Regulations - Final Adoptions: Financial Services
- The following table has Two columns.
- Column One contains an Adoption description followed by links to the adoption's documents. Note: Some Column One rows may contain multiple related adoptions.
- Column Two contains the Effective Date of the adoption(s).
- All documents are in PDF format unless indicated otherwise.
Adoption (link and description) | Effective Date |
---|---|
Repeal of 3 NYCRR SP G 106: |
May 20, 2020 |
Certification of Compliance, Due Date |
April 22, 2020 |
Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services |
March 25, 2020 |
Adoption of 23 NYCRR PART 101 of the Regulations of the Superintendent of Financial Services (Banking Division Assessments) |
February 12, 2020 |