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Enforcement and Discipline

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Bank and Financial Services Orders | Mortgage Enforcement Actions | Insurance Industry Actions | Insurance Licensees and Registrants Disciplinary Action Summaries | Public Notices for Independent Monitors

Mortgage Industry Enforcement Actions

As part of its responsibility to regulate certain financial activities in New York, the Department has the ability to take enforcement action against regulated entities that violate New York law or the Department's regulations. Any entity or person who is subject to an enforcement action may request that DFS evaluate the satisfaction of the obligations imposed pursuant to that enforcement action and issue a notice of satisfaction.

The process for obtaining a notice of satisfaction is documented in our Notice of Satisfaction of Agreements.

NOTE: The documents linked to from this page are in PDF format.

Date IssuedActionSubject
2023-10-04Settlement Agreement with Dylan B. RandallMortgage
2023-10-04Settlement Agreement with Cynthia C. NostroMortgage
2023-05-01Settlement Agreement with Richard BarenblattMortgage
2023-05-01Settlement Agreement with Keith FurerMortgage
2023-05-01Settlement Agreement with Kevin UngarMortgage
2023-05-01Settlement Agreement with David BreitsteinMortgage
2021-12-08Settlement Agreement with Academy Mortgage Corp.Mortgage
2021-06-15Settlement Agreement with Premium Mortgage CorporationMortgage
2021-04-07Settlement Agreement with Freedom One Funding, Inc.Mortgage
2021-03-22Settlement Agreement with 1st Priority Mortgage, Inc.Mortgage
2021-03-03Consent Order to Residential Mortgage Services, Inc.Mortgage
2021-12-10Settlement Agreement with Continental Mortgage Bankers, Inc.Mortgage
2021-12-10Settlement Agreement with First Guaranty Mortgage CorporationMortgage
2021-02-04Settlement Agreement with Hunt Mortgage CorporationMortgage
2020-06-22Settlement Agreement with Sigma Funding Corp.Mortgage
2020-06-22Settlement Agreement with Michael GoldbergMortgage
2020-06-22Settlement Agreement with Professional Mortgage Solutions, Inc.Mortgage
2020-03-03Settlement Agreement with Ezz Services INC.Mortgage
2020-02-27Settlement Agreement with New York Processing, Inc.Mortgage
2020-01-29Settlement Agreement with SIRVA Mortgage, Inc.Mortgage
2020-01-17Settlement Agreement with Academy Mortgage Corp.Mortgage
2019-10-18Settlement Agreement with Reverse Mortgage Funding LLCMortgage
2019-10-09Settlement Agreement with Stephanie GiordanoMortgage
2019-08-27Settlement Agreement with Atalaya Capital Management LP and ACM Vision V LLC (jointly filed by DFS and NYAG)Mortgage
2019-08-07Settlement Agreement with East Coast Funding of New York, Inc.Mortgage
2019-08-01Complaint against Vision Property Management, LLC; Kaja Holdings 2, LLC; RVFM 11 Series, LLC; DSV SPV 1, LLC; DSV SPV 2, LLC; DSV SPV 3, LLC; Alan Investments III, LLC; Alex Szkaradek and John Does 1-50 (jointly filed by DFS and NYAG)Mortgage
2019-06-12Settlement Agreement with Sortis Financial, Inc.Mortgage
2019-05-01Settlement Agreement with Absolute Home Mortgage Corporation.Mortgage
2019-04-18Settlement Agreement with A & F Capital, Inc.Mortgage
2019-03-27Settlement Agreement with ResMac of New York in lieu of ResMac, Inc. ("ResMac")Mortgage
2019-03-06Settlement Agreement with Approved Credit Services, Inc.Mortgage
2019-02-08Settlement Agreement with Impac Mortgage Corp. dba Excel MortgageMortgage
2019-02-07Settlement Agreement with United Shore Financial Services, LLCMortgage
2019-02-07Settlement Agreement with PrimeLending, A PlainsCapital CompanyMortgage
2019-01-16Settlement Agreement with NJ Lenders Corp. d/b/a Home Owners Mortgage ExpressMortgage
2019-01-14Consent Order to SN Servicing CorporationMortgage
2019-01-08Settlement Agreement with Fidelcap Corp. d/b/a Fidelity CapitalMortgage
2019-01-02Settlement Agreement with AFMC Mortgage in lieu of True Corporate Name American Federal Mortgage CorporationMortgage
2018-11-16Cease and Desist Order to Franklin First Financial Ltd.Mortgage
2018-11-14Settlement Agreement with Washington Equities Mortgage Corp.Mortgage
2018-10-01Settlement Agreement with Superior Mortgage Co., Inc.Mortgage
2018-09-26Settlement Agreement with Parkside Lending, LLCMortgage
2018-07-24Settlement Agreement with Paragon Home Loans Inc.Mortgage
2018-06-28Settlement Agreement with Daniel John PisaniMortgage
2018-05-24Settlement Agreement with Hypotec Inc.Mortgage
2018-05-24Settlement Agreement with Circle Mortgage CorporationMortgage
2018-05-10Settlement Agreement with Thomas D. Tangney Esq. LLC D/B/A Double TMortgage
2018-04-26Settlement Agreement with Michael Steven VassalloMortgage
2018-04-20Settlement Agreement with Your Approved Funding Corp.Mortgage
2018-04-11Settlement Agreement with Contour Mortgage CorporationMortgage
2018-04-11Consent Order to Nationstar Mortgage LLCMortgage
2018-03-15Settlement Agreement with Arlington Financial CorporationMortgage
2018-03-15Settlement Agreement with Eli B. WeissmanMortgage
2018-03-15Settlement Agreement with Live Well Financial, Inc.Mortgage
2018-03-13Settlement Agreement with Jet Direct Funding Corp. D/B/A Jet Direct MortgageMortgage
2018-03-05Settlement Agreement with Commonfund Mortgage Corp.Mortgage
2018-01-24Settlement Agreement with 21st Mortgage CorporationMortgage
2018-01-23Settlement Agreement with Nationwide Mortgage Bankers, Inc.Mortgage
2018-01-23Settlement Agreement with John Anthony Aita, Jr.Mortgage
2018-01-23Settlement Agreement with Jason J. MillerMortgage
2018-01-03Settlement Agreement with All Island Mortgage & Funding CorpMortgage
2018-01-03Settlement Agreement with Justin SchiattaMortgage
2017-12-08Settlement Agreement with Matthew James SullivanMortgage
2017-12-07Settlement Agreement with loanDepot.com, LLC d/b/a LDWholesaleMortgage
2017-11-14Settlement Agreement with United Equities Mortgage Broker Inc.Mortgage
2017-11-09Settlement Agreement with American Advisors Group, Inc.Mortgage
2017-10-27Settlement Agreement with William T. KnoopMortgage
2017-10-25Settlement Agreement with Anna LazarMortgage
2017-10-25Settlement Agreement with L.W. Integrity Funding LLCMortgage
2017-10-03Settlement Agreement with Intercontinental Capital Group, Inc.Mortgage
2017-08-30Settlement Agreement with Bridgeview Mortgage Corp.Mortgage
2017-08-23Settlement Agreement with Money Market Mortgage, LLCMortgage
2017-08-18Settlement Agreement with Salvator ZangariMortgage
2017-08-10Consent Order to Mortgage Research Center, LLC, d/b/a Veterans United Home LoansMortgage
2017-08-09Settlement Agreement with Montgomery Mortgage Solutions, Inc.Mortgage
2017-08-09Settlement Agreement with MCS Mortgage Bankers, Inc.Mortgage
2017-08-02Settlement Agreement with Brian Gerald SchieleMortgage
2017-07-25Settlement Agreement with Michael J. RakemanMortgage
2017-06-30Settlement Agreement with South Fork Funding, Inc.Mortgage
2017-06-30Settlement Agreement with Eli B. WeissmanMortgage
2017-06-19Settlement Agreement with Equity Prime Mortgage LLCMortgage
2017-06-09Cease and Desist Order to Vanguard Funding, LLCMortgage
2017-06-05Settlement Agreement with Select Portfolio Servicing, Inc.Mortgage
2017-05-10Settlement Agreement with Mortgage Network LLCMortgage
2017-04-24Settlement Agreement with Nothnagle Home Securities CorporationMortgage
2017-04-05Settlement Agreement with Reliant Home Funding, Inc.Mortgage
2017-04-05Settlement Agreement with Lifestyle Funding Solutions LLCMortgage
2017-03-30Settlement Agreement with The Money SourceMortgage
2017-03-30Settlement Agreement with JTM Financial ServicesMortgage
2017-03-27Settlement Agreement with Silver Fin Capital Group LLCMortgage
2017-03-27Consent Order to Ocwen Financial Corporation and Ocwen Loan Servicing, LLCMortgage
2017-03-22Settlement Agreement with United Security Financial Corp.Mortgage
2017-03-06Settlement Agreement with FFC MortgageMortgage
2017-02-22Settlement Agreement with MLO Jacqueline SendraMortgage
2017-01-30Settlement Agreement with MLO Sandra Michelle CurtisMortgage
2017-01-26Settlement Agreement with Mortgage Easy, Inc. d/b/a Congress Capital GroupMortgage
2017-01-26Settlement Agreement with Guidance Residential, LLCMortgage
2017-01-26Settlement Agreement with MLO Frank GinerMortgage
2017-01-26Settlement Agreement with OwnersChoice Funding, IncorporatedMortgage
2017-01-11Settlement Agreement with MLO Robert A. CastroMortgage
2016-12-20Settlement Agreement with MLO Denise Ann PanzaMortgage
2016-12-20Settlement Agreement with Prysma Lending Group LLCMortgage
2016-12-19Settlement Agreement with Allied Mortgage Group, IncMortgage
2016-11-09Consent Order to PHH Mortgage Corporation and PHH Home Loans, LLCMortgage
2016-10-21Settlement Agreement with Mitchell Funding of Valley Stream Inc.Mortgage
2016-10-12Settlement Agreement with United Mortgage Corp. UAN NY Finest FundingMortgage
2016-10-12Settlement Agreement with MNS Mortgage LLCMortgage
2016-10-04Settlement Agreement with Kevin FitzpatrickMortgage
2016-10-03Settlement Agreement with Joseph F. SchlageterMortgage
2016-09-30Settlement Agreement with Sun West Mortgage Company, Inc.Mortgage
2016-09-08Settlement Agreement with MLD Mortgage Inc. d/b/a the Money StoreMortgage
2016-08-30Settlement Agreement with Harlequin Capital CorpMortgage
2016-07-19Settlement Agreement with QuinStreet Media, Inc.Mortgage
2016-06-03Settlement Agreement with Akshay Kumar DudaniMortgage
2016-05-04Settlement Agreement with 1st Alliance Lending, LLCMortgage
2015-12-14Settlement Agreement with Go Home Mortgage, Inc.Mortgage
2015-12-09Settlement Agreement with At Home Mortgage Corp.Mortgage
2015-11-20Settlement Agreement with Mortgage Research Center, LLC D/B/A VA Mortgage CenterMortgage
2015-11-18Consent Order to New Day Financial LLCMortgage
2015-11-10Settlement Agreement with United Mortgage Brokerage, Inc.Mortgage
2015-10-28Settlement Agreement with Mitchell-Lloyd Mortgage Corp dba Advantage Home LendersMortgage
2015-10-26Settlement Agreement with James B. Nutter & CompanyMortgage
2015-10-23Settlement Agreement with Home Point Financial Corp.Mortgage
2015-07-24Settlement Agreement with Franklin First Financial, Ltd. D/B/A Franklin First Mortgage BankersMortgage
2015-6-26Settlement Agreement with NFM, Consultants d/b/a NFM Lending, in lieu of its true corporate name, NFM, Inc.Mortgage
2015-05-20Settlement Agreement with Starr Mortgage Company, Inc.Mortgage
2015-04-02Settlement Agreement with FFC Mortgage CorpMortgage
2015-03-18Settlement Agreement with MLO Peijian ChiMortgage
2015-02-27Settlement Agreement with Fort Funding Corp.Mortgage
2015-02-05Consent Order to Wells FargoMortgage
2015-02-04Settlement Agreement with All Town Mortgage Corp.Mortgage
2015-02-04Settlement Agreement with Guaranteed Rate, Inc.Mortgage
2015-02-04Settlement Agreement with PrimeSource Mortgage Inc.Mortgage
2014-12-22Consent Order to Ocwen Financial Corporation, Ocwen Loan Servicing LLCMortgage
2014-11-18Settlement Agreement with Advisors Mortgage Group, L.L.C.Mortgage
2014-11-18Settlement Agreement with Agency For Consumer Equity Mortgages, Inc.Mortgage
2014-11-18Settlement Agreement with MLO Michael MonteforteMortgage
2014-11-12Settlement Agreement with NRF Funding Corp.Mortgage
2014-11-12Settlement Agreement with R.B.I. Associates, Ltd.Mortgage
2014-10-31Settlement Agreement with Interstate Home Loan Center, Inc.Mortgage
2014-10-17Settlement Agreement with Central Mortgage CompanyMortgage
2014-08-22Settlement Agreement with MLO Adam DeMarioMortgage
2014-08-22Settlement Agreement with Total Group In Lieu of Its True Corporate Name Total Mortgage Services, LLCMortgage
2014-06-30Settlement Agreement with Semper Home Loans, Inc.Mortgage
2014-05-28Settlement Agreement with Canyon Mortgage CorpMortgage
2014-05-12Settlement Agreement with Northeast Processing, LLCMortgage
2014-05-01Settlement Agreement with MLO Jason A. BergMortgage
2014-04-15Settlement Agreement with Ohgeun Kwon D/B/A Union Mortgage Co.Mortgage
2014-03-28Settlement Agreement with J.M. Capital Group LLCMortgage
2014-03-25Suspension Order to The Funding Source, LLCMortgage
2014-02-27Settlement Agreement with MLO Ramchandra J. MishraMortgage
2014-02-19Settlement Agreement with United Northern Mortgage Bankers Limited D/B/A Senior Security Home AdvantageMortgage
2014-02-19Settlement Agreement with Marine Funding, Inc.Mortgage
2014-02-14Settlement Agreement with Sistar Mortgage CompanyMortgage
2014-02-14Settlement Agreement with Servis One, Inc dba BSI Financial ServicesMortgage
2014-02-13Settlement Agreement with Reverse Mortgage Solutions, Inc.Mortgage
2014-01-28Settlement Agreement with LMB Mortgage Services, Inc.Mortgage
2014-01-08Settlement Agreement with Citizens Mortgage CorporationMortgage
2013-11-26Settlement Agreement with Allnet Group, Inc.Mortgage
2013-11-07Settlement Agreement with Adchemy, Inc. d/b/a RateMarketplaceMortgage
2013-11-07Settlement Agreement with Mortgage Master, Inc.Mortgage
2013-10-30Settlement Agreement with Resurgent Capital Services LPMortgage
2013-10-04Settlement Agreement with Todd Christopher McAdamsMortgage
2013-09-24Settlement Agreement with Franklin First Financial Ltd.Mortgage
2013-09-13Settlement Agreement with Statewide Capital Mortgage Corp.Mortgage
2013-09-10Settlement Agreement with PFS, Inc.Mortgage
2013-09-10Settlement Agreement with L.B.A. Mortgage Services, Inc.Mortgage
2013-09-10Consent Order to Prospect Lending, LLC In Lieu of True Name Prospect Mortgage, LLCMortgage
2013-08-27Settlement Agreement with Contour MortgageMortgage
2013-08-27Settlement Agreement with Michael J. RakemanMortgage
2013-08-27Settlement Agreement with Brian G. SchieleMortgage
2013-06-11Settlement Agreement with Payless Mortgage CorporationMortgage
2013-04-18Settlement Agreement with RFC Mortgage in Lieu of Residential Finance CorporationMortgage
2013-04-17Settlement Agreement with Omni Mortgage Corp.Mortgage
2013-02-01Settlement Agreement with Homequest Mortgage & Financial Services Corp.Mortgage
2013-02-01Settlement Agreement with Atlantic Home Loans, Inc.Mortgage
2012-12-05Consent Order to Ocwen Loan Servicing LLCMortgage
2012-10-24Settlement Agreement with Patriot Financial Inc.Mortgage
2012-10-15Settlement Agreement with Global Reach Realty Corp.Mortgage
2012-08-27Settlement Agreement with Guaranteed Rate, Inc.Mortgage
2012-08-01Settlement Agreement with Associated Mortgage Bankers, Inc.Mortgage
2012-06-12WC Financial in Lieu of True Name Warshaw Capital, LLCMortgage
2012-05-24Settlement Agreement with Channel Mortgage LLCMortgage
2012-05-24Settlement Agreement with United Funding Group Corp.Mortgage
2012-05-24Settlement Agreement with Forte Mortgage, in Lieu of National Future Mortgage, Inc.Mortgage
2012-05-04Settlement Agreement with Premium Mortgage Corp D/B/A Icon Funding GroupMortgage
2012-04-26Settlement Agreement with Voyage Financial Group, Inc.Mortgage
2012-04-25Settlement Agreement with Downs Financial Inc.Mortgage
2012-04-02G.G. Mortgage Services, Inc - Order of RevocationMortgage
2012-03-30Settlement Agreement with R.B.I. Associates, LTDMortgage
2012-03-20Settlement Agreement with American Financial Resources, Inc.Mortgage
2012-02-24Settlement Agreement with Seymour O. Williams and Accountable Financial Management CorporationMortgage
2012-02-22Settlement Agreement with New Deal Mortgage Group, LLCMortgage
2012-01-27Suspension Order to Colban Funding, Inc.Mortgage
2012-01-05Order of Suspension to Money Market Mortgage, LLCMortgage
2011-12-15Agreement on Mortgage Servicing Practices with Ocwen Financial CorporationMortgage
2011-10-18Settlement Agreement with Guaranteed Home Mortgage Company Inc.Mortgage
2011-10-17Settlement Agreement with CS Financial Inc.Mortgage