
2019-01-10Department of Financial Services Issues Consent Order to National Union Fire Insurance Company of Pittsburgh, PAInsurance
2019-01-10Department of Financial Services Issues Consent Order to Arch Insurance CompanyInsurance
2018-12-20Department of Financial Services Issues Consent Order to Lloyd's of LondonInsurance
2018-12-12Department of Financial Services Issues Consent Order to Oscar Insurance CorporationInsurance
2018-12-12Department of Financial Services Issues Consent Order to Aetna Health Inc., Aetna Health Insurance Company of New York and Aetna Life Insurance CompanyInsurance
2018-12-05Department of Financial Services Issues Consent Order to National Integrity Life Insurance CompanyInsurance
2018-09-11Department of Financial Services Issues Consent Order to Selective Insurance Company of America, Selective Way Insurance Company and Selective Insurance Company of New YorkInsurance
2018-09-11Department of Financial Services Issues Consent Order to Sentinel Insurance Company, Ltd.Insurance
2018-07-02Department of Financial Services Issues Consent Order to Transamerica Financial Life Insurance CompanyInsurance
2018-07-02Department of Financial Services Issues Consent Order to AFLACInsurance
2018-06-28Department of Financial Services Issues Consent Order to Athene Life Insurance Company of New YorkInsurance
2018-05-07Department of Financial Services Issues Consent Order to Chubb Group Holdings Inc. and Illinois Union Insurance CompanyInsurance
2018-05-03Department of Financial Services Issues Consent Order to William Penn Life Insurance Company of New YorkInsurance
2018-05-02Department of Financial Services Issues Consent Order to Lockton Affinity, LLC and Lockton Companies, LLCInsurance
2018-03-15Department of Financial Services Issues Consent Order to QBE Insurance CorporationInsurance
2017-11-14Department of Financial Services Issues Consent Order to Cigna Health and Life Insurance CompanyInsurance
2017-08-22Department of Financial Services Issues Stipulation and Consent Order to MVP Health Plan, Inc. and MVP Health Insurance CompanyInsurance
2017-07-06Department of Financial Services Issues Consent Order to Physicians' Reciprocal InsurersInsurance
2017-05-08Department of Financial Services Issues Stipulation and Consent Order to AXA Equitable Life Insurance CompanyInsurance
2017-04-17Department of Financial Services Issues Stipulation and Consent Order to Excellus Health Plan, Inc.Insurance
2017-04-07Department of Financial Services Issues Consent Order to YourPeople, Inc., d/b/a Zenefits FTW Insurance ServicesInsurance
2017-03-07Department of Financial Services Issues Consent Order to Lincoln National Corporation and Lincoln Life & Annuity Company of New York.Insurance
2017-03-01Department of Financial Services Issues Consent Order to Oxford Health Plans (NY), Inc. and Oxford Health Insurance, Inc.Insurance
2016-12-21Department of Financial Services Issues Consent Order to Columbian Mutual Life Insurance CompanyInsurance
2015-12-24Department of Financial Services Issues Consent Order to Healthnow New York Inc.Insurance
2014-05-27Department of Financial Services Issues Consent Order to Narragansett Bay Insurance CompanyInsurance
2014-04-16Department of Financial Services Issues Stipulation to Aetna Life Insurance CompanyInsurance
2014-03-31Department of Financial Services Issues Consent Order to American Life Insurance Company, Delaware American Life Insurance Company and MetLife Inc.Insurance
2014-03-17The Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance CompanyInsurance
2013-05-30Department of Financial Services Reaches Agreement on Code of Conduct with Starnet Insurance Company and Finsecure, LLCInsurance
2013-05-30Department of Financial Services Reaches Consent Order to American Modern Home Insurance Company and American Modern Insurance Group, Inc.Insurance
2013-04-18Department of Financial Services Issues Consent Order to QBE FIRST, QBE Insurance, and QBE HoldingsInsurance
2013-04-18Department of Financial Services Issues Consent Order to Balboa, MeritPlan, BA Insurance Group, QBE FIRST and QBEInsurance
2013-04-17The Department of Financial Services Issues a Consent Order to Balboa Insurance Company, Meritplan Insurance Company, BA Insurance Group, Inc., QBE Financial Institution Risk Services, Inc., And QBE Insurance CorporationInsurance
2013-04-09Department of Financial Services Issues Stipulation to Zurich American Insurance CompanyInsurance
2013-03-21Department Of Financial Services Issues Consent Order to Assurant, Inc. and its subsidiaries, American Security Insurance Company and American Bankers Insurance Company of FloridaInsurance
2012-06-08QBE Insurance Corporation Ordered to Propose and Justify Amended Rates for Force-Placed InsuranceInsurance
2012-06-08American Security Insurance Company Ordered to Propose and Justify Amended Rates for Force-Placed InsuranceInsurance
2012-06-08American Modern Home Ordered to Propose and Justify Amended Rates for Force-Placed InsuranceInsurance