Banking, Licensed Financial, and Other Financial Products and Services
| Action Date | Action |
|---|---|
| August 15, 2019 | Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLC |
| June 24, 2019 | Department of Financial Services Enters Into Settlement Agreement with MUFG Bank |
| April 15, 2019 | Department of Financial Services Issues Consent Order to UniCredit Group |
| April 9, 2019 | Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch |
| January 31, 2019 | Department of Financial Services Issues Consent Order to Coney Island Payroll |
| January 29, 2019 | Department of Financial Services Issues Consent Order to& Standard Chartered Bank and Standard Chartered Bank, New York Branch |
| January 4, 2019 | Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc. |
| December 18, 2018 | Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York Branch |
| November 21, 2018 | Department of Financial Services Issues Consent Order to Standard Chartered Bank |
| November 19, 2018 |
Department of Financial Services Issues: |
| October 24, 2018 |
Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. |
| October 10, 2018 |
Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York Branch |
| June 25, 2018 |
Department of Financial Services Issues Consent Order to Equifax, Inc. |
| June 20, 2018 |
Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York Branch |
| May 1, 2018 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. |
| January 4, 2018 |
Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc. |
| December 21, 2017 |
Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York Branch |
| November 13, 2017 |
Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York Branch |
| September 25, 2017 |
Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLC |
| September 20, 2017 |
Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLC |
| August 24, 2017 |
Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch: |
| May 24, 2017 |
Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York Branch |
| May 12, 2017 |
Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to Office of the Comptroller of the Currency and Keith A. Noreika, Acting U.S. Comptroller of the Currency |
| April 21, 2017 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank |
| January 30, 2017 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch |
| December 15, 2016 |
Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A. |
| November 4, 2016 |
Department of Financial Services Issues Consent Order to Agricultural Bank of China Limited |
| October 20, 2016 |
Department of Financial Services Issues Consent Order to Future Income Payments, LLC |
| August 19, 2016 |
Department of Financial Services Issues Consent Order to Mega International Commercial Bank of Taiwan |
| July 8, 2016 |
Department of Financial Services Issues Consent Order to Melrose Credit Union |
| March 15, 2016 |
Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay |
| March 14, 2016 |
The New York State Department of Financial Services and Federal Reserve Bank of New York enter into Written Agreement with National Bank of Pakistan |
|
February 24, 2016 |
Department of Financial Services Issues Written Agreement with Industrial Bank of Korea |
| December 17, 2015 |
Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings Bank |
|
December 15, 2015 |
Department of Financial Services Issues Consent Order to Habib Bank Limited (PDF) |
| November 17, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
| November 3, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch |
| October 28, 2015 |
Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co. |
| October 19, 2015 |
Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York Branch |
|
September 28, 2015 |
Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013. |
| August 18, 2015 |
Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC |
| June 30, 2015 |
Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein |
|
June 3, 2015 |
Department of Financial Services Issues Consent Order to Alma Bank |
|
May 20, 2015 |
Department of Financial Services Issues Consent Order to Barclays Bank PLC |
| April 23, 2015 |
Department of Financial Services Issues Consent Order to Deutsche Bank AG |
|
March 12, 2015 |
Department of Financial Services Issues Consent Order to Commerzbank |
|
March 10, 2015 |
Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual) |
| December 22, 2014 |
Department of Financial Services Issues Consent Order to Bank Leumi |
|
December 18, 2014 |
Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital |
| December 18, 2014 |
Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron |
|
December 11, 2014 |
Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank |
| November 18, 2014 |
Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ |
| October 31, 2014 |
Department of Financial Services Issues Consent Order to American International Group, Inc. |
|
August 19, 2014 |
Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York Branch |
|
August 18, 2014 |
Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP |
|
July 25, 2014 |
Department of Financial Services and New York’s Attorney General Enter into an agreement with Lyft, Inc. |
| June 30, 2014 |
Department of Financial Services Issues Consent Order to BNP Paribas (BNPP) |
|
May 19, 2014 |
Department of Financial Services Issues Consent Order to Credit Suisse AG |
|
April 23, 2014 |
Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital |
|
April 15, 2014 |
Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007 |
|
March 31, 2014 |
Department of Financial Services Issues Consent Order to American Life Insurance Company, Delaware American Life Insurance Company and MetLife Inc. |
|
March 25, 2014 |
The Department of Financial Services lifts the Amended Cease and Desist Order issued to Savoy Bank on October 25, 2010 |
|
March 17, 2014 |
The Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company |
| March 11, 2014 |
The Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New York |
|
March 10, 2014 |
Department of Financial Services Issues Consent Order to Relayrides, Inc. |