Compass

Enforcement and Discipline

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Mortgage Enforcement Actions

NOTE: The documents linked to from this page are in PDF format.

Date Issued

Action

June 22, 2020 Settlement Agreement with Michael Goldberg
June 22, 2020 Settlement Agreement with Professional Mortgage Solutions, Inc.

March 3, 2020

Settlement Agreement with Ezz Services INC.

February 27, 2020

Settlement Agreement with New York Processing, Inc.

January 29, 2020

Settlement Agreement with SIRVA Mortgage, Inc.

January 17, 2020

Settlement Agreement with Academy Mortgage Corp.

October 18, 2019

Settlement Agreement with Reverse Mortgage Funding LLC

October 9, 2019

Settlement Agreement with Stephanie Giordano

August 27, 2019

Settlement Agreement with Atalaya Capital Management LP and ACM Vision V LLC (jointly filed by DFS and NYAG)

August 7, 2019

Settlement Agreement with East Coast Funding of New York, Inc.

August 1, 2019

Complaint against Vision Property Management, LLC; Kaja Holdings 2, LLC; RVFM 11 Series, LLC; DSV SPV 1, LLC; DSV SPV 2, LLC; DSV SPV 3, LLC; Alan Investments III, LLC; Alex Szkaradek and John Does 1-50 (jointly filed by DFS and NYAG)

June 12, 2019

Settlement Agreement with Sortis Financial, Inc.

May 1, 2019

Settlement Agreement with Absolute Home Mortgage Corporation.

April 18, 2019

Settlement Agreement with A & F Capital, Inc.

March 27, 2019

Settlement Agreement with ResMac of New York in lieu of ResMac, Inc. ("ResMac")

March 6, 2019

Settlement Agreement with Approved Credit Services, Inc.

February 8, 2019

Settlement Agreement with Impac Mortgage Corp. dba Excel Mortgage

February 7, 2019

Settlement Agreement with United Shore Financial Services, LLC

February 7, 2019

Settlement Agreement with PrimeLending, A PlainsCapital Company

January 16, 2019

Settlement Agreement with NJ Lenders Corp. d/b/a Home Owners Mortgage Express

January 14, 2019

Consent Order to SN Servicing Corporation

January 8, 2019

Settlement Agreement with Fidelcap Corp. d/b/a Fidelity Capital

January 2, 2019

Settlement Agreement with AFMC Mortgage in lieu of True Corporate Name American Federal Mortgage Corporation

November 16, 2018

Cease and Desist Order to Franklin First Financial Ltd.

November 14, 2018

Settlement Agreement with Washington Equities Mortgage Corp. 

October 1, 2018

Settlement Agreement with Superior Mortgage Co., Inc.

September 26, 2018

Settlement Agreement with Parkside Lending, LLC

July 24, 2018

Settlement Agreement with Paragon Home Loans Inc.

June 28, 2018

Settlement Agreement with Daniel John Pisani

May 24, 2018

Settlement Agreement with Hypotec Inc. 

May 24, 2018

Settlement Agreement with Circle Mortgage Corporation 

May 10, 2018

Settlement Agreement with Thomas D. Tangney Esq. LLC D/B/A Double T

April 26, 2018

Settlement Agreement with Michael Steven Vassallo

April 20, 2018

Settlement Agreement with Your Approved Funding Corp.

April 11, 2018

Settlement Agreement with Contour Mortgage Corporation

April 11, 2018

Consent Order to Nationstar Mortgage LLC

March 15, 2018

Settlement Agreement with Arlington Financial Corporation

March 15, 2018

Settlement Agreement with Eli B. Weissman

March 15, 2018

Settlement Agreement with Live Well Financial, Inc.

March 13, 2018

Settlement Agreement with Jet Direct Funding Corp. D/B/A Jet Direct Mortgage

March 5, 2018

Settlement Agreement with Commonfund Mortgage Corp. 

January 24, 2018

Settlement Agreement with 21st Mortgage Corporation

January 23, 2018

Settlement Agreement with Nationwide Mortgage Bankers, Inc.

January 23, 2018

Settlement Agreement with John Anthony Aita, Jr.

January 23, 2018

Settlement Agreement with Jason J. Miller

January 3, 2018

Settlement Agreement with All Island Mortgage & Funding Corp

January 3, 2018

Settlement Agreement with Justin Schiatta

December 8, 2017

Settlement Agreement with Matthew James Sullivan

December 7, 2017

Settlement Agreement with loanDepot.com, LLC d/b/a LDWholesale

November 14, 2017

Settlement Agreement with United Equities Mortgage Broker Inc.

November 9, 2017

Settlement Agreement with American Advisors Group, Inc.

October 27, 2017

Settlement Agreement with William T. Knoop

October 25, 2017

Settlement Agreement with Anna Lazar

October 25, 2017

Settlement Agreement with L.W. Integrity Funding LLC 

October 3, 2017

Settlement Agreement with Intercontinental Capital Group, Inc.

August 30, 2017

Settlement Agreement with Bridgeview Mortgage Corp.

August 23, 2017

Settlement Agreement with Money Market Mortgage, LLC

August 18, 2017

Settlement Agreement with Salvator Zangari

August 10, 2017

Consent Order to Mortgage Research Center, LLC, d/b/a Veterans United Home Loans

August 9, 2017

Settlement Agreement with Montgomery Mortgage Solutions, Inc.

August 9, 2017

Settlement Agreement with MCS Mortgage Bankers, Inc.

August 2, 2017

Settlement Agreement with Brian Gerald Schiele

July 25, 2017

Settlement Agreement with Michael J. Rakeman

June 30, 2017

Settlement Agreement with South Fork Funding, Inc.

June 30, 2017

Settlement Agreement with Eli B. Weissman

June 19, 2017

Settlement Agreement with Equity Prime Mortgage LLC

June 9, 2017

Cease and Desist Order to Vanguard Funding, LLC 

June 5, 2017

Settlement Agreement with Select Portfolio Servicing, Inc.

May 10, 2017

Settlement Agreement with Mortgage Network LLC

April 24, 2017

Settlement Agreement with Nothnagle Home Securities Corporation

April 5, 2017

Settlement Agreement with Reliant Home Funding, Inc.

April 5, 2017

Settlement Agreement with Lifestyle Funding Solutions LLC

March 30, 2017

Settlement Agreement with The Money Source

March 30, 2017

Settlement Agreement with JTM Financial Services

March 27, 2017

Settlement Agreement with Silver Fin Capital Group LLC

March 27, 2017

Consent Order to Ocwen Financial Corporation and Ocwen Loan Servicing, LLC

March 22, 2017

Settlement Agreement with United Security Financial Corp.

March 6, 2017

Settlement Agreement with FFC Mortgage

February 22, 2017

Settlement Agreement with MLO Jacqueline Sendra

January 30, 2017

Settlement Agreement with MLO Sandra Michelle Curtis

January 26, 2017

Settlement Agreement with Mortgage Easy, Inc. d/b/a Congress Capital Group

January 26, 2017

Settlement Agreement with Guidance Residential, LLC

January 26, 2017

Settlement Agreement with MLO Frank Giner

January 26, 2017

Settlement Agreement with OwnersChoice Funding, Incorporated

January 11, 2017

Settlement Agreement with MLO Robert A. Castro

December 20, 2016

Settlement Agreement with MLO Denise Ann Panza

December 20, 2016

Settlement Agreement with Prysma Lending Group LLC

December 19, 2016

Settlement Agreement with Allied Mortgage Group, Inc

November 9, 2016

Consent Order to PHH Mortgage Corporation and PHH Home Loans, LLC

October 21, 2016

Settlement Agreement with Mitchell Funding of Valley Stream Inc.

October 12, 2016

Settlement Agreement with United Mortgage Corp. UAN NY Finest Funding

October 12, 2016

Settlement Agreement with MNS Mortgage LLC

October 4, 2016

Settlement Agreement with Kevin Fitzpatrick

October 3, 2016

Settlement Agreement with Joseph F. Schlageter

September 30, 2016

Settlement Agreement with Sun West Mortgage Company, Inc.

September 8, 2016

Settlement Agreement with MLD Mortgage Inc. d/b/a the Money Store

August 30, 2016

Settlement Agreement with Harlequin Capital Corp

July 19, 2016

Settlement Agreement with QuinStreet Media, Inc.

June 3, 2016

Settlement Agreement with Akshay Kumar Dudani

May 4, 2016

Settlement Agreement with 1st Alliance Lending, LLC

December 14, 2015

Settlement Agreement with Go Home Mortgage, Inc.

December 9, 2015

Settlement Agreement with At Home Mortgage Corp. 

November 20, 2015

Settlement Agreement with Mortgage Research Center, LLC D/B/A VA Mortgage Center

November 18, 2015

Consent Order to New Day Financial LLC

November 10, 2015

Settlement Agreement with United Mortgage Brokerage, Inc.

October 28, 2015

Settlement Agreement with Mitchell-Lloyd Mortgage Corp dba Advantage Home Lenders

October 26, 2015

Settlement Agreement with James B. Nutter & Company

October 23, 2015

Settlement Agreement with Home Point Financial Corp.

July 24, 2015

Settlement Agreement with Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers

June 26, 2015

Settlement Agreement with NFM, Consultants d/b/a NFM Lending, in lieu of its true corporate name, NFM, Inc.

May 20, 2015

Settlement Agreement with Starr Mortgage Company, Inc.

April 2, 2015

Settlement Agreement with FFC Mortgage Corp

March 18, 2015

Settlement Agreement with MLO Peijian Chi

February 27, 2015

Settlement Agreement with Fort Funding Corp.

February 5, 2015

Consent Order to Wells Fargo

February 4, 2015

Settlement Agreement with All Town Mortgage Corp.

February 4, 2015

Settlement Agreement with Guaranteed Rate, Inc.

February 4, 2015

Settlement Agreement with PrimeSource Mortgage Inc.

December 22, 2014

Consent Order to Ocwen Financial Corporation, Ocwen Loan Servicing LLC

November 18, 2014

Settlement Agreement with Advisors Mortgage Group, L.L.C.

November 18, 2014

Settlement Agreement with Agency For Consumer Equity Mortgages, Inc.

November 18, 2014

Settlement Agreement with MLO Michael Monteforte

November 12, 2014

Settlement Agreement with NRF Funding Corp.

November 12, 2014

Settlement Agreement with R.B.I. Associates, Ltd.

October 31, 2014

Settlement Agreement with Interstate Home Loan Center, Inc.

October 17, 2014

Settlement Agreement with Central Mortgage Company

August 22, 2014

Settlement Agreement with MLO Adam DeMario

August 22, 2014

Settlement Agreement with Total Group In Lieu of Its True Corporate Name Total Mortgage Services, LLC

June 30, 2014

Settlement Agreement with Semper Home Loans, Inc.

May 28, 2014

Settlement Agreement with Canyon Mortgage Corp

May 12, 2014

Settlement Agreement with Northeast Processing, LLC

May 1, 2014

Settlement Agreement with MLO Jason A. Berg

April 15, 2014

Settlement Agreement with Ohgeun Kwon D/B/A Union Mortgage Co.

March 28, 2014

Settlement Agreement with J.M. Capital Group LLC

March 25, 2014

Suspension Order to The Funding Source, LLC

February 27, 2014

Settlement Agreement with MLO Ramchandra J. Mishra

February 19, 2014

Settlement Agreement with United Northern Mortgage Bankers Limited D/B/A Senior Security Home Advantage

February 19, 2014

Settlement Agreement with Marine Funding, Inc.

February 14, 2014

Settlement Agreement with Sistar Mortgage Company

February 14, 2014

Settlement Agreement with Servis One, Inc dba BSI Financial Services

February 13, 2014

Settlement Agreement with Reverse Mortgage Solutions, Inc.

January 28, 2014

Settlement Agreement with LMB Mortgage Services, Inc.

January 8, 2014

Settlement Agreement with Citizens Mortgage Corporation

November 26, 2013

Settlement Agreement with Allnet Group, Inc.

November 7, 2013

Settlement Agreement with Adchemy, Inc. d/b/a RateMarketplace

November 7, 2013

Settlement Agreement with Mortgage Master, Inc.

October 30, 2013

Settlement Agreement with Resurgent Capital Services LP

October 4, 2013

Settlement Agreement with Todd Christopher McAdams

September 24, 2013

Settlement Agreement with Franklin First Financial Ltd.

September 13, 2013

Settlement Agreement with Statewide Capital Mortgage Corp.

September 10, 2013

Settlement Agreement with PFS, Inc.

September 10, 2013

Settlement Agreement with L.B.A. Mortgage Services, Inc.

September 10, 2013

The Department of Financial Services Issues Consent Order to Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLC

August 27, 2013

Settlement Agreement with Contour Mortgage

August 27, 2013

Settlement Agreement with Michael J. Rakeman

August 27, 2013

Settlement Agreement with Brian G. Schiele

June 11, 2013

Settlement Agreement with Payless Mortgage Corporation

April 18, 2013

Settlement Agreement with RFC Mortgage in Lieu of Residential Finance Corporation

April 17, 2013

Settlement Agreement with Omni Mortgage Corp.

February 1, 2013

Settlement Agreement with Homequest Mortgage & Financial Services Corp.

February 1, 2013

Settlement Agreement with Atlantic Home Loans, Inc.

December 5, 2012

The Department of Financial Services Issues Consent Order to Ocwen Loan Servicing LLC

October 24, 2012

Settlement Agreement with Patriot Financial Inc.

October 15, 2012

Settlement Agreement with Global Reach Realty Corp.

August 27, 2012

Settlement Agreement with Guaranteed Rate, Inc.

August 1, 2012

Settlement Agreement with Associated Mortgage Bankers, Inc.

June 12, 2012

WC Financial in Lieu of True Name Warshaw Capital, LLC

May 24, 2012

Settlement Agreement with Channel Mortgage LLC

May 24, 2012

Settlement Agreement with United Funding Group Corp.

May 24, 2012

Settlement Agreement with Forte Mortgage, in Lieu of National Future Mortgage, Inc.

May 4, 2012

Settlement Agreement with Premium Mortgage Corp D/B/A Icon Funding Group

April 26, 2012

Settlement Agreement with Voyage Financial Group, Inc.

April 25, 2012

Settlement Agreement with Downs Financial Inc.

April 2, 2012

G.G. Mortgage Services, Inc - Order of Revocation

March 30, 2012

Settlement Agreement with R.B.I. Associates, LTD

March 20, 2012

Settlement Agreement with American Financial Resources, Inc.

February 24, 2012

Settlement Agreement with Seymour O. Williams and Accountable Financial Management Corporation

February 22, 2012

Settlement Agreement with New Deal Mortgage Group, LLC

January 27, 2012

Suspension Order to Colban Funding, Inc.

January 5, 2012

Department of Financial Services Issues Order of Suspension to Money Market Mortgage, LLC

December 15, 2011

Department of Financial Services enters into Agreement on Mortgage Servicing Practices with Ocwen Financial Corporation

October 18, 2011

Settlement Agreement with Guaranteed Home Mortgage Company Inc.

October 17, 2011

Settlement Agreement with CS Financial Inc.