Banking, Licensed Financial, and Other Financial Products and Services
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Action Date |
Action |
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September 16, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Forster & Garbus LLP |
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September 9, 2020 |
Department of Financial Issues Statement of Charges and Notice of Hearing regarding Johnson & Johnson and related companies |
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August 18, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Teva Pharmaceutical Industries, Ltd., and Allergan PLC. |
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July 6, 2020 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company of the Americas |
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June 8, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Endo International, PLC., Endo Health Solutions, Inc., Endo Pharmaceuticals Inc., and PAR Pharmaceutical Companies, Inc. |
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April 30, 2020 |
Department of Financial Services Issues Consent Order to Bank Hapoalim, B.M. and Bank Hapoalim, B.M., New York Branches |
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April 20, 2020 |
Department of Financial Services Issues Consent Order to Industrial Bank of Korea and Industrial Bank of Korea, New York Branch |
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April 17, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Mallinckrodt PLC, Mallinckrodt LLC, And Specgx LLC |
| March 16, 2020 |
Department of Financial Services Issues Banking Order re Virtual Meetings and Stockholder Meetings due to C-19 |
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August 15, 2019 |
Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLC |
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June 24, 2019 |
Department of Financial Services Enters Into Settlement Agreement with MUFG Bank |
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April 15, 2019 |
Department of Financial Services Issues Consent Order to UniCredit Group |
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April 9, 2019 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch |
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January 31, 2019 |
Department of Financial Services Issues Consent Order to Coney Island Payroll |
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January 29, 2019 |
Department of Financial Services Issues Consent Order to& Standard Chartered Bank and Standard Chartered Bank, New York Branch |
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January 4, 2019 |
Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc. |
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December 18, 2018 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York Branch |
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November 21, 2018 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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November 19, 2018 |
Department of Financial Services Issues: |
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Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. |
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October 10, 2018 |
Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York Branch |
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June 25, 2018 |
Department of Financial Services Issues Consent Order to Equifax, Inc. |
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June 20, 2018 |
Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York Branch |
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May 1, 2018 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. |
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January 4, 2018 |
Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc. |
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Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York Branch |
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November 13, 2017 |
Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York Branch |
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September 25, 2017 |
Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLC |
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September 20, 2017 |
Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLC |
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August 24, 2017 |
Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch: |
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May 24, 2017 |
Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York Branch |
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May 12, 2017 |
Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to Office of the Comptroller of the Currency and Keith A. Noreika, Acting U.S. Comptroller of the Currency |
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April 21, 2017 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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January 30, 2017 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch |
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December 15, 2016 |
Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A. |
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November 4, 2016 |
Department of Financial Services Issues Consent Order to Agricultural Bank of China Limited |
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October 20, 2016 |
Department of Financial Services Issues Consent Order to Future Income Payments, LLC |
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Department of Financial Services Issues Consent Order to Mega International Commercial Bank of Taiwan |
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July 8, 2016 |
Department of Financial Services Issues Consent Order to Melrose Credit Union |
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March 15, 2016 |
Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay |
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March 14, 2016 |
The New York State Department of Financial Services and Federal Reserve Bank of New York enter into Written Agreement with National Bank of Pakistan |
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February 24, 2016 |
Department of Financial Services Issues Written Agreement with Industrial Bank of Korea |
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Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings Bank |
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December 15, 2015 |
Department of Financial Services Issues Consent Order to Habib Bank Limited (PDF) |
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November 17, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
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November 3, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch |
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October 28, 2015 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co. |
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October 19, 2015 |
Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York Branch |
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September 28, 2015 |
Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013. |
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August 18, 2015 |
Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC |
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June 30, 2015 |
Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein |
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June 3, 2015 |
Department of Financial Services Issues Consent Order to Alma Bank |
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May 20, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
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April 23, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG |
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March 12, 2015 |
Department of Financial Services Issues Consent Order to Commerzbank |
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March 10, 2015 |
Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual) |
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Department of Financial Services Issues Consent Order to Bank Leumi |
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December 18, 2014 |
Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital |
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December 18, 2014 |
Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron |
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December 11, 2014 |
Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank |
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November 18, 2014 |
Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ |
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October 31, 2014 |
Department of Financial Services Issues Consent Order to American International Group, Inc. |
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August 19, 2014 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York Branch |
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August 18, 2014 |
Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP |
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July 25, 2014 |
Department of Financial Services and New York’s Attorney General Enter into an agreement with Lyft, Inc. |
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June 30, 2014 |
Department of Financial Services Issues Consent Order to BNP Paribas (BNPP) |
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May 19, 2014 |
Department of Financial Services Issues Consent Order to Credit Suisse AG |
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April 23, 2014 |
Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital |
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April 15, 2014 |
Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007 |
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March 31, 2014 |
Department of Financial Services Issues Consent Order to American Life Insurance Company, Delaware American Life Insurance Company and MetLife Inc. |
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March 25, 2014 |
The Department of Financial Services lifts the Amended Cease and Desist Order issued to Savoy Bank on October 25, 2010 |
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March 17, 2014 |
The Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company |
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March 11, 2014 |
The Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New York |
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March 10, 2014 |
Department of Financial Services Issues Consent Order to Relayrides, Inc. |
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December 11, 2013 |
Department of Financial Services issues Consent Order to Royal Bank of Scotland, PLC |
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September 10, 2013 |
The Department of Financial Services Issues Consent Order to Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC |
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August 7, 2013 |
The Department of Financial Services Issues Order Pursuant to Section 36 and 37 of the New York Banking Law |
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July 1, 2013 |
The Department of Financial Services Issues Consent Order to United International Bank |
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June 20, 2013 |
The Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ |
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June 18, 2013 |
Cuomo Administration Reaches Reform Agreement With Deloitte Over Standard Chartered Consulting Flaws |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with Starnet Insurance Company and Finsecure, LLC |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with The Fidelity and Deposit Company of Maryland |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with Chubb & Son |
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May 30, 2013 |
The Department of Financial Services Reaches Consent Order to American Modern Home Insurance Company and American Modern Insurance Group, Inc. |
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May 30, 2013 |
The Department of Financial Services Lifts Consent Order Issued to Amalgamated Bank |
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April 18, 2013 |
The Department of Financial Services Issues Consent Order to QBE FIRST, QBE Insurance, and QBE Holdings |
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April 18, 2013 |
The Department of Financial Services Issues Consent Order to Balboa, MeritPlan, BA Insurance Group, QBE FIRST and QBE |
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April 9, 2013 |
The Department of Financial Services Issues Stipulation to Zurich American Insurance Company |
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March 25, 2013 |
The New York State Department of Financial Services and Federal Reserve Bank of New York Enter Into a Written Agreement with HSH NORDBANK AG |
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January 14, 2013 |
The Department of Financial Services Lifts Consent Order Issued to First American International Bank (issued December 14, 2010) |
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December 5, 2012 |
The Department of Financial Services Issues Consent Order to Ocwen Loan Servicing, LLC |
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September 21, 2012 |
The Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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August 06, 2012 |
The Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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June 25, 2012 |
The Department of Financial Services Issues an Amended Consent Order to First Central Savings Bank |
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June 8, 2012 |
QBE Insurance Corporation Ordered to Propose and Justify Amended Rates for Force-Placed Insurance |
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June 8, 2012 |
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June 8, 2012 |
American Modern Home Ordered to Propose and Justify Amended Rates for Force-Placed Insurance |
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May 14, 2012 |
The Department of Financial Services Issues an Amended Consent Order to Hanover Community Bank |