Compass

Enforcement and Discipline

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Mortgage Enforcement Actions

NOTE: The documents linked to from this page are in PDF format.

Date Issued Action
August 7, 2019 Settlement Agreement with East Coast Funding of New York, Inc.
August 1, 2019 Complaint against Vision Property Management, LLC; Kaja Holdings 2, LLC; RVFM 11 Series, LLC; DSV SPV 1, LLC; DSV SPV 2, LLC; DSV SPV 3, LLC; Alan Investments III, LLC; Alex Szkaradek and John Does 1-50 (jointly filed by DFS and NYAG)
June 12, 2019 Settlement Agreement with Sortis Financial, Inc.
May 1, 2019 Settlement Agreement with Absolute Home Mortgage Corporation.
April 18, 2019 Settlement Agreement with A & F Capital, Inc.
March 27, 2019 Settlement Agreement with ResMac of New York in lieu of ResMac, Inc. ("ResMac")
March 6, 2019 Settlement Agreement with Approved Credit Services, Inc.
February 8, 2019 Settlement Agreement with Impac Mortgage Corp. dba Excel Mortgage
February 7, 2019 Settlement Agreement with United Shore Financial Services, LLC
February 7, 2019 Settlement Agreement with PrimeLending, A PlainsCapital Company
January 16, 2019 Settlement Agreement with NJ Lenders Corp. d/b/a Home Owners Mortgage Express
January 14, 2019 Consent Order to SN Servicing Corporation
January 8, 2019 Settlement Agreement with Fidelcap Corp. d/b/a Fidelity Capital
January 2, 2019 Settlement Agreement with AFMC Mortgage in lieu of True Corporate Name American Federal Mortgage Corporation
November 16, 2018 Cease and Desist Order to Franklin First Financial Ltd.
November 14, 2018 Settlement Agreement with Washington Equities Mortgage Corp. 
October 1, 2018 Settlement Agreement with Superior Mortgage Co., Inc.
September 26, 2018 Settlement Agreement with Parkside Lending, LLC
July 24, 2018 Settlement Agreement with Paragon Home Loans Inc.
June 28, 2018 Settlement Agreement with Daniel John Pisani
May 24, 2018 Settlement Agreement with Hypotec Inc. 
May 24, 2018 Settlement Agreement with Circle Mortgage Corporation 
May 10, 2018 Settlement Agreement with Thomas D. Tangney Esq. LLC D/B/A Double T
April 26, 2018 Settlement Agreement with Michael Steven Vassallo
April 20, 2018 Settlement Agreement with Your Approved Funding Corp.
April 11, 2018 Settlement Agreement with Contour Mortgage Corporation
April 11, 2018 Consent Order to Nationstar Mortgage LLC
March 15, 2018 Settlement Agreement with Arlington Financial Corporation
March 15, 2018 Settlement Agreement with Eli B. Weissman
March 15, 2018 Settlement Agreement with Live Well Financial, Inc.
March 13, 2018 Settlement Agreement with Jet Direct Funding Corp. D/B/A Jet Direct Mortgage
March 5, 2018 Settlement Agreement with Commonfund Mortgage Corp. 
January 24, 2018 Settlement Agreement with 21st Mortgage Corporation
January 23, 2018 Settlement Agreement with Nationwide Mortgage Bankers, Inc.
January 23, 2018 Settlement Agreement with John Anthony Aita, Jr.
January 23, 2018 Settlement Agreement with Jason J. Miller
January 3, 2018 Settlement Agreement with All Island Mortgage & Funding Corp
January 3, 2018 Settlement Agreement with Justin Schiatta
December 8, 2017 Settlement Agreement with Matthew James Sullivan
December 7, 2017 Settlement Agreement with loanDepot.com, LLC d/b/a LDWholesale
November 14, 2017 Settlement Agreement with United Equities Mortgage Broker Inc.
November 9, 2017 Settlement Agreement with American Advisors Group, Inc.
October 27, 2017 Settlement Agreement with William T. Knoop
October 25, 2017 Settlement Agreement with Anna Lazar
October 25, 2017 Settlement Agreement with L.W. Integrity Funding LLC 
October 3, 2017 Settlement Agreement with Intercontinental Capital Group, Inc.
August 30, 2017 Settlement Agreement with Bridgeview Mortgage Corp.
August 23, 2017 Settlement Agreement with Money Market Mortgage, LLC
August 18, 2017 Settlement Agreement with Salvator Zangari
August 10, 2017 Consent Order to Mortgage Research Center, LLC, d/b/a Veterans United Home Loans
August 9, 2017 Settlement Agreement with Montgomery Mortgage Solutions, Inc.
August 9, 2017 Settlement Agreement with MCS Mortgage Bankers, Inc.
August 2, 2017 Settlement Agreement with Brian Gerald Schiele
July 25, 2017 Settlement Agreement with Michael J. Rakeman
June 30, 2017 Settlement Agreement with South Fork Funding, Inc.
June 30, 2017 Settlement Agreement with Eli B. Weissman
June 19, 2017 Settlement Agreement with Equity Prime Mortgage LLC
June 9, 2017 Cease and Desist Order to Vanguard Funding, LLC 
June 5, 2017 Settlement Agreement with Select Portfolio Servicing, Inc.
May 10, 2017 Settlement Agreement with Mortgage Network LLC
April 24, 2017 Settlement Agreement with Nothnagle Home Securities Corporation
April 5, 2017 Settlement Agreement with Reliant Home Funding, Inc.
April 5, 2017 Settlement Agreement with Lifestyle Funding Solutions LLC
March 30, 2017 Settlement Agreement with The Money Source
March 30, 2017 Settlement Agreement with JTM Financial Services
March 27, 2017 Settlement Agreement with Silver Fin Capital Group LLC
March 27, 2017 Consent Order to Ocwen Financial Corporation and Ocwen Loan Servicing, LLC
March 22, 2017 Settlement Agreement with United Security Financial Corp.
March 6, 2017 Settlement Agreement with FFC Mortgage
February 22, 2017 Settlement Agreement with MLO Jacqueline Sendra
January 30, 2017 Settlement Agreement with MLO Sandra Michelle Curtis
January 26, 2017 Settlement Agreement with Mortgage Easy, Inc. d/b/a Congress Capital Group
January 26, 2017 Settlement Agreement with Guidance Residential, LLC
January 26, 2017 Settlement Agreement with MLO Frank Giner
January 26, 2017 Settlement Agreement with OwnersChoice Funding, Incorporated
January 11, 2017 Settlement Agreement with MLO Robert A. Castro
December 20, 2016 Settlement Agreement with MLO Denise Ann Panza
December 20, 2016 Settlement Agreement with Prysma Lending Group LLC
December 19, 2016 Settlement Agreement with Allied Mortgage Group, Inc
November 9, 2016 Consent Order to PHH Mortgage Corporation and PHH Home Loans, LLC
October 21, 2016 Settlement Agreement with Mitchell Funding of Valley Stream Inc.
October 12, 2016 Settlement Agreement with United Mortgage Corp. UAN NY Finest Funding
October 12, 2016 Settlement Agreement with MNS Mortgage LLC
October 4, 2016 Settlement Agreement with Kevin Fitzpatrick
October 3, 2016 Settlement Agreement with Joseph F. Schlageter
September 30, 2016 Settlement Agreement with Sun West Mortgage Company, Inc.
September 8, 2016 Settlement Agreement with MLD Mortgage Inc. d/b/a the Money Store
August 30, 2016 Settlement Agreement with Harlequin Capital Corp
July 19, 2016 Settlement Agreement with QuinStreet Media, Inc.
June 3, 2016 Settlement Agreement with Akshay Kumar Dudani
May 4, 2016 Settlement Agreement with 1st Alliance Lending, LLC
December 14, 2015 Settlement Agreement with Go Home Mortgage, Inc.
December 9, 2015 Settlement Agreement with At Home Mortgage Corp. 
November 20, 2015 Settlement Agreement with Mortgage Research Center, LLC D/B/A VA Mortgage Center
November 18, 2015 Consent Order to New Day Financial LLC
November 10, 2015 Settlement Agreement with United Mortgage Brokerage, Inc.
October 28, 2015 Settlement Agreement with Mitchell-Lloyd Mortgage Corp dba Advantage Home Lenders
October 26, 2015 Settlement Agreement with James B. Nutter & Company
October 23, 2015 Settlement Agreement with Home Point Financial Corp.
July 24, 2015 Settlement Agreement with Franklin First Financial, Ltd. D/B/A Franklin First Mortgage Bankers
June 26, 2015 Settlement Agreement with NFM, Consultants d/b/a NFM Lending, in lieu of its true corporate name, NFM, Inc.
May 20, 2015 Settlement Agreement with Starr Mortgage Company, Inc.
April 2, 2015 Settlement Agreement with FFC Mortgage Corp
March 18, 2015 Settlement Agreement with MLO Peijian Chi
February 27, 2015 Settlement Agreement with Fort Funding Corp.
February 5, 2015 Consent Order to Wells Fargo
February 4, 2015 Settlement Agreement with All Town Mortgage Corp.
February 4, 2015 Settlement Agreement with Guaranteed Rate, Inc.
February 4, 2015 Settlement Agreement with PrimeSource Mortgage Inc.
December 22, 2014 Consent Order to Ocwen Financial Corporation, Ocwen Loan Servicing LLC
November 18, 2014 Settlement Agreement with Advisors Mortgage Group, L.L.C.
November 18, 2014 Settlement Agreement with Agency For Consumer Equity Mortgages, Inc.
November 18, 2014 Settlement Agreement with MLO Michael Monteforte
November 12, 2014 Settlement Agreement with NRF Funding Corp.
November 12, 2014 Settlement Agreement with R.B.I. Associates, Ltd.
October 31, 2014 Settlement Agreement with Interstate Home Loan Center, Inc.
October 17, 2014 Settlement Agreement with Central Mortgage Company
August 22, 2014 Settlement Agreement with MLO Adam DeMario
August 22, 2014 Settlement Agreement with Total Group In Lieu of Its True Corporate Name Total Mortgage Services, LLC
June 30, 2014 Settlement Agreement with Semper Home Loans, Inc.
May 28, 2014 Settlement Agreement with Canyon Mortgage Corp
May 12, 2014 Settlement Agreement with Northeast Processing, LLC
May 1, 2014 Settlement Agreement with MLO Jason A. Berg
April 15, 2014 Settlement Agreement with Ohgeun Kwon D/B/A Union Mortgage Co.
March 28, 2014 Settlement Agreement with J.M. Capital Group LLC
March 25, 2014 Suspension Order to The Funding Source, LLC
February 27, 2014 Settlement Agreement with MLO Ramchandra J. Mishra
February 19, 2014 Settlement Agreement with United Northern Mortgage Bankers Limited D/B/A Senior Security Home Advantage
February 19, 2014 Settlement Agreement with Marine Funding, Inc.
February 14, 2014 Settlement Agreement with Sistar Mortgage Company
February 14, 2014 Settlement Agreement with Servis One, Inc dba BSI Financial Services
February 13, 2014 Settlement Agreement with Reverse Mortgage Solutions, Inc.
January 28, 2014 Settlement Agreement with LMB Mortgage Services, Inc.
January 8, 2014 Settlement Agreement with Citizens Mortgage Corporation