Compass

Enforcement and Discipline

SHARE

Insurance Actions

NOTE: The documents linked to from this page are in PDF format.

Date IssuedAction
2024-03-18Department of Financial Services Issues Consent Order to National Union Fire Insurance Company of Pittsburgh, PA
2024-02-27Department of Financial Services Issues Consent Order to Nationwide Group
2024-02-27Department of Financial Services Issues Consent Order to Old Republic General Insurance Group, Inc.
2024-02-05Department of Financial Services Issues Consent Order to Fairfax Group
2024-02-02Department of Financial Services Issues Consent Order to AmTrust
2024-01-12Department of Financial Services Issues Consent Order to Wellfleet New York Insurance Company
2024-01-12Department of Financial Services Issues Consent Order to Cigna Health and Life Insurance Company
2024-01-12Department of Financial Services Issues Consent Order to Empire HealthChoice Assurance, Inc.
2024-01-12Department of Financial Services Issues Consent Order to Connecticut General Life Insurance Company
2024-01-12Department of Financial Services Issues Consent Order to Nippon Life Insurance Company of America
2024-01-12Department of Financial Services Issues Consent Order to Aetna Life Insurance Company
2023-12-15Department of Financial Services Issues Consent Order to AXA XL
2023-11-28Department of Financial Services Issues Consent Order to First American
2023-11-27Department of Financial Services Issues Consent Order to AIG Companies
2023-11-03Department of Financial Services Issues Consent Order to A.G.I.A., Inc.
2023-08-10Department of Financial Services Issues Consent Order to the Allstate Insurance Group
2023-08-10Department of Financial Services Issues Consent Order to the National General Insurance Group
2023-07-28Department of Financial Services Issues Consent Order to the Farmers Insurance Group
2023-07-28Department of Financial Services Issues Consent Order to the Tokio Marine Group
2023-07-13Department of Financial Services Issues Consent Order to the Travelers Group
2023-07-07Department of Financial Services Issues Consent Order to SA Stone Wealth Management Inc.
2023-06-12Department of Financial Services Issues Consent Order to GEICO
2023-05-10Department of Financial Services Issues Consent Order to 4 Ever Life Insurance Company
2023-05-10Department of Financial Services Issues Consent Order to Aetna Life Insurance Company
2023-05-10Department of Financial Services Issues Consent Order to UnitedHealthcare Insurance Company of New York
2023-05-10Department of Financial Services Issues Consent Order to Wellfleet New York Insurance Company
2023-01-27Department of Financial Services Issues Consent Order to Philadelphia Indemnity
2022-12-12Department of Financial Services Issues Consent Order to Chubb
2022-12-12Department of Financial Services Issues Consent Order to Liberty Mutual
2022-12-12Department of Financial Services Issues Consent Order to State Farm
2022-12-02Department of Financial Services Issues Consent Order to TTEC Healthcare Solutions, Inc.
2022-10-18Department of Financial Services Issues Consent Order to EyeMed Vision Care LLC
2022-08-17Department of Financial Services Issues Consent Order to John Hancock Life and Health Insurance Company
2022-07-22Department of Financial Services Issues Consent Order to Banner Life Insurance Company
2022-06-28Department of Financial Services Issues Consent Order to Guarantr, Inc. D/B/A The Guarantors
2022-06-23Department of Financial Services Issues Consent Order to Carnival Corporation d/b/a Carnival Cruise Line; Princess Cruise Lines, Ltd; Holland America Line NV; Seabourn Cruise Line, Ltd; and Costa Cruise Lines, Inc.
2022-05-19Department of Financial Services Issues Consent Order to Nationwide Life Insurance Company
2022-03-15Department of Financial Services Issues Consent Order to Moneygram International Inc.
2022-03-15Department of Financial Services Issues Consent Order to Progressive Group
2022-03-15Department of Financial Services Issues Consent Order to Zurich North America
2022-01-22Department of Financial Services Issues Closeout Agreement with Cipla USA, Inc.
2022-01-10Department of Financial Services Issues Consent Order to Columbian Mutual Life Insurance Company
2021-12-16Department of Financial Services Issues Consent Order to Pacific Insurance Company
2021-12-07Department of Financial Services Issues Consent Order to Wellfleet New York Insurance Company
2021-12-07Department of Financial Services Issues Consent Order to Oscar Insurance Corporation
2021-12-07Department of Financial Services Issues Consent Order to Aetna Life Insurance Company
2021-10-15Department of Financial Services Issues Consent Order to Utica National Insurance Company of Texas and Utica Mutual Insurance Company
2021-09-20Department of Financial Services Issues Consent Order to LifeMark Securities Corporation
2021-06-28Department of Financial Services Issues Consent Order to Tri-State Consumer Insurance Company and Tri-State Consumer Inc.
2021-05-12Department of Financial Services Issues Consent Order to First Unum Life Insurance Company and The Paul Revere Life Insurance Company
2021-04-12Department of Financial Services Issues Consent Order to National Securities Corporation
2021-02-26Department of Financial Services Issues Consent Order to New York Life Insurance & Annuity Corporation
2021-02-01Department of Financial Services Issues Consent Order to American General Life Insurance Company, American International Group, Inc.
2020-11-18Department of Financial Services Issues Consent Order to the National Rifle Association of America (NRA)
2020-10-30Department of Financial Services Issues Consent Order to Allstate, State Farm, AIG, and Tri-State
2020-10-29Department of Financial Services Issues Consent Order to Principal Life Insurance Company
2020-10-20Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Aliera Companies and Trinity Healthshare
2020-10-09Department of Financial Issues Statement of Charges and Notice of Hearing regarding Johnson & Johnson and related companies
2020-08-19Department of Financial Services Issues Consent to the Signal Agency, LP, an Assurant Company
2020-08-18Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Teva Pharmaceutical Industries, Ltd.,  and Allergan PLC.
2020-07-29Department of Financial Services Issues Consent Order for CDPHP Universal Benefits Inc.
2020-07-29Department of Financial Services Issues Consent Order for MVP Health Services Corp.
2020-07-21Department of Financial Services Issues Statement of Charges and Notice of Hearing to First American Title Insurance Company
2020-06-08Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Endo International, PLC., Endo Health Solutions, Inc., Endo Pharmaceuticals Inc., and PAR Pharmaceutical Companies, Inc. (Updated July 28, 2021)
2020-04-17Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Mallinckrodt PLC, Mallinckrodt LLC, And Specgx LLC
2020-04-13Department of Financial Services Issues Consent Order to Athene Annuity and Life Company, Athene Holding Ltd.
2020-04-09Department of Financial Services Issues Consent Orders to Lincoln Life & Annuity Company of New York, Massachusetts Mutual Life Insurance Company, and Pacific Life & Annuity Company
2020-02-26Department of Financial Services Issues Consent Order to Asurion Insurance Services, Inc. and Asurion Protection Services LLC
2020-02-05Department of Financial Services Issues Statement of Charges and Notice of Hearing to the National Rifle Association of America
2019-09-17Department of Financial Services Issues Consent Order to American Progressive Life and Health Insurance Company of New York
2019-07-18Department of Financial Services Issues Consent Order to Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services, Inc., Applied Risk Services of NY, Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
2019-05-03Department of Financial Services Issues Consent Orders to Crystal Run Health Plan, LLC and Crystal Run Health Insurance Company, Inc., Aetna Life Insurance Company, HealthNow New York, Inc., CDPHP Universal Benefits, Inc., Oxford Health Insurance, Inc., Oxford Health Plans (NY), Inc., and UnitedHealthcare Insurance Company of New York, and Independent Health Association, Inc. and Independent Health Benefits Corporation
2019-01-31Department of Financial Services Issues Consent Order to Lockton Affinity, LLC and Lockton Companies, LLC
2019-01-28Department of Financial Services Issues Consent Order to Metropolitan Life Insurance Company
2019-01-28Department of Financial Services Issues Consent Order to Globe Life Insurance Company of New York
2019-01-25Department of Financial Services Issues Order of Summary Suspension to Superior Service Group LTD and Elisha Gottdiener 
2019-01-10Department of Financial Services Issues Consent Order to National Union Fire Insurance Company of Pittsburgh, PA
2019-01-10Department of Financial Services Issues Consent Order to Arch Insurance Company
2018-12-20Department of Financial Services Issues Consent Order to Lloyd's of London
2018-12-12Department of Financial Services Issues Consent Order to Oscar Insurance Corporation
2018-12-12Department of Financial Services Issues Consent Order to Aetna Health Inc., Aetna Health Insurance Company of New York and Aetna Life Insurance Company
2018-12-05Department of Financial Services Issues Consent Order to National Integrity Life Insurance Company
2018-09-11Department of Financial Services Issues Consent Order to Selective Insurance Company of America, Selective Way Insurance Company and Selective Insurance Company of New York
2018-09-11Department of Financial Services Issues Consent Order to Sentinel Insurance Company, Ltd.
2018-07-02Department of Financial Services Issues Consent Order to Transamerica Financial Life Insurance Company
2018-07-02Department of Financial Services Issues Consent Order to AFLAC
2018-06-28Department of Financial Services Issues Consent Order to Athene Life Insurance Company of New York
2018-05-07Department of Financial Services Issues Consent Order to Chubb Group Holdings Inc. and Illinois Union Insurance Company
2018-05-03Department of Financial Services Issues Consent Order to William Penn Life Insurance Company of New York
2018-05-02Department of Financial Services Issues Consent Order to Lockton Affinity, LLC and Lockton Companies, LLC
2018-03-15Department of Financial Services Issues Consent Order to QBE Insurance Corporation
2017-11-14Department of Financial Services Issues Consent Order to Cigna Health and Life Insurance Company
2017-08-22Department of Financial Services Issues Stipulation and Consent Order to MVP Health Plan, Inc. and MVP Health Insurance Company
2017-07-06Department of Financial Services Issues Consent Order to Physicians' Reciprocal Insurers
2017-05-08Department of Financial Services Issues Stipulation and Consent Order to AXA Equitable Life Insurance Company
2017-04-17Department of Financial Services Issues Stipulation and Consent Order to Excellus Health Plan, Inc.
2017-04-07Department of Financial Services Issues Consent Order to YourPeople, Inc., d/b/a Zenefits FTW Insurance Services
2017-03-07Department of Financial Services Issues Consent Order to Lincoln National Corporation and Lincoln Life & Annuity Company of New York.
2017-03-01Department of Financial Services Issues Consent Order to Oxford Health Plans (NY), Inc. and Oxford Health Insurance, Inc.
2016-12-21Department of Financial Services Issues Consent Order to Columbian Mutual Life Insurance Company
2015-12-24Department of Financial Services Issues Consent Order to Healthnow New York Inc.
2014-05-27Department of Financial Services Issues Consent Order to Narragansett Bay Insurance Company
2014-04-16Department of Financial Services Issues Stipulation to Aetna Life Insurance Company
2014-03-31Department of Financial Services Issues Consent Order to American Life Insurance Company, Delaware American Life Insurance Company and MetLife Inc.
2014-03-17The Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company
2013-05-30Department of Financial Services Reaches Agreement on Code of Conduct with Starnet Insurance Company and Finsecure, LLC
2013-05-30Department of Financial Services Reaches Consent Order to American Modern Home Insurance Company and American Modern Insurance Group, Inc.
2013-04-18Department of Financial Services Issues Consent Order to QBE FIRST, QBE Insurance, and QBE Holdings
2013-04-18Department of Financial Services Issues Consent Order to Balboa, MeritPlan, BA Insurance Group, QBE FIRST and QBE
2013-04-17The Department of Financial Services Issues a Consent Order to Balboa Insurance Company, Meritplan Insurance Company, BA Insurance Group, Inc., QBE Financial Institution Risk Services, Inc., And QBE Insurance Corporation
2013-04-09Department of Financial Services Issues Stipulation to Zurich American Insurance Company
2013-03-21Department Of Financial Services Issues Consent Order to Assurant, Inc. and its subsidiaries, American Security Insurance Company and American Bankers Insurance Company of Florida
2012-06-08QBE Insurance Corporation Ordered to Propose and Justify Amended Rates for Force-Placed Insurance
2012-06-08American Security Insurance Company Ordered to Propose and Justify Amended Rates for Force-Placed Insurance
2012-06-08American Modern Home Ordered to Propose and Justify Amended Rates for Force-Placed Insurance