Regulations - Final Adoptions: Financial Services
- The following table has Two columns.
- Column One contains an Adoption description followed by links to the adoption's documents. Note: Some Column One rows may contain multiple related adoptions.
- Column Two contains the Effective Date of the adoption(s).
- All documents are in PDF format unless indicated otherwise.
| Adoption (link and description) | Effective Date |
|---|---|
|
Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services |
March 25, 2020 |
|
Adoption of 23 NYCRR PART 101 of the Regulations of the Superintendent of Financial Services (Banking Division Assessments) |
February 12, 2020 |
|
Adoption of New 23 NYCRR PART 201 of the Regulations of the Superintendent of Financial Services (Registration Requirements & Prohibited Practices For Credit Reporting Agencies) |
July 3, 2018 |
|
Adoption of 23 NYCRR PART 501 of the Regulations of the Superintendent of Financial Services (Nationwide Multistate Licensing System and Registry) |
October 4, 2017 |
|
Adoption of New 23 NYCRR 500 of the Regulations of the Superintendent of Financial Services (Cybersecurity Requirements for Financial Services Companies) |
March 1, 2017 |
|
Adoption of Amendments to Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers) |
September 9, 2015 |
|
Final Adoption of Regulation 23 NYCRR Part 200 Virtual Currencies |
June 24, 2015 |
|
Final Adoption of Regulation 23 NYCRR Part 400 (New) (Independent Dispute Resolution for Emergency Services and Surprise Bills) |
June 03, 2015 |
|
New Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers) |
December 02, 2014 |
|
New Part 600 of the Regulations of the Superintendent of Financial Services (State Charter Advisory Board: Selection of Candidates Representing Financial Institutions)
|
December 28, 2011 |