Regulations - Final Adoptions: Financial Services

  • The following table has Two columns.
  • Column One contains an Adoption description followed by links to the adoption's documents. Note: Some Column One rows may contain multiple related adoptions.
  • Column Two contains the Effective Date of the adoption(s).
  • All documents are in PDF format unless indicated otherwise.
Adoption (link and description) Effective Date

Repeal of 3 NYCRR SP G 106:
 Public Access to Department of Financial Services Records
Repeal of 11 NYCRR 241 (Insurance Regulation 71):
 Availability of Department Records
Adoption of New Part 3 to 23 NYCRR:
 Public Access to Department Records

May 20, 2020

Certification of Compliance, Due Date

April 22, 2020

Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services

March 25, 2020

Adoption of 23 NYCRR PART 101 of the Regulations of the Superintendent of Financial Services (Banking Division Assessments)

February 12, 2020

Adoption of New 23 NYCRR PART 201 of the Regulations of the Superintendent of Financial Services (Registration Requirements & Prohibited Practices For Credit Reporting Agencies)

July 3, 2018

Adoption of 23 NYCRR PART 501 of the Regulations of the Superintendent of Financial Services (Nationwide Multistate Licensing System and Registry)

October 4, 2017

Adoption of New 23 NYCRR 500 of the Regulations of the Superintendent of Financial Services (Cybersecurity Requirements for Financial Services Companies)

March 1, 2017

Adoption of Amendments to Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers)

September 9, 2015

Final Adoption of Regulation 23 NYCRR Part 200 Virtual Currencies

June 24, 2015

Final Adoption of Regulation 23 NYCRR Part 400 (New) (Independent Dispute Resolution for Emergency Services and Surprise Bills)

June 03, 2015

New Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers)

December 02, 2014

New Part 600 of the Regulations of the Superintendent of Financial Services (State Charter Advisory Board: Selection of Candidates Representing Financial Institutions)

 

December 28, 2011