Regulations - Final Adoptions: Financial Services

All documents are in PDF format unless indicated otherwise.

Adoption (link and description)	Effective Date
Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services Final Adoption of First Amendment to 23 NYCRR 2	July 6, 2022
Independent Dispute Resolution for Emergency Services and Surprise Bills Final Adoption of First Amendment to 23 NYCRR 400 Notice of Adoption Assessment of Public Comments	August 13, 2021
Repeal of 3 NYCRR SP G 106: Public Access to Department of Financial Services Records Repeal of 11 NYCRR 241 (Insurance Regulation 71): Availability of Department Records Adoption of New Part 3 to 23 NYCRR: Public Access to Department Records Final Repeal of 3 NYCRR SP G 106, Repeal of 11 NYCRR 241 (Insurance Regulation 71), and Adoption of New Part 3 to 23 NYCRR Notice of Adoption	May 20, 2020
Certification of Compliance, Due Date Adoption of 23 NYCRR 500.17 & Appendix A Notice of Adoption	April 22, 2020
Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services Repeal of Insurance Regulations 3 and 97 (11 NYCRR 4), Repeal of 3 NYCRR Supervisory Procedure G 111 and Adoption of New 23 NYCRR 2 Notice of Final Adoption	March 25, 2020
Adoption of 23 NYCRR PART 101 of the Regulations of the Superintendent of Financial Services (Banking Division Assessments) Text of 23 NYCRR PART 101	February 12, 2020