Banking, Licensed Financial, and Other Financial Products and Services
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Action Date |
Action |
|---|---|
| August 1, 2022 | Department of Financial Services Issues Consent Order to Robinhood Crypto, LLC |
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February 16, 2022 |
Department of Financial Services Issues Consent Order to National Bank of Pakistan and National Bank of Pakistan, NY Branch |
| October 26, 2021 |
Department of Financial Services Issues Consent Order to Mashreqbank, PSC |
| June 24, 2021 |
Department of Financial Services Issues Agreement with Adirondack Trust Company |
| June 24, 2021 |
Department of Financial Services Issues Agreement with Chemung Canal Trust Company |
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February 4, 2021 |
Department of Financial Services Issues Agreement with Hunt Mortgage Corporation |
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October 21, 2020 |
Department of Financial Services Issues Consent Order to Goldman Sachs Group and Goldman Sachs Bank USA |
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October 20, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Aliera Companies and Trinity Healthshare |
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September 16, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Forster & Garbus LLP |
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September 9, 2020 |
Department of Financial Issues Statement of Charges and Notice of Hearing regarding Johnson & Johnson and related companies |
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August 18, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Teva Pharmaceutical Industries, Ltd., and Allergan PLC. |
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July 6, 2020 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company of the Americas |
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June 8, 2020 |
Updated July 28, 2021 Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Endo International, PLC., Endo Health Solutions, Inc., Endo Pharmaceuticals Inc., and PAR Pharmaceutical Companies, Inc. |
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April 30, 2020 |
Department of Financial Services Issues Consent Order to Bank Hapoalim, B.M. and Bank Hapoalim, B.M., New York Branches |
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April 20, 2020 |
Department of Financial Services Issues Consent Order to Industrial Bank of Korea and Industrial Bank of Korea, New York Branch |
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April 17, 2020 |
Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Mallinckrodt PLC, Mallinckrodt LLC, And Specgx LLC |
| March 16, 2020 |
Department of Financial Services Issues Banking Order re Virtual Meetings and Stockholder Meetings due to C-19 |
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August 15, 2019 |
Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLC |
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June 24, 2019 |
Department of Financial Services Enters Into Settlement Agreement with MUFG Bank |
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April 15, 2019 |
Department of Financial Services Issues Consent Order to UniCredit Group |
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April 9, 2019 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch |
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January 31, 2019 |
Department of Financial Services Issues Consent Order to Coney Island Payroll |
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January 29, 2019 |
Department of Financial Services Issues Consent Order to& Standard Chartered Bank and Standard Chartered Bank, New York Branch |
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January 4, 2019 |
Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc. |
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December 18, 2018 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York Branch |
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November 21, 2018 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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November 19, 2018 |
Department of Financial Services Issues: |
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Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. |
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October 10, 2018 |
Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York Branch |
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June 25, 2018 |
Department of Financial Services Issues Consent Order to Equifax, Inc. |
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June 20, 2018 |
Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York Branch |
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May 1, 2018 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. |
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January 4, 2018 |
Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc. |
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Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York Branch |
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November 13, 2017 |
Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York Branch |
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September 25, 2017 |
Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLC |
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September 20, 2017 |
Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLC |
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August 24, 2017 |
Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch: |
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May 24, 2017 |
Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York Branch |
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May 12, 2017 |
Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to Office of the Comptroller of the Currency and Keith A. Noreika, Acting U.S. Comptroller of the Currency |
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April 21, 2017 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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January 30, 2017 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch |
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December 15, 2016 |
Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A. |
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November 4, 2016 |
Department of Financial Services Issues Consent Order to Agricultural Bank of China Limited |
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October 20, 2016 |
Department of Financial Services Issues Consent Order to Future Income Payments, LLC |
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Department of Financial Services Issues Consent Order to Mega International Commercial Bank of Taiwan |
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July 8, 2016 |
Department of Financial Services Issues Consent Order to Melrose Credit Union |
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March 15, 2016 |
Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay |
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March 14, 2016 |
The New York State Department of Financial Services and Federal Reserve Bank of New York enter into Written Agreement with National Bank of Pakistan |
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February 24, 2016 |
Department of Financial Services Issues Written Agreement with Industrial Bank of Korea |
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Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings Bank |
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December 15, 2015 |
Department of Financial Services Issues Consent Order to Habib Bank Limited (PDF) |
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November 17, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
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November 3, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch |
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October 28, 2015 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co. |
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October 19, 2015 |
Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York Branch |
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September 28, 2015 |
Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013. |
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August 18, 2015 |
Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC |
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June 30, 2015 |
Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein |
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June 3, 2015 |
Department of Financial Services Issues Consent Order to Alma Bank |
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May 20, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
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April 23, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG |
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March 12, 2015 |
Department of Financial Services Issues Consent Order to Commerzbank |
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March 10, 2015 |
Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual) |
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Department of Financial Services Issues Consent Order to Bank Leumi |
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December 18, 2014 |
Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital |
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December 18, 2014 |
Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron |
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December 11, 2014 |
Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank |
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November 18, 2014 |
Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ |
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October 31, 2014 |
Department of Financial Services Issues Consent Order to American International Group, Inc. |
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August 19, 2014 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York Branch |
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August 18, 2014 |
Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP |
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July 25, 2014 |
Department of Financial Services and New York’s Attorney General Enter into an agreement with Lyft, Inc. |
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June 30, 2014 |
Department of Financial Services Issues Consent Order to BNP Paribas (BNPP) |
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May 19, 2014 |
Department of Financial Services Issues Consent Order to Credit Suisse AG |
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April 23, 2014 |
Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital |
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April 15, 2014 |
Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007 |
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March 31, 2014 |
Department of Financial Services Issues Consent Order to American Life Insurance Company, Delaware American Life Insurance Company and MetLife Inc. |
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March 25, 2014 |
The Department of Financial Services lifts the Amended Cease and Desist Order issued to Savoy Bank on October 25, 2010 |
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March 17, 2014 |
The Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company |
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March 11, 2014 |
The Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New York |
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March 10, 2014 |
Department of Financial Services Issues Consent Order to Relayrides, Inc. |
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December 11, 2013 |
Department of Financial Services issues Consent Order to Royal Bank of Scotland, PLC |
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September 10, 2013 |
The Department of Financial Services Issues Consent Order to Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC |
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August 7, 2013 |
The Department of Financial Services Issues Order Pursuant to Section 36 and 37 of the New York Banking Law |
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July 1, 2013 |
The Department of Financial Services Issues Consent Order to United International Bank |
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June 20, 2013 |
The Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ |
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June 18, 2013 |
Cuomo Administration Reaches Reform Agreement With Deloitte Over Standard Chartered Consulting Flaws |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with Starnet Insurance Company and Finsecure, LLC |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with The Fidelity and Deposit Company of Maryland |
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May 30, 2013 |
The Department of Financial Services Reaches Agreement on Code of Conduct with Chubb & Son |
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May 30, 2013 |
The Department of Financial Services Reaches Consent Order to American Modern Home Insurance Company and American Modern Insurance Group, Inc. |
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May 30, 2013 |
The Department of Financial Services Lifts Consent Order Issued to Amalgamated Bank |
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April 18, 2013 |
The Department of Financial Services Issues Consent Order to QBE FIRST, QBE Insurance, and QBE Holdings |
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April 18, 2013 |
The Department of Financial Services Issues Consent Order to Balboa, MeritPlan, BA Insurance Group, QBE FIRST and QBE |
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April 9, 2013 |
The Department of Financial Services Issues Stipulation to Zurich American Insurance Company |
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March 25, 2013 |
The New York State Department of Financial Services and Federal Reserve Bank of New York Enter Into a Written Agreement with HSH NORDBANK AG |
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January 14, 2013 |
The Department of Financial Services Lifts Consent Order Issued to First American International Bank (issued December 14, 2010) |
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December 5, 2012 |
The Department of Financial Services Issues Consent Order to Ocwen Loan Servicing, LLC |
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September 21, 2012 |
The Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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August 06, 2012 |
The Department of Financial Services Issues Consent Order to Standard Chartered Bank |
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June 25, 2012 |
The Department of Financial Services Issues an Amended Consent Order to First Central Savings Bank |
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June 8, 2012 |
QBE Insurance Corporation Ordered to Propose and Justify Amended Rates for Force-Placed Insurance |
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June 8, 2012 |
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June 8, 2012 |
American Modern Home Ordered to Propose and Justify Amended Rates for Force-Placed Insurance |
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May 14, 2012 |
The Department of Financial Services Issues an Amended Consent Order to Hanover Community Bank |